Chief Compliance Officer

0001690531-19-000001.txt : 20190122 0001690531-19-000001.hdr.sgml : 20190122 20190122171749 ACCESSION NUMBER: 0001690531-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 EFFECTIVENESS DATE: 20190122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clearwater Capital Advisors, LLC CENTRAL INDEX KEY: 0001690531 IRS NUMBER: 204356509 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17575 FILM NUMBER: 19535990 BUSINESS ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 BUSINESS PHONE: 847-841-8650 MAIL ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 FORMER COMPANY: FORMER CONFORMED NAME: Clearwater Capital Partners, LLC DATE OF NAME CHANGE: 20170515 FORMER COMPANY: FORMER CONFORMED NAME: BSC PRIVATE WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20161121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690531 XXXXXXXX 12-31-2018 12-31-2018 Clearwater Capital Advisors, LLC

2800 W. HIGGINS ROAD SUITE 1025 HOFFMAN ESTATES IL 60169

13F HOLDINGS REPORT 028-17575 N Jeffrey DeHaan Chief Compliance Officer 847-841-8650 Jeffrey DeHaan Hoffman Estates IL 01-22-2019 0 190 455983 false INFORMATION TABLE 2 CCP4Q1813F.xml CCP 4Q 2018 13F ABBVIE INC COM 00287Y109 240 2607 SH SOLE 0 0 2607 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 423 3086 SH SOLE 0 0 3086 ALPHABET INC CAP STK CL A 02079K305 214 205 SH SOLE 0 0 205 ALPS ETF TR ALERIAN MLP 00162Q866 917 105045 SH SOLE 0 0 105045 AMAZON COM INC COM 023135106 394 262 SH SOLE 0 0 262 AMGEN INC COM 031162100 375 1928 SH SOLE 0 0 1928 APPLE INC COM 037833100 3945 25007 SH SOLE 0 0 25007 BANK AMER CORP COM 060505104 521 21159 SH SOLE 0 0 21159 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 257 1259 SH SOLE 0 0 1259 CHEVRON CORP NEW COM 166764100 284 2613 SH SOLE 0 0 2613 CISCO SYS INC COM 17275R102 347 8003 SH SOLE 0 0 8003 DBX ETF TR XTRACK MSCI JAPN 233051507 4253 117161 SH SOLE 0 0 117161 DBX ETF TR XTRACK MSCI EURO 233051697 3572 135005 SH SOLE 0 0 135005 DBX ETF TR XTRACK MSCI EAFE 233051200 4842 173550 SH SOLE 0 0 173550 DISNEY WALT CO COM DISNEY 254687106 300 2740 SH SOLE 0 0 2740 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 768 22785 SH SOLE 0 0 22785 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 731 22471 SH SOLE 0 0 22471 FACEBOOK INC CL A 30303M102 515 3931 SH SOLE 0 0 3931 FEDEX CORP COM 31428X106 203 1256 SH SOLE 0 0 1256 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 2649 116023 SH SOLE 0 0 116023 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 1948 37027 SH SOLE 0 0 37027 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 9781 294961 SH SOLE 0 0 294961 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 2020 120030 SH SOLE 0 0 120030 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 951 21204 SH SOLE 0 0 21204 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6018 222819 SH SOLE 0 0 222819 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 307 4461 SH SOLE 0 0 4461 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 342 13543 SH SOLE 0 0 13543 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 6674 146610 SH SOLE 0 0 146610 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1009 43088 SH SOLE 0 0 43088 FIRST TR EXCHANGE TRADED FD RBA INDL ETF 33738R704 489 22560 SH SOLE 0 0 22560 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 928 51727 SH SOLE 0 0 51727 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 1977 49280 SH SOLE 0 0 49280 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 2432 67153 SH SOLE 0 0 67153 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 445 14603 SH SOLE 0 0 14603 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 14066 245395 SH SOLE 0 0 245395 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4678 