Chief Compliance Officer

0001690531-18-000005.txt : 20181017 0001690531-18-000005.hdr.sgml : 20181017 20181017153015 ACCESSION NUMBER: 0001690531-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 EFFECTIVENESS DATE: 20181017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clearwater Capital Advisors, LLC CENTRAL INDEX KEY: 0001690531 IRS NUMBER: 204356509 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17575 FILM NUMBER: 181126369 BUSINESS ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 BUSINESS PHONE: 847-841-8650 MAIL ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 FORMER COMPANY: FORMER CONFORMED NAME: Clearwater Capital Partners, LLC DATE OF NAME CHANGE: 20170515 FORMER COMPANY: FORMER CONFORMED NAME: BSC PRIVATE WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20161121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690531 XXXXXXXX 09-30-2018 09-30-2018 Clearwater Capital Advisors, LLC

2800 W. HIGGINS ROAD SUITE 1025 HOFFMAN ESTATES IL 60169

13F HOLDINGS REPORT 028-17575 N Jeffrey DeHaan Chief Compliance Officer 8478418650 Jeffrey DeHaan Hoffman Estates IL 10-17-2018 0 189 512495 false INFORMATION TABLE 2 CCP3Q1813F.xml INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 660 4926 SH SOLE 0 0 4926 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 5930 35232 SH SOLE 0 0 35232 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 384 3596 SH SOLE 0 0 3596 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 3885 56592 SH SOLE 0 0 56592 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 4217 35065 SH SOLE 0 0 35065 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 647 3914 SH SOLE 0 0 3914 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 226 5940 PRN SOLE 0 0 5940 HD SUPPLY HLDGS INC COM 40416M105 599 14000 SH Put SOLE 0 0 14000 HD SUPPLY HLDGS INC COM 40416M105 599 14000 SH Put SOLE 0 0 14000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2762 36661 SH SOLE 0 0 36661 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13622 493905 SH SOLE 0 0 493905 VERIZON COMMUNICATIONS INC COM 92343V104 208 3903 SH SOLE 0 0 3903 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1655 19008 SH SOLE 0 0 19008 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 285 6959 SH SOLE 0 0 6959 VANGUARD INDEX FDS GROWTH ETF 922908736 10144 62992 SH SOLE 0 0 62992 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 240 4745 SH SOLE 0 0 4745 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 15249 612647 SH SOLE 0 0 612647 INVESCO ACTIVELY MANAGD ETF VAR RATE INVT 46090A879 1546 61629 SH SOLE 0 0 61629 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 5507 38649 SH SOLE 0 0 38649 VANGUARD INDEX FDS MID CAP ETF 922908629 667 4062 SH SOLE 0 0 4062 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 527 6535 SH SOLE 0 0 6535 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3372 66110 SH SOLE 0 0 66110 ISHARES TR EDGE MSCI USA VL 46432F388 2545 28973 SH SOLE 0 0 28973 VANGUARD WORLD FDS INF TECH ETF 92204A702 420 2075 SH SOLE 0 0 2075 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2080 29979 SH SOLE 0 0 29979 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1850 23670 SH SOLE 0 0 23670 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8251 98775 SH SOLE 0 0 98775 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2076 14894 SH SOLE 0 0 14894 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1015 5417 SH SOLE 0 0 5417 ISHARES TR MIN VOL USA ETF 46429B697 1927 33788 SH SOLE 0 0 33788 ISHARES TR TIPS BD ETF 464287176 1814 16395 SH SOLE 0 0 16395 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 11781 306632 SH SOLE 0 0 306632 AT&T INC COM 00206R102 252 7496 SH SOLE 0 0 