0001398344-19-002903.txt : 20190214
0001398344-19-002903.hdr.sgml : 20190214
20190214143643
ACCESSION NUMBER: 0001398344-19-002903
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELCO Management Co., LLC
CENTRAL INDEX KEY: 0001690717
IRS NUMBER: 133811111
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17577
FILM NUMBER: 19604757
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-603-7852
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10166
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001690717
XXXXXXXX
12-31-2018
12-31-2018
false
ELCO Management Co., LLC
200 PARK AVENUE
SUITE 1700
NEW YORK
NY
10166
13F COMBINATION REPORT
028-17577
Mendon Capital Advisors, Corp
Water Asset Management, LLC
N
JAMES ELLIOT
MEMBER
212-603-7582
/s/ JAMES ELLIOT
NEW YORK
NY
02-14-2019
0
141
147151
INFORMATION TABLE
2
fp0039682_13fhr-table.xml
13F INFORMATION TABLE
CORE LABORATORIES N V
COM
N22717107
358
6000
SH
SOLE
6000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1497
18000
SH
SOLE
18000
0
0
3M CO
COM
88579y101
286
1500
SH
SOLE
0
0
1500
SMITH A O
COM
831865209
64
1500
SH
SOLE
1500
0
0
SMITH A O
COM
831865209
270
6326
SH
DFND
0
6326
0
ABBOTT LABS
COM
002824100
1331
18405
SH
SOLE
0
0
18405
ABBVIE INC
COM
00287y109
1706
18500
SH
SOLE
0
0
18500
ABILITY INC
SHS
g8789k124
30
16000
SH
SOLE
0
0
16000
ADVANCED MICRO DEVICES INC
COM
007903107
185
10000
SH
SOLE
0
0
10000
ALPHABET INC
CAP STK CL C
02079k107
1768
1707
SH
SOLE
125
0
1582
ALPS ETF TR
ALERIAN MLP
00162q866
105
12000
SH
SOLE
0
0
12000
AMALGAMATED BK NEW YORK N Y
CLASS A
022663108
731
37482
SH
DFND
0
37482
0
AMAZON COM INC
COM
023135106
2474
1647
SH
SOLE
102
0
1545
AMERICAN WTR WKS CO INC NEW
COM
030420103
2616
28815
SH
SOLE
9150
0
19665
AMERICAN WTR WKS CO INC NEW
COM
030420103
188
2075
SH
DFND
0
2075
0
ANADARKO PETE CORP
COM
032511107
978
22300
SH
SOLE
22000
0
300
APPLE INC
COM
037833100
2591
16425
SH
SOLE
880
0
15545
AQUA AMERICA INC
COM
03836W103
356
10420
SH
SOLE
55
0
10365
ARTESIAN RESOURCES CORP
CL A
043113208
52
1485
SH
SOLE
1485
0
0
ARTESIAN RESOURCES CORP
CL A
043113208
204
5861
SH
DFND
0
5861
0
ATLANTIC CAP BANCSHARES INC
COM
048269203
450
27473
SH
DFND
0
27473
0
AMERIS BANCORP
COM
03076k108
719
22704
SH
DFND
0
22704
0
BANCORP 34 INC
COM
05970V106
1008
68157
SH
DFND
0
68157
0
BANK7 CORP
COM
06652n107
397
29739
SH
DFND
0
29739
0
BAYCOM CORP
COM
07272m107
738
31967
SH
DFND
0
31967
0
BOEING CO
COM
097023105
2834
8788
SH
SOLE
30
0
8758
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
225
5000
SH
SOLE
0
0
5000
CABOT OIL & GAS CORP
COM
127097103
903
40400
SH
SOLE
38000
0
2400
CBTX INC
COM
12481v104
950
32301
SH
DFND
0
32301
0
CHEESECAKE FACTORY INC
COM
163072101
220
5062
SH
SOLE
0
0
5062
CHENIERE ENERGY INC
COM NEW
16411R208
4361
73680
SH
SOLE
56200
0
17480
CHINACACHE INTL HLDG LTD
SPONSORED ADR
16950m107
130
115083
SH
SOLE
0
0
115083
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441a102
379
46983
SH
DFND
0
46983
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
1348
77363
SH
DFND
0
77363
0
COCA COLA CO
COM
191216100
356
7525
SH
SOLE
45
0
7480
COLGATE PALMOLIVE CO
COM
194162103
1608
27020
SH
SOLE
0
0
27020
COMMUNITY BANKERS TR CORP
COM
203612106
857
118722
SH
DFND
0
118722
0
CONSTELLATION BRANDS INC
CL A
21036p108
515
3202
SH
SOLE
20
0
3182
CUMMINS INC
COM
231021106
566
4235
SH
SOLE
1010
0
3225