101179 SH SOLE 0 0 101179 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3469 66559 SH SOLE 0 0 66559 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2008 34721 SH SOLE 0 0 34721 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 353 8192 SH SOLE 0 0 8192 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1785 32967 SH SOLE 0 0 32967 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 848 50628 SH SOLE 0 0 50628 GOLDMAN SACHS ETF TR HEDGE IND ETF 381430545 374 7616 SH SOLE 0 0 7616 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 6141 122109 SH SOLE 0 0 122109 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2538 100097 SH SOLE 0 0 100097 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 4225 140256 SH SOLE 0 0 140256 HD SUPPLY HLDGS INC COM 40416M105 525 14000 SH Put SOLE 0 0 14000 HD SUPPLY HLDGS INC COM 40416M105 525 14000 SH Put SOLE 0 0 14000 HD SUPPLY HLDGS INC COM 40416M105 1059 28225 SH SOLE 0 0 28225 HOME DEPOT INC COM 437076102 370 2153 SH SOLE 0 0 2153 INTEL CORP COM 458140100 300 6396 SH SOLE 0 0 6396 INVESCO ACTIVELY MANAGD ETF VAR RATE INVT 46090A879 4739 192415 SH SOLE 0 0 192415 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 2787 184944 SH SOLE 0 0 184944 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 561 20168 SH SOLE 0 0 20168 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 445 4277 SH SOLE 0 0 4277 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 4528 32155 SH SOLE 0 0 32155 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 329 3596 SH SOLE 0 0 3596 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 3387 59571 SH SOLE 0 0 59571 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 3512 35243 SH SOLE 0 0 35243 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 505 3834 SH SOLE 0 0 3834 INVESCO EXCHANGE TRADED FD T RUSEL 2000 VAL 46137V480 799 30260 SH SOLE 0 0 30260 INVESCO EXCHANGE TRADED FD T RUSEL 2000 PUR 46137V498 215 6971 SH SOLE 0 0 6971 INVESCO EXCHANGE TRADED FD T RUSSEL 200 GWT 46137V431 1878 41029 SH SOLE 0 0 41029 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 865 7612 SH SOLE 0 0 7612 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1981 19505 SH SOLE 0 0 19505 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 244 14059 SH SOLE 0 0 14059 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 991 62555 SH SOLE 0 0 62555 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 15602 683693 SH SOLE 0 0 683693 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 882 18917 SH SOLE 0 0 18917 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 224 8960 SH SOLE 0 0 8960 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 3007 170200 SH SOLE 0 0 170200 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 3399 252368 SH SOLE 0 0 252368 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 421 15622 SH SOLE 0 0 15622 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 11937 548069 SH SOLE 0 0 548069 INVESCO QQQ TR UNIT SER 1 46090E103 1740 11280 SH SOLE 0 0 11280 ISHARES INC CORE MSCI EMKT 46434G103 1712 36300 SH SOLE 0 0 36300 ISHARES INC MLT FCTR EMG MKT 46434G889 2409 62210 SH SOLE 0 0 62210 ISHARES INC MIN VOL EMRG MKT 464286533 1474 26386 SH SOLE 0 0 26386 ISHARES TR EDGE MSCI USA VL 46432F388 3379 46556 SH SOLE 0 0 46556 ISHARES TR MIN VOL USA ETF 46429B697 1670 31866 SH SOLE 0 0 31866 ISHARES TR TIPS BD ETF 464287176 1572 14359 SH SOLE 0 0 14359 ISHARES TR SHRT NAT MUN ETF 464288158 453 4300 SH SOLE 0 0 4300 ISHARES TR 0-5 YR TIPS ETF 46429B747 6265 63911 SH SOLE 0 0 63911 ISHARES TR MULTIFACTOR USA 46434V290 458 12798 SH SOLE 0 0 12798 ISHARES TR 0-5YR INVT GR CP 46434V100 411 8290 SH SOLE 0 0 8290 ISHARES TR 0-5YR HI YL CP 46434V407 2087 46846 SH SOLE 