7496 ISHARES TR SHRT NAT MUN ETF 464288158 314 3000 SH SOLE 0 0 3000 ISHARES TR 0-5 YR TIPS ETF 46429B747 6474 65543 SH SOLE 0 0 65543 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 544 11493 SH SOLE 0 0 11493 STERICYCLE INC COM 858912108 238 4064 SH SOLE 0 0 4064 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 649 16968 SH SOLE 0 0 16968 SPDR S&P 500 ETF TR TR UNIT 78462F103 1527 5251 SH SOLE 0 0 5251 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 937 18917 SH SOLE 0 0 18917 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 667 9888 SH SOLE 0 0 9888 ISHARES TR 0-5YR INVT GR CP 46434V100 427 8590 SH SOLE 0 0 8590 SPDR SER TR BLOOMBERG SRT TR 78468R408 1291 46793 SH SOLE 0 0 46793 ISHARES TR 0-5YR HI YL CP 46434V407 1975 41959 SH SOLE 0 0 41959 SPDR SER TR NUVEEN BLMBRG SR 78468R739 261 5471 SH SOLE 0 0 5471 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1204 23970 SH SOLE 0 0 23970 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1967 28281 SH SOLE 0 0 28281 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1528 27241 SH SOLE 0 0 27241 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2054 35516 SH SOLE 0 0 35516 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3473 42347 SH SOLE 0 0 42347 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 665 19840 SH SOLE 0 0 19840 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2496 97099 SH SOLE 0 0 97099 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 289 8107 SH SOLE 0 0 8107 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1090 14304 SH SOLE 0 0 14304 ISHARES TR USA QUALITY FCTR 46432F339 831 9193 SH SOLE 0 0 9193 INVESCO QQQ TR UNIT SER 1 46090E103 2137 11501 SH SOLE 0 0 11501 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 672 12594 SH SOLE 0 0 12594 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 222 8960 SH SOLE 0 0 8960 INVESCO EXCHANGE TRADED FD T RUSEL 2000 VAL 46137V480 1267 39043 SH SOLE 0 0 39043 INVESCO EXCHANGE TRADED FD T RUSEL 2000 PUR 46137V498 277 6971 SH SOLE 0 0 6971 INVESCO EXCHANGE TRADED FD T RUSSEL 200 GWT 46137V431 2361 43302 SH SOLE 0 0 43302 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1207 8487 SH SOLE 0 0 8487 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2414 20321 SH SOLE 0 0 20321 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 4082 220298 SH SOLE 0 0 220298 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 3476 242725 SH SOLE 0 0 242725 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 705 38777 SH SOLE 0 0 38777 ISHARES TR S&P US PFD STK 464288687 2411 64946 SH SOLE 0 0 64946 PFIZER INC COM 717081103 233 5291 SH SOLE 0 0 5291 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 1436 80032 SH SOLE 0 0 80032 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 625 33302 SH SOLE 0 0 33302 NETFLIX INC COM 64110L106 200 535 SH SOLE 0 0 535 ISHARES TR NATIONAL MUN ETF 464288414 6305 58413 SH SOLE 0 0 58413 ISHARES TR USA MOMENTUM FCT 46432F396 773 6494 SH SOLE 0 0 6494 MICROSOFT CORP COM 594918104 749 6551 SH SOLE 0 0 6551 UBS AG JERSEY BRH ALERIAN INFRST 902641646 4192 174295 SH SOLE 0 0 174295 VANGUARD WORLD FD MEGA GRWTH IND 921910816 3700 28870 SH SOLE 0 0 28870 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 269 732 SH SOLE 0 0 732 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 3180 171547 SH SOLE 0 0 171547 MCDONALDS CORP COM 580135101 315 1881 SH SOLE 0 0 1881 ISHARES TR MBS ETF 464288588 3535 34206 SH SOLE 0 0 34206 ISHARES TR IBOXX INV CP ETF 464287242 4334 37707 SH SOLE 0 0 37707 LOCKHEED MARTIN CORP COM 539830109 325 938 SH SOLE 0 0 938 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 822 24271 SH SOLE 0 0 24271 JPMORGAN CHASE & CO COM 46625H100 658 