MEMBER

0001398344-21-010716.txt : 20210514 0001398344-21-010716.hdr.sgml : 20210514 20210514094348 ACCESSION NUMBER: 0001398344-21-010716 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELCO Management Co., LLC CENTRAL INDEX KEY: 0001690717 IRS NUMBER: 133811111 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17577 FILM NUMBER: 21922301 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-603-7852 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001690717 XXXXXXXX 03-31-2021 03-31-2021 false ELCO Management Co., LLC

200 PARK AVENUE SUITE 1700 NEW YORK NY 10166

13F COMBINATION REPORT 028-17577 028-10662 MENDON CAPITAL ADVISORS CORP 028-14357 Water Asset Management LLC N JAMES ELLIOT MEMBER 212-603-7582 /s/ JAMES ELLIOT NEW YORK NY 05-13-2021 0 148 110501 INFORMATION TABLE 2 fp0064493_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 2230 18605 SH SOLE 0 0 18605 ABBVIE INC COM 00287y109 2002 18500 SH SOLE 0 0 18500 ALPHABET INC CAP STK CL C 02079k107 3200 1547 SH SOLE 75 0 1472 AMAZON COM INC COM 023135106 3991 1290 SH SOLE 102 0 1188 AMERICAN WTR WKS CO INC NEW COM 030420103 1793 11962 SH SOLE 680 0 11282 AMERICAN WTR WKS CO INC NEW COM 030420103 1256 8378 SH DFND 0 8378 0 ANALOG DEVICES INC COM 032654105 310 2000 SH SOLE 0 0 2000 ANTERO MIDSTREAM CORP COM 03676b102 925 102425 SH SOLE 90000 0 12425 APPLE INC COM 037833100 4813 39401 SH SOLE 1980 0 37421 ARTESIAN RES CORP CL A 043113208 19 483 SH SOLE 0 0 483 ARTESIAN RES CORP CL A 043113208 390 9916 SH DFND 0 9916 0 ASML HOLDING N V N Y REGISTRY SHS n07059210 612 991 SH SOLE 0 0 991 BILIBILI INC SPONS ADS REP Z 090040106 214 2000 SH SOLE 0 0 2000 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 243 4500 SH SOLE 0 0 4500 BOEING CO COM 097023105 1497 5876 SH SOLE 355 0 5521 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 403 5000 SH SOLE 0 0 5000 BUSINESS FIRST BANCSHARES IN COM 12326c105 460 19207 SH DFND 0 19207 0 CALIFORNIA BANCORP INC COM 13005u101 208 11661 SH DFND 0 11661 0 CAPSTAR FINL HLDGS INC COM 14070t102 338 19623 SH DFND 0 19623 0 CARRIER GLOBAL CORPORATION COM 14448c104 581 13766 SH SOLE 1425 0 12341 CHENIERE ENERGY INC COM NEW 16411R208 2667 37034 SH SOLE 24100 0 12934 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441a102 29 3958 SH SOLE 0 0 3958 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441a102 580 79151 SH DFND 0 79151 0 CIT GROUP INC COM NEW 125581801 184 3570 SH SOLE 0 0 3570 CIT GROUP INC COM NEW 125581801 492 9549 SH DFND 0 9549 0 CLEARWAY ENERGY INC CL C 18539c204 226 8040 SH SOLE 4800 0 3240 COCA COLA CO COM 191216100 395 7494 SH SOLE 580 0 6914 COLGATE PALMOLIVE CO COM 194162103 1380 17500 SH SOLE 0 0 17500 COMMUNITY BANKERS TR CORP COM 203612106 293 33245 SH DFND 0 33245 0 CONSTELLATION BRANDS INC CL A 21036p108 939 4117 SH SOLE 280 0 3837 CORNING INC COM 219350105 657 15109 SH SOLE 1060 0 14049 CUMMINS INC COM 231021106 697 2689 SH SOLE 155 0 2534 CVS HEALTH CORP COM 126650100 660 8775 SH SOLE 680 0 8095 DNP SELECT INCOME FD INC COM 23325p104 119 12000 SH SOLE 0 0 12000 DOMINION ENERGY INC COM 25746u109 972 12792 SH SOLE 635 0 12157 DUPONT DE NEMOURS INC COM 26614n102 264 3421 SH SOLE 320 0 3101 EATON VANCE RISK-MANAGED DIV COM 27829G106 362 33600 SH SOLE 0 0 33600 ECOLAB INC COM 278865100 16 75 SH SOLE 0 0 75 ECOLAB INC COM 278865100 322 1504 SH DFND 0 1504 0 EQUITY BANCSHARES INC COM CL A 29460X109 475 17326 SH DFND 0 17326 0 ESSENTIAL UTILS INC COM 29670g102 719 16075 SH SOLE 2565 0 13510 