0000899243-17-018081.txt : 20170707 0000899243-17-018081.hdr.sgml : 20170707 20170707174402 ACCESSION NUMBER: 0000899243-17-018081 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170707 DATE AS OF CHANGE: 20170707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARVANA CO. CENTRAL INDEX KEY: 0001690820 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 814549921 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4020 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 BUSINESS PHONE: (800) 333-4554 MAIL ADDRESS: STREET 1: 4020 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREAUX PAUL W. CENTRAL INDEX KEY: 0001700545 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38073 FILM NUMBER: 17955964 MAIL ADDRESS: STREET 1: 4020 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2017-04-27 2017-04-27 0 0001690820 CARVANA CO. CVNA 0001700545 BREAUX PAUL W. C/O CARVANA CO. 4020 E. INDIAN SCHOOL ROAD PHOENIX AZ 85018 0 1 0 0 See Remarks Class B Units 12.00 Class A Common Stock D Mr. Breaux was granted the 50,000 Class B Units on April 27, 2017 with a participation threshold of $12.00; 10,000 will vest on February 1, 2018 and 833 will vest on the first of each month thereafter. Pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group, LLC and the members of Carvana Group, LLC, Class B Units are exchangeable for a number of shares of the Issuer's Class A Common Stock equal to the Class A Common Stock share value less the applicable participation threshold multiplied by 0.8 times the number of Class B Units being exchanged, divided by the Class A Common Stock share value. The participation threshold for these Class B Units was incorrectly reported in the reporting person's original Form 3 filed on April 27, 2017. VP, General Counsel and Secretary /s/ Paul Breaux 2017-07-07