5830 SH SOLE 0 0 5830 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 4765 132164 SH SOLE 0 0 132164 JOHNSON & JOHNSON COM 478160104 914 6613 SH SOLE 0 0 6613 ISHARES TR MRGSTR MD CP ETF 464288208 274 1445 SH SOLE 0 0 1445 WISDOMTREE TR JAP HDG QTLY DIV 97717X586 629 21744 SH SOLE 0 0 21744 ISHARES TR U.S. TECH ETF 464287721 944 4864 SH SOLE 0 0 4864 ISHARES TR U.S. FINLS ETF 464287788 1772 14589 SH SOLE 0 0 14589 ISHARES TR CORE MSCI TOTAL 46432F834 253 4203 SH SOLE 0 0 4203 ISHARES TR GLOBAL TECH ETF 464287291 1067 6095 SH SOLE 0 0 6095 ISHARES TR RUS MD CP GR ETF 464287481 928 6846 SH SOLE 0 0 6846 ISHARES TR RUS 2000 GRW ETF 464287648 2526 11744 SH SOLE 0 0 11744 ISHARES TR RUS 1000 GRW ETF 464287614 315 2022 SH SOLE 0 0 2022 ISHARES TR S&P 500 GRWT ETF 464287309 2914 16448 SH SOLE 0 0 16448 ISHARES TR CORE S&P500 ETF 464287200 938 3203 SH SOLE 0 0 3203 ISHARES TR CORE S&P US GWT 464287671 1864 30002 SH SOLE 0 0 30002 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 3848 165095 SH SOLE 0 0 165095 ISHARES TR MULTIFACTOR INTL 46434V274 903 32169 SH SOLE 0 0 32169 INTEL CORP COM 458140100 292 6172 SH SOLE 0 0 6172 ISHARES TR S&P SML 600 GWT 464287887 1077 5341 SH SOLE 0 0 5341 ISHARES TR SP SMCP600VL ETF 464287879 514 3077 SH SOLE 0 0 3077 ISHARES TR CORE S&P SCP ETF 464287804 433 4968 SH SOLE 0 0 4968 ISHARES TR S&P MC 400GR ETF 464287606 805 3454 SH SOLE 0 0 3454 ISHARES TR CORE S&P MCP ETF 464287507 1682 8354 SH SOLE 0 0 8354 ISHARES INC CORE MSCI EMKT 46434G103 1283 24772 SH SOLE 0 0 24772 ISHARES TR U.S. UTILITS ETF 464287697 361 2695 SH SOLE 0 0 2695 ISHARES TR NASDAQ BIOTECH 464287556 1455 11936 SH SOLE 0 0 11936 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 1274 22641 SH SOLE 0 0 22641 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 1112 23266 SH SOLE 0 0 23266 ISHARES TR IBOXX HI YD ETF 464288513 7982 92344 SH SOLE 0 0 92344 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 3480 111792 SH SOLE 0 0 111792 ISHARES TR CUR HD EURZN ETF 46434V639 3392 114365 SH SOLE 0 0 114365 ISHARES TR HDG MSCI JAPAN 46434V886 3248 94827 SH SOLE 0 0 94827 ISHARES TR HDG MSCI EAFE 46434V803 1818 60709 SH SOLE 0 0 60709 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 19586 309805 SH SOLE 0 0 309805 HD SUPPLY HLDGS INC COM 40416M105 1208 28225 SH SOLE 0 0 28225 HOME DEPOT INC COM 437076102 447 2158 SH SOLE 0 0 2158 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 499 12434 SH SOLE 0 0 12434 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 7427 126423 SH SOLE 0 0 126423 ALPHABET INC CAP STK CL A 02079K305 200 166 SH SOLE 0 0 166 ALPHABET INC CAP STK CL C 02079K107 218 183 SH SOLE 0 0 183 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 6067 185310 SH SOLE 0 0 185310 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2465 35751 SH SOLE 0 0 35751 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 2668 50990 SH SOLE 0 0 50990 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7510 234841 SH SOLE 0 0 234841 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 387 4561 SH SOLE 0 0 4561 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 434 14043 SH SOLE 0 0 14043 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 8415 175129 SH SOLE 0 0 175129 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 18395 261419 SH SOLE 0 0 261419 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 5819 107478 SH SOLE 0 0 107478 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 705 36919 SH SOLE 0 0 36919 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 3149 68033 SH SOLE 0 0 68033 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2735 38188 SH SOLE 0 0 38188 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 