0001213900-17-006083.txt : 20170601 0001213900-17-006083.hdr.sgml : 20170601 20170601201410 ACCESSION NUMBER: 0001213900-17-006083 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KBL MERGER CORP. IV CENTRAL INDEX KEY: 0001690080 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 813832378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 WEST 56TH STREET SUITE 5901 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-319-5555 MAIL ADDRESS: STREET 1: 150 WEST 56TH STREET SUITE 5901 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherman Andrew CENTRAL INDEX KEY: 0001707110 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38105 FILM NUMBER: 17886183 MAIL ADDRESS: STREET 1: 527 STANTON CHRISTIANA ROAD CITY: NEWARK STATE: DE ZIP: 19713 3 1 f3060117sherman_kblmerger.xml OWNERSHIP DOCUMENT X0206 3 2017-06-01 0 0001690080 KBL MERGER CORP. IV KBLMU 0001707110 Sherman Andrew 527 STANTON CHRISTIANA RD. NEWARK DE 19713 1 0 0 0 No securities beneficially owned 0 D Mr. Sherman does not beneficially own any shares of common stock of the issuer. However, Mr. Sherman has a pecuniary interest in shares of common stock through his ownership of membership interests of KBL IV Sponsor LLC. /s/ Andrew Sherman 2017-06-01