CHIEF COMPLIANCE OFFICER

0001690531-21-000004.txt : 20210421 0001690531-21-000004.hdr.sgml : 20210421 20210421165452 ACCESSION NUMBER: 0001690531-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 EFFECTIVENESS DATE: 20210421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clearwater Capital Advisors, LLC CENTRAL INDEX KEY: 0001690531 IRS NUMBER: 204356509 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17575 FILM NUMBER: 21842280 BUSINESS ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 BUSINESS PHONE: 847-841-8650 MAIL ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 FORMER COMPANY: FORMER CONFORMED NAME: Clearwater Capital Partners, LLC DATE OF NAME CHANGE: 20170515 FORMER COMPANY: FORMER CONFORMED NAME: BSC PRIVATE WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20161121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690531 XXXXXXXX 03-31-2021 03-31-2021 Clearwater Capital Advisors, LLC

2800 W. HIGGINS ROAD SUITE 1025 HOFFMAN ESTATES IL 60169

13F HOLDINGS REPORT 028-17575 N Jeffrey DeHaan CHIEF COMPLIANCE OFFICER 8478418650 JEFFREY P DEHAAN HOFFMAN ESTATES IL 04-21-2021 0 161 799758 false INFORMATION TABLE 2 CCP1Q2113F.xml CCA 1Q 2021 13F ARK ETF TR INNOVATION ETF 00214Q104 5840 48689 SH SOLE 0 0 48689 ARK ETF TR GENOMIC REV ETF 00214Q302 11781 132768 SH SOLE 0 0 132768 ARK ETF TR FINTECH INNOVA 00214Q708 7106 139069 SH SOLE 0 0 139069 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 516 2275 SH SOLE 0 0 2275 ALPHABET INC CAP STK CL C 02079K107 244 118 SH SOLE 0 0 118 ALPHABET INC CAP STK CL A 02079K305 260 126 SH SOLE 0 0 126 AMAZON COM INC COM 023135106 1024 331 SH SOLE 0 0 331 AMGEN INC COM 031162100 456 1834 SH SOLE 0 0 1834 APPLE INC COM 037833100 7188 58844 SH SOLE 0 0 58844 BLACKSTONE GROUP INC COM 09260D107 291 3900 SH SOLE 0 0 3900 CISCO SYS INC COM 17275R102 288 5579 SH SOLE 0 0 5579 DBX ETF TR XTRACK MSCI EAFE 233051200 30319 834995 SH SOLE 0 0 834995 DBX ETF TR XTRACK MSCI JAPN 233051507 1237 24800 SH SOLE 0 0 24800 DISNEY WALT CO COM 254687106 486 2635 SH SOLE 0 0 2635 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 815 14848 SH SOLE 0 0 14848 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 980 15435 SH SOLE 0 0 15435 FACEBOOK INC CL A 30303M102 265 899 SH SOLE 0 0 899 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 8823 112836 SH SOLE 0 0 112836 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1329 16595 SH SOLE 0 0 16595 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 641 15407 SH SOLE 0 0 15407 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 217 2000 SH SOLE 0 0 2000 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 9239 220920 SH SOLE 0 0 220920 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1536 24138 SH SOLE 0 0 24138 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 3657 37446 SH SOLE 0 0 37446 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 376 14256 SH SOLE 0 0 14256 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 874 12549 SH SOLE 0 0 12549 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 2692 49863 SH SOLE 0 0 49863 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 31093 1543100 SH SOLE 0 0 1543100 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2137 37862 SH SOLE 0 0 37862 FISERV INC COM 337738108 354 2970 SH SOLE 0 0 2970 GLOBAL PMTS INC COM 37940X102 307 1521 SH SOLE 0 0 1521 GLOBAL X FDS CANNABIS ETF 37954Y426 268 16700 SH SOLE 0 0 16700 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 9086 274167 SH SOLE 0 0 274167 GLOBAL X FDS INTERNET OF THNG 37954Y780 14161 424863 SH SOLE 0 0 424863 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2938 88928 SH SOLE 0 0 88928 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 3862 97785 SH SOLE 0 0 97785 GOLDMAN SACHS ETF TR ACCESS HIG YLD 381430453 876 17500 SH SOLE 0 0 17500 GOLDMAN SACHS ETF TR ACCESS INVT GR 381430479 4589 86003 SH SOLE 0 0 86003 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 3431 43359 SH SOLE 0 0 43359 HOME DEPOT INC COM 437076102 581 1902 SH SOLE 0 0 1902 IMMUNITYBIO INC COM 45256X103 1710 72026 SH SOLE 0 0 72026 INTEL CORP COM 458140100 240 3751 SH SOLE 0 0 3751 INVESCO QQQ TR UNIT SER 1 46090E103 