0001567619-19-017216.txt : 20190816 0001567619-19-017216.hdr.sgml : 20190816 20190816190022 ACCESSION NUMBER: 0001567619-19-017216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190814 FILED AS OF DATE: 20190816 DATE AS OF CHANGE: 20190816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoecker Dean CENTRAL INDEX KEY: 0001699950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 191034491 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 doc1.xml FORM 4 X0306 4 2019-08-14 0 0001689923 Alteryx, Inc. AYX 0001699950 Stoecker Dean C/O ALTERYX, INC. 3345 MICHELSON DRIVE, SUITE 400 IRVINE CA 92612 1 1 1 0 Chairman of the Board & CEO Class A Common Stock 2019-08-14 4 C 0 76289 0 A 76289 I By Truman, LLC Class A Common Stock 2019-08-15 4 S 0 28224 130.11 D 48065 I By Truman, LLC Class A Common Stock 2019-08-15 4 S 0 42465 131.03 D 5600 I By Truman, LLC Class A Common Stock 2019-08-15 4 S 0 5600 131.83 D 0 I By Truman, LLC Class A Common Stock 98229 D Class B Common Stock 2019-08-12 4 J 0 5401155 0 D Class A Common Stock 5401155 2423765 I By DBRA, Limited Partnership Class B Common Stock 2019-08-12 4 J 0 5401155 0 A Class A Common Stock 5401155 5401155 I By The Dean A. Stoecker Trust dated December 16, 2013 Class B Common Stock 2019-08-12 4 J 0 76289 0 D Class A Common Stock 76289 2347476 I By DBRA, Limited Partnership Class B Common Stock 2019-08-12 4 J 0 76289 0 A Class A Common Stock 76289 76289 I By Truman, LLC Class B Common Stock 2019-08-12 4 J 0 1097449 0 D Class A Common Stock 1097449 1250027 I By DBRA, Limited Partnership Class B Common Stock 2019-08-12 4 J 0 1097449 0 A Class A Common Stock 1097449 1097449 I By 4610, LLC Class B Common Stock 2019-08-12 4 J 0 76289 0 D Class A Common Stock 76289 1173738 I By DBRA, Limited Partnership Class B Common Stock 2019-08-12 4 J 0 76289 0 A Class A Common Stock 76289 76289 I By TRILY, LLC Class B Common Stock 2019-08-12 4 J 0 1097449 0 D Class A Common Stock 1097449 76289 I By DBRA, Limited Partnership Class B Common Stock 2019-08-12 4 J 0 1097449 0 A Class A Common Stock 1097449 1097449 I By Lucy27, LLC Class B Common Stock 2019-08-12 4 J 0 76289 0 D Class A Common Stock 76289 0 I By DBRA, Limited Partnership Class B Common Stock 2019-08-12 4 J 0 76289 0 A Class A Common Stock 76289 76289 I By TAILY, LLC Class B Common Stock 2019-08-14 4 C 0 76289 0 D Class A Common Stock 76289 0 I By Truman, LLC The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.52 to $130.515 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.52 to $131.51 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.52 to $132.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. Represents a distribution of shares. The reporting person remains the beneficial owner and exercises voting and dispositive power over these shares and retains a pecuniary interest in these shares. The Reporting Person serves as the general partner of DBRA, Limited Partnership ("DBRA"), and pursuant to the provisions of the partnership agreement of DBRA, has voting and dispositive authority with respect to the shares owned by DBRA. The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust. Represents a distribution of shares. The Reporting Person retains voting and dispositive power over these shares. /s/Christopher M. Lal, by power of attorney 2019-08-16