0 0 46846 ISHARES TR 1 3 YR TREAS BD 464287457 355 4246 SH SOLE 0 0 4246 ISHARES TR EAFE SML CP ETF 464288273 808 15587 SH SOLE 0 0 15587 ISHARES TR USA QUALITY FCTR 46432F339 1944 25328 SH SOLE 0 0 25328 ISHARES TR S&P US PFD STK 464288687 3256 95125 SH SOLE 0 0 95125 ISHARES TR NATIONAL MUN ETF 464288414 7098 65091 SH SOLE 0 0 65091 ISHARES TR USA MOMENTUM FCT 46432F396 2948 29415 SH SOLE 0 0 29415 ISHARES TR MBS ETF 464288588 2180 20830 SH SOLE 0 0 20830 ISHARES TR MULTIFACTOR USA 46434V282 429 15381 SH SOLE 0 0 15381 ISHARES TR IBOXX INV CP ETF 464287242 3171 28106 SH SOLE 0 0 28106 ISHARES TR MRGSTR MD CP ETF 464288208 234 1445 SH SOLE 0 0 1445 ISHARES TR U.S. TECH ETF 464287721 582 3642 SH SOLE 0 0 3642 ISHARES TR U.S. FINLS ETF 464287788 1440 13542 SH SOLE 0 0 13542 ISHARES TR GLOBAL TECH ETF 464287291 858 5956 SH SOLE 0 0 5956 ISHARES TR RUS MD CP GR ETF 464287481 729 6413 SH SOLE 0 0 6413 ISHARES TR RUS 2000 GRW ETF 464287648 1917 11409 SH SOLE 0 0 11409 ISHARES TR RUS 1000 GRW ETF 464287614 239 1822 SH SOLE 0 0 1822 ISHARES TR S&P 500 GRWT ETF 464287309 1994 13234 SH SOLE 0 0 13234 ISHARES TR CORE S&P500 ETF 464287200 1079 4288 SH SOLE 0 0 4288 ISHARES TR CORE S&P US GWT 464287671 1195 22676 SH SOLE 0 0 22676 ISHARES TR MULTIFACTOR INTL 46434V274 4233 178514 SH SOLE 0 0 178514 ISHARES TR S&P SML 600 GWT 464287887 788 4883 SH SOLE 0 0 4883 ISHARES TR SP SMCP600VL ETF 464287879 409 3100 SH SOLE 0 0 3100 ISHARES TR CORE S&P SCP ETF 464287804 795 11462 SH SOLE 0 0 11462 ISHARES TR S&P MC 400GR ETF 464287606 597 3123 SH SOLE 0 0 3123 ISHARES TR CORE S&P MCP ETF 464287507 1561 9403 SH SOLE 0 0 9403 ISHARES TR INTRM TR CRP ETF 464288638 1857 35427 SH SOLE 0 0 35427 ISHARES TR U.S. UTILITS ETF 464287697 362 2695 SH SOLE 0 0 2695 ISHARES TR NASDAQ BIOTECH 464287556 1403 14546 SH SOLE 0 0 14546 ISHARES TR IBOXX HI YD ETF 464288513 6508 80252 SH SOLE 0 0 80252 ISHARES TR CUR HD EURZN ETF 46434V639 1992 76804 SH SOLE 0 0 76804 ISHARES TR HDG MSCI JAPAN 46434V886 2404 85575 SH SOLE 0 0 85575 ISHARES TR HDG MSCI EAFE 46434V803 3103 120212 SH SOLE 0 0 120212 ISHARES TR FLTG RATE NT ETF 46429B655 1849 36713 SH SOLE 0 0 36713 ISHARES TR MSCI EMG MKT ETF 464287234 894 22887 SH SOLE 0 0 22887 ISHARES TR SELECT DIVID ETF 464287168 453 5068 SH SOLE 0 0 5068 ISHARES TR AGGRES ALLOC ETF 464289859 303 6233 SH SOLE 0 0 6233 JOHNSON & JOHNSON COM 478160104 606 4698 SH SOLE 0 0 4698 JPMORGAN CHASE & CO COM 46625H100 696 7125 SH SOLE 0 0 7125 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 7241 324419 SH SOLE 0 0 324419 LOCKHEED MARTIN CORP COM 539830109 250 953 SH SOLE 0 0 953 MCDONALDS CORP COM 580135101 338 1901 SH SOLE 0 0 1901 MICROSOFT CORP COM 594918104 697 6862 SH SOLE 0 0 6862 PFIZER INC COM 717081103 241 5522 SH SOLE 0 0 5522 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1590 31430 SH SOLE 0 0 31430 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3149 52755 SH SOLE 0 0 52755 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1315 26688 SH SOLE 0 0 26688 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2527 52713 SH SOLE 0 0 52713 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2851 41367 SH SOLE 0 0 41367 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 810 28559 SH SOLE 0 0 28559 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5458 231953 SH SOLE 0 0 231953 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1522 52293 SH SOLE 0 0 52293 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1734 28569 SH SOLE 0 0 28569 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2190 35337 SH SOLE 0 0 35337 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9935 417093 SH SOLE 0 0 417093 SPDR S&P 500 ETF TR TR UNIT 78462F103 1425 5700 SH SOLE 0 0 5700 SPDR SER TR