2245 7036 SH SOLE 0 0 7036 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 290 5880 SH SOLE 0 0 5880 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 293 6600 SH SOLE 0 0 6600 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 908 5526 SH SOLE 0 0 5526 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1355 5020 SH SOLE 0 0 5020 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 475 5828 SH SOLE 0 0 5828 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 306 15123 SH SOLE 0 0 15123 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 222 1258 SH SOLE 0 0 1258 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 258 1704 SH SOLE 0 0 1704 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 884 15197 SH SOLE 0 0 15197 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 3406 227084 SH SOLE 0 0 227084 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1221 47250 SH SOLE 0 0 47250 INVITAE CORP COM 46185L103 233 6110 SH SOLE 0 0 6110 ISHARES INC MSCI EMERG MRKT 464286533 422 6689 SH SOLE 0 0 6689 ISHARES TR SELECT DIVID ETF 464287168 246 2155 SH SOLE 0 0 2155 ISHARES TR CORE S&P500 ETF 464287200 1854 4661 SH SOLE 0 0 4661 ISHARES TR MSCI EMG MKT ETF 464287234 959 17977 SH SOLE 0 0 17977 ISHARES TR GLOBAL TECH ETF 464287291 716 2328 SH SOLE 0 0 2328 ISHARES TR S&P 500 GRWT ETF 464287309 279 4289 SH SOLE 0 0 4289 ISHARES TR RUS MD CP GR ETF 464287481 213 2084 SH SOLE 0 0 2084 ISHARES TR CORE S&P MCP ETF 464287507 871 3347 SH SOLE 0 0 3347 ISHARES TR NASDAQ BIOTECH 464287556 462 3070 SH SOLE 0 0 3070 ISHARES TR S&P MC 400GR ETF 464287606 277 3531 SH SOLE 0 0 3531 ISHARES TR RUS 2000 GRW ETF 464287648 492 1637 SH SOLE 0 0 1637 ISHARES TR U.S. UTILITS ETF 464287697 306 3840 SH SOLE 0 0 3840 ISHARES TR U.S. TECH ETF 464287721 288 3279 SH SOLE 0 0 3279 ISHARES TR U.S. FINLS ETF 464287788 277 3703 SH SOLE 0 0 3703 ISHARES TR CORE S&P SCP ETF 464287804 891 8206 SH SOLE 0 0 8206 ISHARES TR SP SMCP600VL ETF 464287879 383 3802 SH SOLE 0 0 3802 ISHARES TR S&P SML 600 GWT 464287887 221 1720 SH SOLE 0 0 1720 ISHARES TR SHRT NAT MUN ETF 464288158 2680 24857 SH SOLE 0 0 24857 ISHARES TR MRGSTR MD CP ETF 464288208 249 989 SH SOLE 0 0 989 ISHARES TR EAFE SML CP ETF 464288273 2066 28754 SH SOLE 0 0 28754 ISHARES TR NATIONAL MUN ETF 464288414 6108 52629 SH SOLE 0 0 52629 ISHARES TR INTL SEL DIV ETF 464288448 13716 435696 SH SOLE 0 0 435696 ISHARES TR RESIDENTIAL MULT 464288562 5161 69745 SH SOLE 0 0 69745 ISHARES TR MBS ETF 464288588 36683 338344 SH SOLE 0 0 338344 ISHARES TR ISHS 5-10YR INVT 464288638 355 5989 SH SOLE 0 0 5989 ISHARES TR PFD AND INCM SEC 464288687 1507 39246 SH SOLE 0 0 39246 ISHARES TR FLTG RATE NT ETF 46429B655 1883 37073 SH SOLE 0 0 37073 ISHARES TR MSCI USA MIN VOL 46429B697 521 7537 SH SOLE 0 0 7537 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 45708 910704 SH SOLE 0 0 910704 ISHARES TR MSCI USA QLT FCT 46432F339 858 7046 SH SOLE 0 0 7046 ISHARES TR MSCI USA VALUE 46432F388 726 7088 SH SOLE 0 0 7088 ISHARES TR MSCI USA MMENTM 46432F396 548 3404 SH SOLE 0 0 3404 ISHARES INC CORE MSCI EMKT 46434G103 3447 53557 SH SOLE 0 0 53557 ISHARES INC MSCI EMERG MKT 46434G889 14453 277774 SH SOLE 0 0 277774 ISHARES TR MSCI INTL MULTFT 46434V274 31726 1105054 SH SOLE 0 0 1105054 ISHARES TR MSCI USA MULTIFT 46434V282 42079 1035410 SH SOLE 0 0 1035410 ISHARES TR MSCI USA SML CP 46434V290 26016 496021 SH SOLE 0 0 496021 ISHARES TR EXPONENTIAL TECH 46434V381 1750 29547 SH SOLE 0 0 29547 ISHARES TR 0-5YR HI YL CP 46434V407 54649 1192953 SH SOLE 0 0 1192953 ISHARES TR CUR HD EURZN ETF 46434V639 636 18587 SH SOLE 0 0 18587 ISHARES TR HDG MSCI EAFE 46434V803 2451 74334 SH SOLE 0 0 74334 ISHARES TR HDG MSCI JAPAN 46434V886 566 14549 SH SOLE 0 0 14549 JPMORGAN CHASE & CO COM 46625H100 327 2146 SH SOLE 0 0 2146 KKR & CO INC COM 48251W104 352 7200 SH SOLE 0 0 7200 LILLY ELI & CO COM 532457108 248 1325 SH SOLE 0 0 1325 LUMINAR TECHNOLOGIES INC COM CL A 550424105 944 38839 SH SOLE 0 0 38839 MCDONALDS CORP COM 580135101 421 1880 SH SOLE 0 0 1880 MICROSOFT CORP COM 594918104 1600 6787 SH SOLE 0 0 6787 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 211 24593 SH SOLE 0 0 24593 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 