542 14734 SH SOLE 0 0 14734 FIRST TR EXCNGE TRD ALPHADEX MEGA CAP ALPHA 33737M508 229 6146 SH SOLE 0 0 6146 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 1673 32024 SH SOLE 0 0 32024 SPDR SER TR BLOMBERG BRC INV 78468R200 529 17166 SH SOLE 0 0 17166 ISHARES TR FLTG RATE NT ETF 46429B655 688 13480 SH SOLE 0 0 13480 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4264 68309 SH SOLE 0 0 68309 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 3664 146229 SH SOLE 0 0 146229 FEDEX CORP COM 31428X106 206 856 SH SOLE 0 0 856 FACEBOOK INC CL A 30303M102 646 3931 SH SOLE 0 0 3931 WISDOMTREE TR US MIDCP EARNING 97717W570 3469 83882 SH SOLE 0 0 83882 WISDOMTREE TR US TOTAL EARNING 97717W596 844 25188 SH SOLE 0 0 25188 WISDOMTREE TR EUR HDG SMLCAP 97717X552 4364 144037 SH SOLE 0 0 144037 ISHARES INC MLT FCTR EMG MKT 46434G889 638 14759 SH SOLE 0 0 14759 WISDOMTREE TR US SMALLCP ERNGS 97717W562 2742 68814 SH SOLE 0 0 68814 ISHARES INC MIN VOL EMRG MKT 464286533 1436 24224 SH SOLE 0 0 24224 ISHARES TR MSCI EMG MKT ETF 464287234 1389 32369 SH SOLE 0 0 32369 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 4950 109620 SH SOLE 0 0 109620 WISDOMTREE TR JAPN HEDGE EQT 97717W851 24155 416819 SH SOLE 0 0 416819 WISDOMTREE TR GERMANY HEDEQ FD 97717W448 344 11510 SH SOLE 0 0 11510 ISHARES TR SELECT DIVID ETF 464287168 506 5068 SH SOLE 0 0 5068 WISDOMTREE TR ITL HIGH DIV FD 97717W802 262 6265 SH SOLE 0 0 6265 WISDOMTREE TR US TOTAL DIVIDND 97717W109 3396 35360 SH SOLE 0 0 35360 WISDOMTREE TR US MIDCAP DIVID 97717W505 4667 126554 SH SOLE 0 0 126554 WISDOMTREE TR INTL SMCAP DIV 97717W760 247 3476 SH SOLE 0 0 3476 WISDOMTREE TR US LARGECAP DIVD 97717W307 13948 146185 SH SOLE 0 0 146185 DISNEY WALT CO COM DISNEY 254687106 315 2693 SH SOLE 0 0 2693 WISDOMTREE TR US HIGH DIVIDEND 97717W208 4131 57244 SH SOLE 0 0 57244 WISDOMTREE TR EMG MKTS SMCAP 97717W281 803 17593 SH SOLE 0 0 17593 WISDOMTREE TR US QTLY DIV GRT 97717X669 24176 545369 SH SOLE 0 0 545369 WISDOMTREE TR US S CAP QTY DIV 97717X651 3937 104435 SH SOLE 0 0 104435 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 1114 46530 SH SOLE 0 0 46530 WISDOMTREE TR US SMALLCAP DIVD 97717W604 6515 219297 SH SOLE 0 0 219297 WISDOMTREE TR EMER MKT HIGH FD 97717W315 4401 100776 SH SOLE 0 0 100776 DBX ETF TR XTRACK MSCI JAPN 233051507 6799 152584 SH SOLE 0 0 152584 DBX ETF TR XTRACK MSCI EURO 233051697 6491 214280 SH SOLE 0 0 214280 DBX ETF TR XTRACK MSCI EAFE 233051200 2939 90872 SH SOLE 0 0 90872 CHEVRON CORP NEW COM 166764100 320 2613 SH SOLE 0 0 2613 CISCO SYS INC COM 17275R102 330 6781 SH SOLE 0 0 6781 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1220 42788 SH SOLE 0 0 42788 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 270 1259 SH SOLE 0 0 1259 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1771 77424 SH SOLE 0 0 77424 BANK MONTREAL QUE COM 063671101 202 2446 SH SOLE 0 0 2446 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 11824 510324 SH SOLE 0 0 510324 BANK AMER CORP COM 060505104 644 21857 SH SOLE 0 0 21857 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 296 1796 SH SOLE 0 0 1796 ISHARES TR AGGRES ALLOC ETF 464289859 263 4814 SH SOLE 0 0 4814 AMAZON COM INC COM 023135106 345 172 SH SOLE 0 0 172 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 469 27196 SH SOLE 0 0 27196 ALPS ETF TR ALERIAN MLP 00162Q866 1782 166880 SH SOLE 0 0 166880 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 9588 349161 SH SOLE 0 0 349161 AMGEN INC COM 031162100 414 1998 SH SOLE 0 0 1998 FIRST TR EXCHANGE TRADED FD RBA INDL ETF 33738R704 1666 59599 SH SOLE 0 0 59599 ABBVIE INC COM 00287Y109 211 2227 SH SOLE 0 0 2227 APPLE INC COM 037833100 5340 23657 SH SOLE 0 0 23657