CVS HEALTH CORP
COM
126650100
897
13685
SH
SOLE
55
0
13630
DOMINION ENERGY INC
COM
25746u109
1816
25415
SH
SOLE
8050
0
17365
DOWDUPONT INC
COM
26078j100
3094
57860
SH
SOLE
26595
0
31265
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336t100
176
18500
SH
SOLE
0
0
18500
EQT CORP
COM
26884L109
863
45700
SH
SOLE
44600
0
1100
ESQUIRE FINL HLDGS INC
COM
29667j101
780
35961
SH
DFND
0
35961
0
EVERSOURCE ENERGY
COM
30040w108
260
4000
SH
SOLE
0
0
4000
EVANS BANCORP INC
COM NEW
29911q208
300
9232
SH
DFND
0
9232
0
FANG HLDGS LTD
ADR
30711y102
14
10000
SH
SOLE
0
0
10000
FIRST CMNTY CORP S C
COM
319835104
535
27530
SH
DFND
0
27530
0
FIRST FNDTN INC
COM
32026V104
394
30655
SH
DFND
0
30655
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055y201
319
8729
SH
DFND
0
8729
0
FSB BANCORP INC
COM
30289C102
238
14876
SH
DFND
0
14876
0
FIRST BANCORP N C
COM
318910106
457
13996
SH
DFND
0
13996
0
FIRST BANCSHARES INC MS
COM
318916103
240
7921
SH
DFND
0
7921
0
GENERAL ELECTRIC CO
COM
369604103
250
33030
SH
SOLE
32000
0
1030
GLOBAL WTR RES INC
COM
379463102
61
6000
SH
SOLE
6000
0
0
GLOBAL WTR RES INC
COM
379463102
311
30709
SH
DFND
0
30709
0
GUARANTY BANCSHARES INC TEX
COM
400764106
573
19217
SH
DFND
0
19217
0
HALLIBURTON CO
COM
406216101
1442
54257
SH
SOLE
40000
0
14257
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
236
43690
SH
SOLE
42500
0
1190
HEXCEL CORP NEW
COM
428291108
5685
99151
SH
SOLE
53325
0
45826
HOME DEPOT INC
COM
437076102
2524
14690
SH
SOLE
40
0
14650
HONEYWELL INTL INC
COM
438516106
2290
17335
SH
SOLE
3840
0
13495
HOWARD BANCORP INC
COM
442496105
787
55025
SH
DFND
0
55025
0
HUBBELL INC
COM
443510607
585
5889
SH
SOLE
40
0
5849
ILLUMINA INC
COM
452327109
4258
14196
SH
SOLE
390
0
13806
IMAX CORP
COM
45245e109
198
10500
SH
SOLE
0
0
10500
INTEL CORP
COM
458140100
746
15890
SH
SOLE
0
0
15890
INTERCONTINENTAL EXCHANGE IN
COM
45866f104
491
6515
SH
SOLE
0
0
6515
INVESTAR HLDG CORP
COM
46134l105
478
19274
SH
DFND
0
19274
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
343
6050
SH
SOLE
0
0
6050
JOHNSON & JOHNSON
COM
478160104
371
2875
SH
SOLE
0
0
2875
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625h365
408
18300
SH
SOLE
0
0
18300
JPMORGAN CHASE & CO
COM
46625h100
1037
10620
SH
SOLE
45
0
10575
KINDER MORGAN INC DEL
COM
49456B101
2427
157820
SH
SOLE
97082
0
60738
MACKINAC FINL CORP
COM
554571109
239
17497
SH
DFND
0
17497
0
MARRIOTT INTL INC NEW
CL A
571903202
479
4415
SH
SOLE
20
0
4395
MASTEC INC
COM
576323109
992
24460
SH
SOLE
5000
0
19460
MCDONALDS CORP
COM
580135101
1023
5763
SH
SOLE
15
0
5748
MEDTRONIC PLC
SHS
g5960l103
1663
18281
SH
SOLE
75
0
18206
MELROSE BANCORP INC
COM
585553100
183
10194
SH
DFND
0
10194
0
MICROSOFT CORP
COM
594918104
1195
11762
SH
SOLE
1265
0
10497
MIDSOUTH BANCORP INC
COM
598039105
450
42458
SH
DFND
0
42458
0
NEXTERA ENERGY INC
COM
65339F101
2910
16740
SH
SOLE
11500
0
5240
NISOURCE INC
COM
65473p105
294
11600
SH
SOLE
0
0
11600
NOAH HLDGS LTD
SPON ADS CL A
65487x102
347
8000
SH
SOLE
0
0
8000
NORFOLK SOUTHERN CORP
COM
655844108
202
1350
SH
SOLE
0
0
1350
OASIS PETE INC NEW
COM
674215108
890
161000
SH
SOLE
161000
0
0
ONEOK INC NEW
COM
682680103
298
5521
SH
SOLE
0
0
5521
PCSB FINL CORP
COM
69324r104
222
11360
SH
SOLE
0
0
11360
PENTAIR PLC
SHS
G7S00T104
284
7518
SH
DFND
0
7518
0
PHILLIPS 66
COM
718546104
1528
17739
SH
SOLE
3000
0
14739
PIONEER NAT RES CO
COM
