0001398344-16-022236.txt : 20161229
0001398344-16-022236.hdr.sgml : 20161229
20161229144026
ACCESSION NUMBER: 0001398344-16-022236
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161229
DATE AS OF CHANGE: 20161229
EFFECTIVENESS DATE: 20161229
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELCO Management Co., LLC
CENTRAL INDEX KEY: 0001690717
IRS NUMBER: 133811111
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17577
FILM NUMBER: 162074784
BUSINESS ADDRESS:
STREET 1: 10 EAST 53RD ST.
STREET 2: PH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-603-7852
MAIL ADDRESS:
STREET 1: 10 EAST 53RD ST.
STREET 2: PH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001690717
XXXXXXXX
09-30-2016
09-30-2016
false
ELCO Management Co., LLC
10 East 53rd St.
Ph Floor
New York
NY
10022
13F COMBINATION REPORT
028-17577
028-10662
Mendon Capital Advisors
N
JAMES ELLIOT
MEMBER
212-603-7582
/S/ JAMES ELLIOT
NEW YORK
NY
12-29-2016
0
130
250581
INFORMATION TABLE
2
fp0022628_13fhr-table.xml
13F INFORMATION TABLE
CHICAGO BRIDGE & IRON CO N V
COM
167250109
1609
56450
SH
SOLE
25000
0
31450
CORE LABORATORIES N V
COM
N22717107
2280
20300
SH
SOLE
10100
0
10200
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2904
36000
SH
SOLE
18000
0
18000
SCHLUMBERGER LTD
COM
806857108
3627
46124
SH
SOLE
19902
0
26222
3M CO
COM
88579y101
264
1500
SH
SOLE
0
0
1500
ABBOTT LABS
COM
002824100
778
18405
SH
SOLE
0
0
18405
ABBVIE INC
COM
00287y109
1167
18500
SH
SOLE
0
0
18500
ALLERGAN PLC
SHS
g0177j108
1496
6495
SH
SOLE
0
0
6495
ALPHABET INC
CAP STK CL C
02079k107
1398
1799
SH
SOLE
0
0
1799
AMAZON COM INC
COM
023135106
1515
1809
SH
SOLE
0
0
1809
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
4914
326965
SH
SOLE
118000
0
208965
AMERICAN WTR WKS CO INC NEW
COM
030420103
524
7000
SH
SOLE
3500
0
3500
ANADARKO PETE CORP
COM
032511107
3349
52850
SH
SOLE
26300
0
26550
APPLE INC
COM
037833100
2033
17981
SH
SOLE
0
0
17981
ASB BANCORP INC N C
COM
00213T109
891
33956
SH
DFND
33956
0
0
ATLANTIC CAP BANCSHARES INC
COM
048269203
461
30774
SH
DFND
30774
0
0
ATLANTIC COAST FINL CORP
COM
048426100
1001
158121
SH
DFND
158121
0
0
BAKER HUGHES INC
COM
057224107
2069
41000
SH
SOLE
20500
0
20500
BNC BANCORP
COM
05566t101
768
31580
SH
SOLE
0
0
31580
BNC BANCORP
COM
05566t101
1970
81018
SH
DFND
81018
0
0
BOEING CO
COM
097023105
1536
10296
SH
SOLE
0
0
10296
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
270
21035
SH
DFND
21035
0
0
BSB BANCORP INC MD
COM
05573H108
478
20417
SH
DFND
20417
0
0
CALPINE CORP
COM NEW
131347304
4403
353180
SH
SOLE
125600
0
227580
CAROLINA FINL CORP NEW
COM
143873107
312
13949
SH
DFND
13949
0
0
CASCADIAN THERAPEUTICS INC
COM
14740b101
18
11000
SH
SOLE
0
0
11000
CHEESECAKE FACTORY INC
COM
163072101
253
5062
SH
SOLE
0
0
5062
CHENIERE ENERGY INC
COM NEW
16411R208
3956
90725
SH
SOLE
45200
0
45525
CHINACACHE INTL HLDG LTD
SPON ADR
16950m107
405
105083
SH
SOLE
0
0
105083
COCA COLA CO
COM
191216100
344
8125
SH
SOLE
0
0
8125
COLGATE PALMOLIVE CO
COM
194162103
2730
36820
SH
SOLE
0
0
36820
CONSOLIDATED WATER CO INC
ORD
g23773107
267
23000
SH
SOLE
11500
0
11500
COVANTA HLDG CORP
COM
22282E102
2727
177100
SH
SOLE
82200
0
94900
CSX CORP
COM
126408103
799
26200
SH
SOLE
0
0
26200
CUMMINS INC
