0001437749-16-042643.txt : 20161128 0001437749-16-042643.hdr.sgml : 20161128 20161128060145 ACCESSION NUMBER: 0001437749-16-042643 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-53441 FILM NUMBER: 162018518 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gadiyaram Muralikrishna CENTRAL INDEX KEY: 0001690671 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: EMPIRE STATE BUILDING STREET 2: 350 5TH AVE., SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10118 SC 13D 1 gadi20161126_sc13d.htm SCHEDULE 13D gadi20161126_sc13d.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. )*

  

HELIOS AND MATHESON ANALYTICS INC.

(Name of Issuer)

 

Common Stock

(Title of Securities)

 

42327L200

(CUSIP Number)

 

Muralikrishna Gadiyaram

c/o Helios and Matheson Analytics Inc.

The Empire State Building

350 5th Avenue, Suite 7520

New York, New York 10118

(212) 979-8228

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)

 

November 9, 2016 

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box.[ ]

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 
 
 

  

CUSIP No. 42327L200

 

1.       Names of Reporting Persons

          Muralikrishna Gadiyaram

 

          IRS Identification Nos. of Above Persons (Entities Only)

 

2.       Check the Appropriate Box if a Member of a Group (See Instructions)

 

          (a) ☒

 

          (b) ☐

 

3.       SEC Use Only

 

4.       Source of Funds (See Instructions) OO

5.       Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐

6.       Citizenship or Place of Organization Citizen of India

          Number of Shares Beneficially Owned by Each Reporting Person With:

 

7.       Sole Voting Power              0

 

8.       Shared Voting Power 1,743,040 (1)

 

9.       Sole Dispositive Power 0

 

10.     Shared Dispositive Power 1,743,040 (1)

 

11.     Aggregate Amount Beneficially Owned by Each Reporting Person 1,743,040

 

12.     Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13.     Percent of Class Represented by Amount in Row (11) 36.9% (2)

 

14.     Type of Reporting Person (See Instructions) IN

(1) Mr. Gadiyaram is an executive officer of Helios and Matheson Information Technologies Ltd. (“HMIT”) and an executive officer of Helios and Matheson Inc., the wholly-owned subsidiary of HMIT. Mr. Gadiyaram is also a shareholder of HMIT. HMIT owns 857,149 shares of the common stock of Helios and Matheson Analytics Inc. and Helios and Matheson Inc. owns 885,891.

(2) Based on 4,729,367 shares of common stock outstanding as of November 18, 2016 as reported to the Company by the Company’s stock transfer agent.

 

 

 
 
 

 

Item 1.          Security and Issuer.

 

This Schedule 13D relates to the common stock, par value $0.01 per share, of Helios and Matheson Analytics Inc. (the “Company”). The Company is located at The Empire State Building, 350 5th Avenue, Suite 7520, New York, New York 10118.

 

Item 2.          Identity and Background.

 

(a) The reporting person’s name is Muralikrishna Gadiyaram.

 

(b) The reporting person’s address is c/o Helios and Matheson Analytics Inc., The Empire State Building, 350 5th Avenue, Suite 7520, New York, New York 10118.

 

(c) The reporting person is a director of the Company and an executive officer of Helios and Matheson Information Technology Ltd. (“HMIT”) and Helios and Matheson Inc.

 

(d) The reporting person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

(e) The reporting person was not, during the last five years, a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which the reporting person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or a finding of any violation with respect to such laws.

 

(f) The reporting person is a citizen of India.

 

Item 3.          Source and Amount of Funds or Other Consideration.

 

The reporting person is an executive officer of both HMIT and its wholly-owned subsidiary, Helios and Matheson Inc. and is a shareholder of HMIT. HMIT and Helios and Matheson Inc. together own a total of 1,743,040 shares of the Company’s common stock, representing approximately 36.9% of the Company’s outstanding common stock.

 

Item 4.          Purpose of Transaction.

 

See Item 3 above. The reporting person was appointed as a director of the Company on November 9, 2016. The Company may issue securities, including common stock or options to purchase the Company’s common stock, to the reporting person as compensation for his services. Otherwise, the reporting person does not, as of the date of this filing, have any plans or proposals that would relate to or result in:

 

(a) the acquisition of additional securities of the Company, or the disposition of securities of the Company, although the reporting person reserves the right to acquire or dispose of the Company’s securities in the future;

 

(b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries;

 

 

 
 
 

 

(c) a sale or transfer of a material amount of assets of the Company or any of its subsidiaries;

 

(d) any change in the present board of directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

 

(e) any material change in the present capitalization or dividend policy of the Company, except as a change in the Company’s capitalization may result in the event of an offer and sale of the Company’s securities which may be made in order to raise funds for specific corporate purposes or working capital;

 

(f) any other material change in the Company’s business or corporate structure;

 

(g) changes in the Company’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person;

 

(h) causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

 

(i) a class of equity securities of the Company becoming eligible for termination of registration pursuant to section 12(g)(4) of the Act; or

 

(j) any action similar to any of those enumerated above.

 

Item 5.          Interest in Securities of the Issuer.

 

By virtue of being an executive officer of HMIT and Helios and Matheson Inc. and a shareholder of HMIT, the reporting person has shared voting and investment control over 1,743,040 shares of the Company’s common stock, representing approximately 36.9% of the shares of common stock outstanding, based on a report from the Company’s transfer agent dated November 18, 2016. The reporting person is filing this Schedule 13D because he was appointed to the Company’s board of directors on November 9, 2016. The reporting person has not effected any transaction in the Company’s common stock during the last 60 days.

 

Item 6.          Contracts, Arrangements, Undertakings or Relationships with Respect to Securities of the Issuer.

 

Not applicable.

 

 

 
 
 

 

Item 7.          Material to be Filed as Exhibits.

 

Not applicable

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: November 23, 2016

  

 

/s/Muralikrishna Gadiyaram   

Muralikrishna Gadiyaram