0001690820-19-000118.txt : 20190516
0001690820-19-000118.hdr.sgml : 20190516
20190516191409
ACCESSION NUMBER: 0001690820-19-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190510
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARCIA ERNEST C. III
CENTRAL INDEX KEY: 0001700548
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 19833814
MAIL ADDRESS:
STREET 1: 4020 E. INDIAN SCHOOL ROAD
CITY: PHOENIX
STATE: AZ
ZIP: 85018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARVANA CO.
CENTRAL INDEX KEY: 0001690820
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 814549921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1930 W. RIO SALADO PARKWAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: (480) 719-8809
MAIL ADDRESS:
STREET 1: 1930 W. RIO SALADO PARKWAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
4
1
wf-form4_155804843494793.xml
FORM 4
X0306
4
2019-05-10
0
0001690820
CARVANA CO.
CVNA
0001700548
GARCIA ERNEST C. III
C/O CARVANA CO.
1930 W. RIO SALADO PARKWAY
TEMPE
AZ
85281
1
1
1
0
Chief Executive Officer
Class A Common Stock
2019-05-10
4
C
0
29539
0
A
43230
I
See Footnote
Class B Common Stock
2019-05-10
4
J
0
29539
0
D
11922461
I
See Footnote
Class A Common Stock
2019-05-14
4
J
0
43230
0
D
0
I
See Footnote
Class A Common Stock
2019-05-14
4
J
0
43230
0
A
56292
D
Class A Common Stock
2019-05-14
4
D
0
43230
0
D
13062
D
Class B Common Stock
3664526
D
Class A Units
2019-05-10
4
C
0
36924
0
D
Class A Common Stock
29539.0
14903076
I
See Footnote
Class A Units
Class A Common Stock
3664526.0
4580658
D
This Class A Common Stock is held directly by the Ernest Irrevocable 2004 Trust III (the "Trust"). The Reporting Person is the Co-Administrative Trustee and Co-Investment Trustee of the Trust and therefore shares voting and dispositive power over the stock held directly by the Trust.
Reflects the cancellation for no consideration of Class B Common Stock in connection with the conversion of Class A Units into Class A Common Stock.
This Class B Common Stock is held directly by the Trust.
The reported shares were transferred to the Reporting Person from the direct holdings of the Trust.
The reported shares were contributed to the Issuer to fund restricted stock unit awards to employees of Carvana, LLC under the Issuer's 2017 Omnibus Incentive Plan at no charge to Issuer, pursuant to a Contribution Agreement dated May 7, 2019, by and between the Issuer and the Reporting Person.
Pursuant to an exchange agreement among the Issuer and certain common unit holders of Carvana Group, LLC, dated April 27, 2017, the Class A Units are exchangeable for 0.8 shares of Class A Common Stock of the Issuer. The Class A Units do not expire.
These Class A Units are held directly by the Trust.
/s/ Paul Breaux, by Power of Attorney for Ernest C. Garcia, III
2019-05-16