COM
231021106
693
5405
SH
SOLE
1000
0
4405
CVS HEALTH CORP
COM
126650100
1482
17030
SH
SOLE
0
0
17030
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311p100
749
21190
SH
SOLE
0
0
21190
DOMINION RES INC VA NEW
COM
25746u109
1485
20000
SH
SOLE
0
0
20000
DOW CHEM CO
COM
260543103
4613
89005
SH
SOLE
28910
0
60095
DYNEGY INC NEW DEL
COM
26817R108
1227
99000
SH
SOLE
49500
0
49500
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
10909
630958
SH
SOLE
36320
0
594638
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273r109
514
13890
SH
SOLE
0
0
13890
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
389
20400
SH
SOLE
0
0
20400
ENTERPRISE PRODS PARTNERS L
COM
293792107
4728
171553
SH
SOLE
45000
0
126553
EQT CORP
COM
26884L109
3216
44280
SH
SOLE
22000
0
22280
EQUITY BANCSHARES INC
COM CL A
29460X109
456
17572
SH
DFND
17572
0
0
EVERSOURCE ENERGY
COM
30040w108
263
4850
SH
SOLE
0
0
4850
FANG HLDGS LTD
ADR
30711y102
45
10000
SH
SOLE
0
0
10000
FB FINL CORP
COM
30257X104
758
37561
SH
DFND
37561
0
0
FIRST CMNTY CORP S C
COM
319835104
843
53533
SH
DFND
53533
0
0
FIRST FNDTN INC
COM
32026V104
433
17545
SH
DFND
17545
0
0
FSB BANCORP INC
COM
30289C102
205
16369
SH
DFND
16369
0
0
GENERAL ELECTRIC CO
COM
369604103
1705
57555
SH
SOLE
6130
0
51425
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
7114
191300
SH
SOLE
43000
0
148300
HALLIBURTON CO
COM
406216101
5175
114122
SH
SOLE
50500
0
63622
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
1226
150815
SH
SOLE
75000
0
75815
HEXCEL CORP NEW
COM
428291108
20086
162166
SH
SOLE
57000
0
105166
HOME DEPOT INC
COM
437076102
2132
16572
SH
SOLE
0
0
16572
HOMETRUST BANCSHARES INC
COM
437872104
786
42467
SH
SOLE
0
0
42467
HONEYWELL INTL INC
COM
438516106
3881
33285
SH
SOLE
9730
0
23555
INTERNATIONAL BUSINESS MACHS
COM
459200101
785
4940
SH
SOLE
0
0
4940
ILLUMINA INC
COM
452327109
2566
16067
SH
SOLE
0
0
16067
IMAX CORP
COM
45245e109
304
10500
SH
SOLE
0
0
10500
INTEL CORP
COM
458140100
654
17550
SH
SOLE
0
0
17550
INTERCONTINENTAL EXCHANGE IN
COM
45866f104
527
1958
SH
SOLE
0
0
1958
ISHARES TR
GLOB HLTHCRE ETF
464287325
379
3765
SH
SOLE
0
0
3765
ITC HLDGS CORP
COM
465685105
272
5850
SH
SOLE
0
0
5850
JOHNSON & JOHNSON
COM
478160104
363
3075
SH
SOLE
0
0
3075
JPMORGAN CHASE & CO
COM
46625h100
808
12135
SH
SOLE
0
0
12135
KANSAS CITY SOUTHERN
COM NEW
485170302
1194
12800
SH
SOLE
6400
0
6400
KIRBY CORP
COM
497266106
1492
24000
SH
SOLE
12000
0
12000
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2670
37739
SH
SOLE
0
0
37739
MASTEC INC
COM
576323109
1099
31180
SH
SOLE
5000
0
26180
MEDTRONIC PLC
SHS
g5960l103
1908
22089
SH
SOLE
0
0
22089
METLIFE INC
COM
59156r108
485
10900
SH
SOLE
0
0
10900
MICROSOFT CORP
COM
594918104
609
10580
SH
SOLE
0
0
10580
MPLX LP
COM UNIT REP LTD
55336V100
4984
147266
SH
SOLE
42500
0
104766
NABORS INDUSTRIES LTD
SHS
g6359f103
1824
150000
SH
SOLE
75000
0
75000
NEXTERA ENERGY INC
COM
65339F101
4855
39695
SH
SOLE
16800
0
22895
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
3534
183726
SH
SOLE
55000
0
128726
NISOURCE INC
COM
65473p105
304
12600
SH
SOLE
0
0
12600
NOAH HLDGS LTD
SPON ADS CL A
65487x102
209
8000
SH
SOLE
0
0
8000
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059l102
324
12658
