0001690820-24-000152.txt : 20240403 0001690820-24-000152.hdr.sgml : 20240403 20240403190014 ACCESSION NUMBER: 0001690820-24-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JENKINS MARK W. CENTRAL INDEX KEY: 0001700540 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 24820829 MAIL ADDRESS: STREET 1: 300 E RIO SALADO PKWY CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARVANA CO. CENTRAL INDEX KEY: 0001690820 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 814549921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 E. RIO SALADO PARKWAY CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: (480) 719-8809 MAIL ADDRESS: STREET 1: 300 E. RIO SALADO PARKWAY CITY: TEMPE STATE: AZ ZIP: 85281 4 1 wk-form4_1712185202.xml FORM 4 X0508 4 2024-04-01 0 0001690820 CARVANA CO. CVNA 0001700540 JENKINS MARK W. C/O CARVANA CO. 300 E. RIO SALADO PKWY TEMPE AZ 85281 0 1 0 0 Chief Financial Officer 1 Class A Common Stock 2024-04-01 4 M 0 50000 10.07 A 233156 D Class A Common Stock 2024-04-01 4 S 0 4413 85.98 D 228743 D Class A Common Stock 2024-04-01 4 S 0 40369 86.77 D 188374 D Class A Common Stock 2024-04-01 4 S 0 5218 87.36 D 183156 D Class A Common Stock 2024-04-01 4 S 0 500 86.04 D 182656 D Class A Common Stock 2024-04-01 4 S 0 4300 86.81 D 178356 D Class A Common Stock 2024-04-01 4 S 0 200 87.57 D 178156 D Class A Common Stock 2024-04-02 4 S 0 8348 82.89 D 169808 D Class A Common Stock 2024-04-02 4 S 0 802 83.48 D 169006 D Class A Common Stock 2024-04-02 4 S 0 146 82.91 D 168860 D Stock Options (Right to Buy) 10.07 2024-04-01 4 M 0 50000 0 D 2024-04-01 2033-02-22 Class A Common Stock 50000 448513 D The reported option exercise and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023. This transaction was executed in multiple trades at prices ranging from $ 85.25 to $86.24, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. This transaction was executed in multiple trades at prices ranging from $ 86.26 to $87.25, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. This transaction was executed in multiple trades at prices ranging from $ 87.26 to $87.70, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. This transaction was executed in multiple trades at prices ranging from $ 85.39 to $86.27, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. This transaction was executed in multiple trades at prices ranging from $ 86.42 to $87.38, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. This transaction was executed in multiple trades at prices ranging from $ 87.43 to $87.70, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Represents total number of shares of Class A Common Stock of the Issuer sold to pay required taxes upon vesting of restricted stock units pursuant to various awards. This transaction was executed in multiple trades at prices ranging from $ 82.39 to $83.35, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. This transaction was executed in multiple trades at prices ranging from $ 83.40 to $83.62, inclusive. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. The non-qualified stock options representing the right to purchase for the exercise price Class A Common Stock of the Issuer vested 25% on April 1, 2024 and monthly thereafter for the following three years, subject to the Reporting Person's continued service with the Issuer. /s/ Paul Breaux, by Power of Attorney for Mark W. Jenkins 2024-04-03