0001689923-24-000035.txt : 20240319 0001689923-24-000035.hdr.sgml : 20240319 20240319164808 ACCESSION NUMBER: 0001689923-24-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoecker Dean CENTRAL INDEX KEY: 0001699950 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 24764196 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 wk-form4_1710881272.xml FORM 4 X0508 4 2024-03-19 1 0001689923 Alteryx, Inc. AYX 0001699950 Stoecker Dean C/O ALTERYX, INC. 17200 LAGUNA CANYON ROAD IRVINE CA 92618 1 0 1 0 0 Class A Common Stock 2024-03-19 4 D 0 5520 D 0 D Class A Common Stock 2024-03-19 4 D 0 77500 D 0 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2024-03-19 4 D 0 12449 D 0 I By TAILY, LLC Class A Common Stock 2024-03-19 4 D 0 10599 D 0 I By TRILY, LLC Class B Common Stock 0 2024-03-19 4 D 0 2626125 0 D Class A Common Stock 2626125 0 I By The Dean A. Stoecker Trust dated December 16, 2013 Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings One, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Two, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Three, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Four, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Five, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Six, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Seven, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Eight, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Nine, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Nead Holdings Ten, LLC Class B Common Stock 0 2024-03-19 4 D 0 390690 0 D Class A Common Stock 390690 0 I By Lucy27, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Gabalis Holdings One, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Gabalis Holdings Two, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By Gabalis Holdings Three, LLC Class B Common Stock 0 2024-03-19 4 D 0 207253 0 D Class A Common Stock 207253 0 I By 4610, LLC Class B Common Stock 0 2024-03-19 4 D 0 100000 0 D Class A Common Stock 100000 0 I By Onyx Investments, LLC Class B Common Stock 0 2024-03-19 4 D 0 193748 0 D Class A Common Stock 193748 0 I By Midnight Duck Holdings One, LLC Class B Common Stock 0 2024-03-19 4 D 0 193748 0 D Class A Common Stock 193748 0 I By Midnight Duck Holdings Two, LLC Class B Common Stock 0 2024-03-19 4 D 0 423451 0 D Class A Common Stock 423451 0 D Class B Common Stock 0 2024-03-19 4 D 0 80000 0 D Class A Common Stock 80000 0 I By 4610 Holdings, LLC Class B Common Stock 0 2024-03-19 4 D 0 100000 0 D Class A Common Stock 100000 0 I By Hickory Branch Investments, LLC Class B Common Stock 0 2024-03-19 4 D 0 100000 0 D Class A Common Stock 100000 0 I By Fairway Place Investments, LLC Stock Option (Right to Buy) 68.26 2024-03-19 4 D 0 93584 0 D 2029-03-03 Class A Common Stock 93584 0 D Stock Option (Right to Buy) 153.26 2024-03-19 4 D 0 50505 0 D 2030-02-18 Class A Common Stock 50505 0 D Stock Option (Right to Buy) 27.09 2024-03-19 4 D 0 153471 0 D 2028-01-05 Class A Common Stock 153471 0 D Employee Stock Option (right to buy) 12.30 2024-03-19 4 D 0 187500 0 D 2026-11-28 Class B Common Stock 187500 0 D Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement and that certain Executive Chairman Agreement, dated October 2, 2020, by and between the Reporting Person and the Issuer, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes. At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement. The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust. The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC. At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment. At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement. /s/ Christopher M. Lal, by power of attorney 2024-03-19