SH
SOLE
0
0
12658
OASIS PETE INC NEW
COM
674215108
2753
240000
SH
SOLE
120000
0
120000
ONEOK INC NEW
COM
682680103
3739
72753
SH
SOLE
28000
0
44753
PARAGON COML CORP
COM NEW
69911U403
268
7400
SH
DFND
7400
0
0
PARK STERLING CORP
COM
70086Y105
261
32116
SH
DFND
32116
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1700
76000
SH
SOLE
38000
0
38000
PBF LOGISTICS LP
UNIT LTD PTNR
69318Q104
1301
65655
SH
SOLE
20000
0
45655
PHILLIPS 66
COM
718546104
4672
58010
SH
SOLE
19510
0
38500
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
396
8140
SH
SOLE
0
0
8140
PIONEER NAT RES CO
COM
723787107
2244
12085
SH
SOLE
6000
0
6085
PRIMERICA INC
COM
74164m108
212
4000
SH
SOLE
0
0
4000
PROCTER AND GAMBLE CO
COM
742718109
893
9955
SH
SOLE
0
0
9955
RICE ENERGY INC
COM
762760106
3068
117500
SH
SOLE
58500
0
59000
RPC INC
COM
749660106
1357
80750
SH
SOLE
40000
0
40750
SEACOAST BKG CORP FLA
COM NEW
811707801
315
19608
SH
DFND
19608
0
0
SELECT BANCORP INC NEW
COM
81617L108
335
41927
SH
DFND
41927
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
784
16000
SH
SOLE
8000
0
8000
SEMGROUP CORP
CL A
81663A105
6559
184559
SH
SOLE
79292
0
105267
SEMPRA ENERGY
COM
816851109
462
4310
SH
SOLE
0
0
4310
SHORE BANCSHARES INC
COM
825107105
751
63750
SH
DFND
63750
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
868
31465
SH
DFND
31465
0
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
926
70972
SH
DFND
70972
0
0
SPDR GOLD TRUST
GOLD SHS
78463v107
314
2500
SH
SOLE
0
0
2500
SPECTRA ENERGY CORP
COM
847560109
669
15640
SH
SOLE
0
0
15640
STATE BK FINL CORP
COM
856190103
284
12437
SH
DFND
12437
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
4509
194360
SH
SOLE
62500
0
132130
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
3461
121840
SH
SOLE
45000
0
76840
SUNOCO LP
COM U REP LP
86765K109
5646
199125
SH
SOLE
49500
0
149625
TC PIPELINES LP
UT COM LTD PRT
87233q108
482
8450
SH
SOLE
0
0
8450
TARGA RES CORP
COM
87612G101
7435
150489
SH
SOLE
48120
0
102369
TARGET CORP
COM
87612e106
1034
15055
SH
SOLE
0
0
15055
TARO PHARMACEUTICAL INDS LTD
SHS
m8737e108
235
2130
SH
SOLE
0
0
2130
TESORO LOGISTICS LP
COM UNIT LP
88160T107
2363
48793
SH
SOLE
10000
0
38793
TRIUMPH BANCORP INC
COM
89679E300
1149
57917
SH
DFND
57917
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1442
14185
SH
SOLE
2590
0
11595
UNITY BANCORP INC
COM
913290102
1145
89317
SH
DFND
89317
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
456
8765
SH
SOLE
0
0
8765
VORNADO RLTY TR
SH BEN INT
929042109
262
2588
SH
SOLE
0
0
2588
DISNEY WALT CO
COM DISNEY
254687106
1133
12205
SH
SOLE
0
0
12205
WASHINGTONFIRST BANKSHARES I
COM
940730104
483
19607
SH
DFND
19607
0
0
WELLS FARGO & CO NEW
COM
949746101
950
21450
SH
SOLE
0
0
21450
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
5535
130275
SH
SOLE
50000
0
80275
WESTLAKE CHEM CORP
COM
960413102
1391
26000
SH
SOLE
26000
0
0
WILLIAMS COS INC DEL
COM
969457100
12585
408147
SH
SOLE
15335
0
392812
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
806
21657
SH
SOLE
5000
0
16657
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
325
5900
SH
SOLE
0
0
5900
YADKIN FINL CORP
COM
984305102
1022
38860
SH
SOLE
0
0
38860
YADKIN FINL CORP
COM
984305102
823
31304
SH
DFND
31304
0
0