246 7394 SH SOLE 0 0 7394 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 603 5919 SH SOLE 0 0 5919 SPDR S&P 500 ETF TR TR UNIT 78462F103 1343 3388 SH SOLE 0 0 3388 SPDR SER TR NUVEEN BBG BRCLY 78464A284 548 9233 SH SOLE 0 0 9233 SPDR SER TR BLOMBRG BRC EMRG 78464A391 34848 1339268 SH SOLE 0 0 1339268 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 329 691 SH SOLE 0 0 691 SPDR SER TR BLOMBERG BRC INV 78468R200 27462 896276 SH SOLE 0 0 896276 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 21354 222367 SH SOLE 0 0 222367 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2191 16884 SH SOLE 0 0 16884 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 533 8167 SH SOLE 0 0 8167 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 8149 109482 SH SOLE 0 0 109482 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 11673 117118 SH SOLE 0 0 117118 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 20531 646044 SH SOLE 0 0 646044 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1343 35708 SH SOLE 0 0 35708 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 564 10445 SH SOLE 0 0 10445 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 7265 184295 SH SOLE 0 0 184295 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 950 27889 SH SOLE 0 0 27889 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1033 7778 SH SOLE 0 0 7778 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 13186 205903 SH SOLE 0 0 205903 SQUARE INC CL A 852234103 200 882 SH SOLE 0 0 882 STERICYCLE INC COM 858912108 243 3593 SH SOLE 0 0 3593 TELADOC HEALTH INC COM 87918A105 268 1476 SH SOLE 0 0 1476 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 8415 258922 SH SOLE 0 0 258922 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 5381 119556 SH SOLE 0 0 119556 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 1888 36847 SH SOLE 0 0 36847 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1097 17645 SH SOLE 0 0 17645 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1862 8992 SH SOLE 0 0 8992 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 256 2537 SH SOLE 0 0 2537 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 398 7638 SH SOLE 0 0 7638 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 239 2834 SH SOLE 0 0 2834 VANGUARD WORLD FDS INF TECH ETF 92204A702 319 891 SH SOLE 0 0 891 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 220 1573 SH SOLE 0 0 1573 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2162 10074 SH SOLE 0 0 10074 VANGUARD INDEX FDS SML CP GRW ETF 922908595 572 2084 SH SOLE 0 0 2084 VANGUARD INDEX FDS MID CAP ETF 922908629 251 1135 SH SOLE 0 0 1135 VANGUARD INDEX FDS GROWTH ETF 922908736 7674 29857 SH SOLE 0 0 29857 VANGUARD INDEX FDS TOTAL STK MKT 922908769 447 2162 SH SOLE 0 0 2162 WISDOMTREE TR US TOTAL DIVIDND 97717W109 1392 12318 SH SOLE 0 0 12318 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1408 18459 SH SOLE 0 0 18459 WISDOMTREE TR US LARGECAP DIVD 97717W307 8067 70340 SH SOLE 0 0 70340 WISDOMTREE TR EMER MKT HIGH FD 97717W315 831 18724 SH SOLE 0 0 18724 WISDOMTREE TR US MIDCAP DIVID 97717W505 845 20896 SH SOLE 0 0 20896 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 457 10172 SH SOLE 0 0 10172 WISDOMTREE TR US SMALLCAP FUND 97717W562 685 14453 SH SOLE 0 0 14453 WISDOMTREE TR US MIDCAP FUND 97717W570 7111 139620 SH SOLE 0 0 139620 WISDOMTREE TR US SMALLCAP DIVD 97717W604 937 30070 SH SOLE 0 0 30070 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1365 22259 SH SOLE 0 0 22259 WISDOMTREE TR YIELD ENHANCD US 97717X511 10062 196528 SH SOLE 0 0 196528 WISDOMTREE TR EM EX ST-OWNED 97717X578 7674 188592 SH SOLE 0 0 188592 WISDOMTREE TR US S CAP QTY DIV 97717X651 352 7647 SH SOLE 0 0 7647 WISDOMTREE TR US QTLY DIV GRT 97717X669 65912 1152517 SH SOLE 0 0 1152517 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2429 33377 SH SOLE 0 0 33377 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 7137 148201 SH SOLE 0 0 148201 INDEPENDENCE HOLDINGS CORP UNIT 03/02/2026 G4761A119 418 41798 SH SOLE 0 0 41798 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 269 2211 SH SOLE 0 0 2211 ASML HOLDING N V N Y REGISTRY SHS N07059210 353 572 SH SOLE 0 0 572