0001689923-20-000060.txt : 20200617
0001689923-20-000060.hdr.sgml : 20200617
20200617161841
ACCESSION NUMBER: 0001689923-20-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200615
FILED AS OF DATE: 20200617
DATE AS OF CHANGE: 20200617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stoecker Dean
CENTRAL INDEX KEY: 0001699950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 20969946
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
wf-form4_159242509767359.xml
FORM 4
X0306
4
2020-06-15
0
0001689923
Alteryx, Inc.
AYX
0001699950
Stoecker Dean
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
1
1
1
0
Chairman of the Board & CEO
Class A Common Stock
108428
D
Class A Common Stock
2020-06-15
4
C
0
30000
0
A
30000
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
900
137.79
D
29100
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
200
138.66
D
28900
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
1000
139.58
D
27900
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
2017
140.51
D
25883
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
5900
141.64
D
19983
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
15976
142.46
D
4007
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
3907
143.25
D
100
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2020-06-15
4
S
0
100
144.29
D
0
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
12449
I
By TAILY, LLC
Class A Common Stock
10599
I
By TRILY, LLC
Class A Common Stock
21200
I
By 4610, LLC
Class B Common Stock
0.0
Class A Common Stock
411635.0
411635
D
Class B Common Stock
0.0
2020-06-15
4
C
0
30000
0
D
Class A Common Stock
30000.0
5191155
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class B Common Stock
0.0
Class A Common Stock
1002849.0
1002849
I
By 4610, LLC
Class B Common Stock
0.0
Class A Common Stock
1097449.0
1097449
I
By Lucy27, LLC
Includes 82,488 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.49 to $137.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.49 to $138.83 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.93 to $139.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.96 to $140.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.07 to $142.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.07 to $143.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.08 to $143.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2020-06-17