ESSENTIAL UTILS INC COM 29670g102 920 20560 SH DFND 0 20560 0 ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 25 432 SH SOLE 0 0 432 ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 494 8638 SH DFND 0 8638 0 EVOQUA WATER TECHNOLOGIES CO COM 30057t105 31 1192 SH SOLE 0 0 1192 EVOQUA WATER TECHNOLOGIES CO COM 30057t105 632 24038 SH DFND 0 24038 0 FASTENAL CO COM 311900104 201 4000 SH SOLE 0 0 4000 FIRST INTST BANCSYSTEM INC COM CL A 32055y201 324 7031 SH SOLE 1300 0 5731 FIRST WESTN FINL INC COM 33751L105 517 20652 SH DFND 0 20652 0 FIRST BANCSHARES INC MS COM 318916103 646 17638 SH DFND 0 17638 0 GLOBAL WTR RES INC COM 379463102 34 2098 SH SOLE 0 0 2098 GLOBAL WTR RES INC COM 379463102 670 41098 SH DFND 0 41098 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 20 1368 SH SOLE 0 0 1368 GREAT LAKES DREDGE & DOCK CO COM 390607109 389 26714 SH DFND 0 26714 0 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 466 19900 SH SOLE 0 0 19900 HAYWARD HLDGS INC COM 421298100 9 543 SH SOLE 0 0 543 HAYWARD HLDGS INC COM 421298100 187 11101 SH DFND 0 11101 0 HEXCEL CORP NEW COM 428291108 2048 36564 SH SOLE 7550 0 29014 HOME DEPOT INC COM 437076102 2773 9083 SH SOLE 520 0 8563 HONEYWELL INTL INC COM 438516106 2032 9359 SH SOLE 495 0 8864 HOWARD BANCORP INC COM 442496105 469 28539 SH DFND 0 28539 0 HUBBELL INC COM 443510607 963 5154 SH SOLE 380 0 4774 ILLUMINA INC COM 452327109 2428 6322 SH SOLE 355 0 5967 IMAX CORP COM 45245e109 211 10500 SH SOLE 0 0 10500 INTEL CORP COM 458140100 344 5382 SH SOLE 0 0 5382 INTERCONTINENTAL EXCHANGE IN COM 45866f104 1197 10715 SH SOLE 0 0 10715 ISHARES TR GLOB HLTHCRE ETF 464287325 832 10798 SH SOLE 0 0 10798 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137v100 436 6000 SH SOLE 0 0 6000 JD.COM INC SPON ADR CL A 47215p106 422 5000 SH SOLE 0 0 5000 JOHNSON & JOHNSON COM 478160104 885 5387 SH SOLE 250 0 5137 JPMORGAN CHASE & CO COM 46625h100 1136 7460 SH SOLE 405 0 7055 KINDER MORGAN INC DEL COM 49456B101 325 19509 SH SOLE 0 0 19509 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077b207 447 16400 SH SOLE 0 0 16400 LIMESTONE BANCORP INC COM 53262l105 816 51483 SH DFND 0 51483 0 LOCKHEED MARTIN CORP COM 539830109 266 720 SH SOLE 0 0 720 MARRIOTT INTL INC NEW CL A 571903202 613 4139 SH SOLE 350 0 3789 MASCO CORP COM 574599106 30 503 SH SOLE 0 0 503 MASCO CORP COM 574599106 604 10089 SH DFND 0 10089 0 MCDONALDS CORP COM 580135101 842 3758 SH SOLE 155 0 3603 MEDTRONIC PLC SHS g5960l103 1800 15235 SH SOLE 1000 0 14235 MICROSOFT CORP COM 594918104 2672 11331 SH SOLE 820 0 10511 NEXTERA ENERGY INC COM 65339F101 464 6143 SH SOLE 0 0 6143 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341b106 284 3895 SH SOLE 0 0 3895 NOAH HLDGS LTD SPON ADS CL A 65487x102 355 8000 SH SOLE 0 0 8000 NEW YORK CMNTY BANCORP INC COM 649445103 176 13908 SH DFND 0 13908 0 ONEOK INC NEW COM 682680103 686 13545 SH SOLE 9000 0 4545 ORIGIN BANCORP INC COM 68621t102 255 6001 SH DFND 0 6001 0 OTIS WORLDWIDE CORP COM 68902v107 467 6817 SH SOLE 702 0 6115 PENTAIR PLC SHS G7S00T104 29 467 SH SOLE 0 0 467 PENTAIR PLC SHS G7S00T104 586 9396 SH DFND 0 9396 0 PIONEER NAT RES CO COM 723787107 889 5600 SH SOLE 5500 0 100 PRIMERICA INC COM 74164m108 591 4000 SH SOLE 0 0 4000 PROCTER AND GAMBLE CO COM 742718109 1434 10587 SH SOLE 620 0 9967 PROFESSIONAL HLDG CORP CL A COM 743139107 330 17964 SH DFND 0 17964 0 QUALCOMM INC COM 747525103 265 2000 SH SOLE 0 0 2000 RAYTHEON TECHNOLOGIES CORP COM 75513e101 793 10268 SH