0001690820-19-000118.txt : 20190516 0001690820-19-000118.hdr.sgml : 20190516 20190516191409 ACCESSION NUMBER: 0001690820-19-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190510 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARCIA ERNEST C. III CENTRAL INDEX KEY: 0001700548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 19833814 MAIL ADDRESS: STREET 1: 4020 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARVANA CO. CENTRAL INDEX KEY: 0001690820 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 814549921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1930 W. RIO SALADO PARKWAY CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: (480) 719-8809 MAIL ADDRESS: STREET 1: 1930 W. RIO SALADO PARKWAY CITY: TEMPE STATE: AZ ZIP: 85281 4 1 wf-form4_155804843494793.xml FORM 4 X0306 4 2019-05-10 0 0001690820 CARVANA CO. CVNA 0001700548 GARCIA ERNEST C. III C/O CARVANA CO. 1930 W. RIO SALADO PARKWAY TEMPE AZ 85281 1 1 1 0 Chief Executive Officer Class A Common Stock 2019-05-10 4 C 0 29539 0 A 43230 I See Footnote Class B Common Stock 2019-05-10 4 J 0 29539 0 D 11922461 I See Footnote Class A Common Stock 2019-05-14 4 J 0 43230 0 D 0 I See Footnote Class A Common Stock 2019-05-14 4 J 0 43230 0 A 56292 D Class A Common Stock 2019-05-14 4 D 0 43230 0 D 13062 D Class B Common Stock 3664526 D Class A Units 2019-05-10 4 C 0 36924 0 D Class A Common Stock 29539.0 14903076 I See Footnote Class A Units Class A Common Stock 3664526.0 4580658 D This Class A Common Stock is held directly by the Ernest Irrevocable 2004 Trust III (the "Trust"). The Reporting Person is the Co-Administrative Trustee and Co-Investment Trustee of the Trust and therefore shares voting and dispositive power over the stock held directly by the Trust. Reflects the cancellation for no consideration of Class B Common Stock in connection with the conversion of Class A Units into Class A Common Stock. This Class B Common Stock is held directly by the Trust. The reported shares were transferred to the Reporting Person from the direct holdings of the Trust. The reported shares were contributed to the Issuer to fund restricted stock unit awards to employees of Carvana, LLC under the Issuer's 2017 Omnibus Incentive Plan at no charge to Issuer, pursuant to a Contribution Agreement dated May 7, 2019, by and between the Issuer and the Reporting Person. Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017, the Class A Units are exchangeable for 0.8 shares of Class A Common Stock of the Issuer. The Class A Units do not expire. These Class A Units are held directly by the Trust. /s/ Paul Breaux, by Power of Attorney for Ernest C. Garcia, III 2019-05-16