0001689923-24-000035.txt : 20240319
0001689923-24-000035.hdr.sgml : 20240319
20240319164808
ACCESSION NUMBER: 0001689923-24-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240319
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stoecker Dean
CENTRAL INDEX KEY: 0001699950
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 24764196
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
wk-form4_1710881272.xml
FORM 4
X0508
4
2024-03-19
1
0001689923
Alteryx, Inc.
AYX
0001699950
Stoecker Dean
C/O ALTERYX, INC.
17200 LAGUNA CANYON ROAD
IRVINE
CA
92618
1
0
1
0
0
Class A Common Stock
2024-03-19
4
D
0
5520
D
0
D
Class A Common Stock
2024-03-19
4
D
0
77500
D
0
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2024-03-19
4
D
0
12449
D
0
I
By TAILY, LLC
Class A Common Stock
2024-03-19
4
D
0
10599
D
0
I
By TRILY, LLC
Class B Common Stock
0
2024-03-19
4
D
0
2626125
0
D
Class A Common Stock
2626125
0
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings One, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Two, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Three, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Four, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Five, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Six, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Seven, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Eight, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Nine, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Nead Holdings Ten, LLC
Class B Common Stock
0
2024-03-19
4
D
0
390690
0
D
Class A Common Stock
390690
0
I
By Lucy27, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Gabalis Holdings One, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Gabalis Holdings Two, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By Gabalis Holdings Three, LLC
Class B Common Stock
0
2024-03-19
4
D
0
207253
0
D
Class A Common Stock
207253
0
I
By 4610, LLC
Class B Common Stock
0
2024-03-19
4
D
0
100000
0
D
Class A Common Stock
100000
0
I
By Onyx Investments, LLC
Class B Common Stock
0
2024-03-19
4
D
0
193748
0
D
Class A Common Stock
193748
0
I
By Midnight Duck Holdings One, LLC
Class B Common Stock
0
2024-03-19
4
D
0
193748
0
D
Class A Common Stock
193748
0
I
By Midnight Duck Holdings Two, LLC
Class B Common Stock
0
2024-03-19
4
D
0
423451
0
D
Class A Common Stock
423451
0
D
Class B Common Stock
0
2024-03-19
4
D
0
80000
0
D
Class A Common Stock
80000
0
I
By 4610 Holdings, LLC
Class B Common Stock
0
2024-03-19
4
D
0
100000
0
D
Class A Common Stock
100000
0
I
By Hickory Branch Investments, LLC
Class B Common Stock
0
2024-03-19
4
D
0
100000
0
D
Class A Common Stock
100000
0
I
By Fairway Place Investments, LLC
Stock Option (Right to Buy)
68.26
2024-03-19
4
D
0
93584
0
D
2029-03-03
Class A Common Stock
93584
0
D
Stock Option (Right to Buy)
153.26
2024-03-19
4
D
0
50505
0
D
2030-02-18
Class A Common Stock
50505
0
D
Stock Option (Right to Buy)
27.09
2024-03-19
4
D
0
153471
0
D
2028-01-05
Class A Common Stock
153471
0
D
Employee Stock Option (right to buy)
12.30
2024-03-19
4
D
0
187500
0
D
2026-11-28
Class B Common Stock
187500
0
D
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
Pursuant to the Merger Agreement and that certain Executive Chairman Agreement, dated October 2, 2020, by and between the Reporting Person and the Issuer, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes.
At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC.
At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.
At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.
/s/ Christopher M. Lal, by power of attorney
2024-03-19