723787107
737
5600
SH
SOLE
5500
0
100
PRIMERICA INC
COM
74164m108
391
4000
SH
SOLE
0
0
4000
PROCTER AND GAMBLE CO
COM
742718109
1018
11075
SH
SOLE
50
0
11025
PROPETRO HLDG CORP
COM
74347m108
752
61000
SH
SOLE
61000
0
0
RELIANT BANCORP INC
COM
75956b101
578
25081
SH
DFND
0
25081
0
REXNORD CORP NEW
COM
76169B102
101
4400
SH
SOLE
4400
0
0
REXNORD CORP NEW
COM
76169B102
231
10080
SH
DFND
0
10080
0
RPC INC
COM
749660106
501
50750
SH
SOLE
50000
0
750
SJW GROUP
COM
784305104
245
4412
SH
DFND
0
4412
0
SELECT BANCORP INC NEW
COM
81617L108
1283
103625
SH
DFND
0
103625
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369y209
378
4370
SH
SOLE
0
0
4370
SEMGROUP CORP
CL A
81663A105
1812
131520
SH
SOLE
96000
0
35520
SEMPRA ENERGY
COM
816851109
2592
23955
SH
SOLE
11540
0
12415
SPDR GOLD TRUST
GOLD SHS
78463v107
297
2450
SH
SOLE
0
0
2450
SPIRIT OF TEX BANCSHARES INC
COM
84861d103
697
30617
SH
DFND
0
30617
0
TARGA RES CORP
COM
87612G101
4051
112469
SH
SOLE
64035
0
48434
TRIUMPH BANCORP INC
COM
89679E300
303
10190
SH
SOLE
0
0
10190
TRIUMPH BANCORP INC
COM
89679E300
992
33403
SH
DFND
0
33403
0
UNITED TECHNOLOGIES CORP
COM
913017109
1207
11334
SH
SOLE
2525
0
8809
UNIVERSAL DISPLAY CORP
COM
91347p105
281
3000
SH
SOLE
0
0
3000
UNITED FINL BANCORP INC NEW
COM
910304104
462
31442
SH
DFND
0
31442
0
VARIAN MED SYS INC
COM
92220P105
227
2000
SH
SOLE
0
0
2000
VERIZON COMMUNICATIONS INC
COM
92343v104
550
9775
SH
SOLE
25
0
9750
DISNEY WALT CO
COM DISNEY
254687106
1376
12545
SH
SOLE
40
0
12505
WELLS FARGO CO NEW
COM
949746101
691
14995
SH
SOLE
95
0
14900
WESTLAKE CHEM CORP
COM
960413102
860
13000
SH
SOLE
13000
0
0
WILLIAMS COS INC DEL
COM
969457100
8092
366981
SH
SOLE
131885
0
235096
XYLEM INC
COM
98419M100
332
4973
SH
SOLE
3500
0
1473
XYLEM INC
COM
98419M100
396
5938
SH
DFND
0
5938
0
ZIMMER BIOMET HLDGS INC
COM
98956p102
596
5743
SH
SOLE
35
0
5708
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
510
168165
SH
SOLE
92400
0
75765
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350f106
462
14205
SH
SOLE
0
0
14205
ANTERO MIDSTREAM GP LP
COM SHS REPSTG
03675y103
750
67120
SH
SOLE
66000
0
1120
DCP MIDSTREAM LP
COM UT LTD PTN
23311p100
432
16325
SH
SOLE
0
0
16325
ENERGY TRANSFER LP
COM UT LTD PTN
29273v100
7830
592741
SH
SOLE
263200
0
329541
ENTERPRISE PRODS PARTNERS L
COM
293792107
1579
64220
SH
SOLE
0
0
64220
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
2714
146925
SH
SOLE
56000
0
90925
KIMBELL RTY PARTNERS LP
UNIT
49435r102
191
14100
SH
SOLE
14100
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1757
30796
SH
SOLE
0
0
30796
MPLX LP
COM UNIT REP LTD
55336V100
3136
103505
SH
SOLE
54000
0
49505
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
1981
206608
SH
SOLE
135703
0
70905
PBF LOGISTICS LP
UNIT LTD PTNR
69318Q104
275
13680
SH
SOLE
0
0
13680
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
2299
114700
SH
SOLE
97000
0
17700
SANCHEZ MIDSTREAM PARTNERS L
COM UNITS REP B
79971c201
52
30040
SH
SOLE
29960
0
80
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
896
89157
SH
SOLE
44000
0
45157
SUNOCO LP
COM U REP LP
86765K109
2444
89900
SH
SOLE
0
0
89900
TC PIPELINES LP
UT COM LTD PRT
87233q108
261
8125
SH
SOLE
0
0
8125
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
1867
67340
SH
SOLE
50000
0
17340
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
249
5900
SH
SOLE
0
0
5900