SOLE 535 0 9733 RELIANT BANCORP INC COM 75956b101 1122 39071 SH DFND 0 39071 0 REXNORD CORP COM 76169B102 126 2667 SH SOLE 0 0 2667 REXNORD CORP COM 76169B102 867 18408 SH DFND 0 18408 0 RIVERVIEW BANCORP INC COM 769397100 578 83477 SH DFND 0 83477 0 SAP SE SPON ADR 803054204 221 1800 SH SOLE 0 0 1800 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 315 3200 SH SOLE 0 0 3200 SELECT BANCORP INC NEW COM 81617L108 532 48030 SH DFND 0 48030 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369y209 467 4000 SH SOLE 260 0 3740 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 510 3843 SH SOLE 0 0 3843 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 368 10805 SH SOLE 0 0 10805 SEMPRA ENERGY COM 816851109 1229 9269 SH SOLE 510 0 8759 SILVERGATE CAP CORP CL A 82837P408 383 2695 SH DFND 0 2695 0 SOUTHERN FIRST BANCSHARES COM 842873101 609 12989 SH DFND 0 12989 0 SPDR GOLD TR GOLD SHS 78463v107 392 2450 SH SOLE 0 0 2450 SPDR S&P 500 ETF TR TR UNIT 78462F103 3624 9143 SH SOLE 8084 0 1059 SPDR S&P 500 ETF TR TR UNIT 78462F103 517 1305 SH DFND 0 1305 0 SPIRIT OF TEX BANCSHARES INC COM 84861d103 38 1690 SH SOLE 0 0 1690 SPIRIT OF TEX BANCSHARES INC COM 84861d103 717 32148 SH DFND 0 32148 0 STARWOOD PPTY TR INC COM 85571b105 288 11650 SH SOLE 0 0 11650 SUEZ ADR LEVEL 1 COM 864691209 47 4395 SH SOLE 0 0 4395 SUEZ ADR LEVEL 1 COM 864691209 927 87462 SH DFND 0 87462 0 TARGA RES CORP COM 87612G101 1268 39927 SH SOLE 20000 0 19927 TCW STRATEGIC INCOME FD INC COM 872340104 59 10410 SH SOLE 0 0 10410 TENCENT MUSIC ENTMT GROUP SPON ADS 88034p109 205 10000 SH SOLE 0 0 10000 UNITED PARCEL SERVICE INC CL B 911312106 287 1691 SH SOLE 0 0 1691 UNITED UTILITIES GROUP COM 91311e102 13 500 SH SOLE 0 0 500 UNITED UTILITIES GROUP COM 91311e102 261 10000 SH DFND 0 10000 0 UNIVERSAL DISPLAY CORP COM 91347p105 710 3000 SH SOLE 0 0 3000 VARIAN MED SYS INC COM 92220P105 353 2000 SH SOLE 0 0 2000 VEOLIA ENVIRONNEMENT ADR COM 92334n103 17 657 SH SOLE 0 0 657 VEOLIA ENVIRONNEMENT ADR COM 92334n103 245 9533 SH DFND 0 9533 0 VERIZON COMMUNICATIONS INC COM 92343v104 561 9651 SH SOLE 0 0 9651 VERITEX HLDGS INC COM 923451108 83 2530 SH SOLE 1000 0 1530 VERITEX HLDGS INC COM 923451108 578 17662 SH DFND 0 17662 0 WALMART INC COM 931142103 515 3795 SH SOLE 345 0 3450 DISNEY WALT CO COM 254687106 1995 10813 SH SOLE 510 0 10303 WILLIAMS COS INC COM 969457100 2892 122083 SH SOLE 59430 0 62653 XYLEM INC COM 98419M100 266 2533 SH SOLE 0 0 2533 YORK WTR CO COM 987184108 12 235 SH SOLE 0 0 235 YORK WTR CO COM 987184108 389 7949 SH DFND 0 7949 0 ZIMMER BIOMET HOLDINGS INC COM 98956p102 869 5427 SH SOLE 400 0 5027 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2174 283029 SH SOLE 167700 0 115329 ENTERPRISE PRODS PARTNERS L COM 293792107 1024 46513 SH SOLE 23000 0 23513 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 472 10878 SH SOLE 0 0 10878 MPLX LP COM UNIT REP LTD 55336V100 2215 86403 SH SOLE 60000 0 26403 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 857 94145 SH SOLE 77000 0 17145 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 227 7130 SH SOLE 0 0 7130 BLACKROCK ENHANCED EQUITY DI COM 09251a104 544 57500 SH SOLE 0 0 57500 BLACKROCK TAX MUNICPAL BD TR SHS 09248x100 385 15600 SH SOLE 0 0 15600 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 367 21300 SH SOLE 0 0 21300 EATON VANCE TAX-MANAGED DIVE COM 27828n102 768 60150 SH SOLE 0 0 60150 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 320 42000 SH SOLE 0 0 42000