BLOOMBERG SRT TR 78468R408 1979 76037 SH SOLE 0 0 76037 SPDR SER TR BLOMBERG BRC INV 78468R200 1460 48085 SH SOLE 0 0 48085 SPDR SER TR SPDR BLOOMBERG 78468R663 380 4150 SH SOLE 0 0 4150 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 510 15680 SH SOLE 0 0 15680 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 533 9888 SH SOLE 0 0 9888 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2448 72873 SH SOLE 0 0 72873 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 1427 25448 SH SOLE 0 0 25448 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 2244 50209 SH SOLE 0 0 50209 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2562 129604 SH SOLE 0 0 129604 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 300 21413 SH SOLE 0 0 21413 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 3772 79456 SH SOLE 0 0 79456 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 3258 53377 SH SOLE 0 0 53377 VANGUARD INDEX FDS GROWTH ETF 922908736 8401 62541 SH SOLE 0 0 62541 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4317 36072 SH SOLE 0 0 36072 VANGUARD INDEX FDS MID CAP ETF 922908629 597 4324 SH SOLE 0 0 4324 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 482 6469 SH SOLE 0 0 6469 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1467 12866 SH SOLE 0 0 12866 VANGUARD INDEX FDS SML CP GRW ETF 922908595 704 4676 SH SOLE 0 0 4676 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 413 10840 SH SOLE 0 0 10840 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 752 15698 SH SOLE 0 0 15698 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 1346 26359 SH SOLE 0 0 26359 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3069 59610 SH SOLE 0 0 59610 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1556 19963 SH SOLE 0 0 19963 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7140 86171 SH SOLE 0 0 86171 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1417 18170 SH SOLE 0 0 18170 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2908 27175 SH SOLE 0 0 27175 VANGUARD WORLD FDS INF TECH ETF 92204A702 301 1806 SH SOLE 0 0 1806 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1340 22573 SH SOLE 0 0 22573 VERIZON COMMUNICATIONS INC COM 92343V104 224 3983 SH SOLE 0 0 3983 WISDOMTREE TR JAP HDG QTLY DIV 97717X586 435 18341 SH SOLE 0 0 18341 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 15436 273496 SH SOLE 0 0 273496 WISDOMTREE TR US MIDCP EARNING 97717W570 3331 97137 SH SOLE 0 0 97137 WISDOMTREE TR US TOTAL EARNING 97717W596 704 24744 SH SOLE 0 0 24744 WISDOMTREE TR EUR HDG SMLCAP 97717X552 2929 110880 SH SOLE 0 0 110880 WISDOMTREE TR US SMALLCP ERNGS 97717W562 2321 72445 SH SOLE 0 0 72445 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 3146 85370 SH SOLE 0 0 85370 WISDOMTREE TR JAPN HEDGE EQT 97717W851 15913 343025 SH SOLE 0 0 343025 WISDOMTREE TR GERMANY HEDEQ FD 97717W448 305 11510 SH SOLE 0 0 11510 WISDOMTREE TR ITL HIGH DIV FD 97717W802 267 7190 SH SOLE 0 0 7190 WISDOMTREE TR US TOTAL DIVIDND 97717W109 2901 34278 SH SOLE 0 0 34278 WISDOMTREE TR US MIDCAP DIVID 97717W505 3679 116311 SH SOLE 0 0 116311 WISDOMTREE TR INTL SMCAP DIV 97717W760 210 3476 SH SOLE 0 0 3476 WISDOMTREE TR US LARGECAP DIVD 97717W307 12218 144678 SH SOLE 0 0 144678 WISDOMTREE TR US HIGH DIVIDEND 97717W208 3707 56924 SH SOLE 0 0 56924 WISDOMTREE TR EMG MKTS SMCAP 97717W281 479 11435 SH SOLE 0 0 11435 WISDOMTREE TR US QTLY DIV GRT 97717X669 20927 545980 SH SOLE 0 0 545980 WISDOMTREE TR US S CAP QTY DIV 97717X651 3087 99102 SH SOLE 0 0 99102 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 738 33213 SH SOLE 0 0 33213 WISDOMTREE TR US SMALLCAP DIVD 97717W604 4735 193035 SH SOLE 0 0 193035 WISDOMTREE TR EMER MKT HIGH FD 97717W315 3463 86245 SH SOLE 0 0 86245