Chief Compliance Officer

0001398344-17-001859.txt : 20170213 0001398344-17-001859.hdr.sgml : 20170213 20170213105517 ACCESSION NUMBER: 0001398344-17-001859 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RGT Capital Management, Ltd. CENTRAL INDEX KEY: 0001689872 IRS NUMBER: 202112353 STATE OF INCORPORATION: TX FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17576 FILM NUMBER: 17596853 BUSINESS ADDRESS: STREET 1: 5950 SHERRY LANE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (214)360-7000 MAIL ADDRESS: STREET 1: 5950 SHERRY LANE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001689872 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT false RGT Capital Management, Ltd.

5950 Sherry Lane Suite 600 Dallas TX 75225

13F COMBINATION REPORT 028-17576 0000902584 028-05637 ADVISORY RESEARCH INC 0001508822 028-14059 Alpine Investment Management, LLC 0000823621 028-01398 CAMBIAR INVESTORS LLC 0001130787 028-06213 EAGLE GLOBAL ADVISORS LLC 0001082917 028-04145 GW&K Investment Management, LLC 0001542266 028-14862 Granite Investment Partners, LLC 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 0001341401 028-11487 River Road Asset Management, LLC N Tiffany Ramirez Chief Compliance Officer 214-360-7000 /s/ Tiffany Ramirez Dallas TX 02-10-2017 0 122 177864 INFORMATION TABLE 2 fp0023958_13fhr-table.xml 13F INFORMATION TABLE 3M CO EQUTIES 88579Y101 215 1204 SH SOLE 0 0 1204 ABBOTT LABS EQUTIES 002824100 230 5996 SH SOLE 0 0 5996 ALTRIA GROUP EQUTIES 02209S103 213 3156 SH SOLE 0 0 3156 AMAZON EQUTIES 023135106 333 444 SH SOLE 0 0 444 AMERICAN AIRLINES GROUP INC. EQUTIES 02376R102 290 6205 SH SOLE 0 0 6205 AMERICAN INTERNATIONAL GROUP EQUTIES 026874784 209 3203 SH SOLE 0 0 3203 ADADARKO PETROLEUM CORP EQUTIES 032511107 280 4009 SH SOLE 0 0 4009 APPLE INC EQUTIES 037833100 2149 18553 SH SOLE 0 0 18553 AT&T INC EQUTIES 00206R102 360 8461 SH SOLE 0 0 8461 ATMOS ENERGY CO EQUTIES 049560105 371 5000 SH SOLE 0 0 5000 BANK OF AMERICA EQUTIES 060505104 270 12245 SH SOLE 0 0 12245 BERKSHIRE HATHAWAY B EQUTIES 084670702 1766 10836 SH SOLE 0 0 10836 BLACKROCK MUNICIPAL BOND TRUST EQUTIES 09249H104 267 17500 SH SOLE 0 0 17500 BP PLC ADR EQUTIES 055622104 362 9691 SH SOLE 0 0 9691 BRISTOL MYERS SQUIBB CO EQUTIES 110122108 272 4662 SH SOLE 0 0 4662 CHEVRON CORPORATION EQUTIES 166764100 234 1984 SH SOLE 0 0 1984 CHUBB LIMITED EQUTIES H1467J104 294 2225 SH SOLE 0 0 2225 CINEMARK HOLDINGS INC EQUTIES 17243V102 4891 127492 SH SOLE 0 0 127492 CISCO SYSTEMS EQUTIES 17275R102 275 9111 SH SOLE 0 0 9111 CLUBCORP HOLDINGS INC EQUTIES 18948M108 1546 107761 SH SOLE 0 0 107761 COCA COLA EQUTIES 191216100 4672 112690 SH SOLE 0 0 112690 CONOCO PHILLIPS EQUTIES 20825C104 345 6875 SH SOLE 0 0 6875 CSX CORP EQUTIES 126408103 612 17042 SH SOLE 0 0 17042 CULLEN FROST BANKERS EQUTIES 229899109 282 3200 SH SOLE 0 0 3200 DIODES INC EQUTIES 254543101 257 10000 SH SOLE 0 0 10000 DONALDSON INC EQUTIES 257651109 852 22053 SH SOLE 0 0 22053 ENERGY TRANSFER EQUITY LP EQUTIES 29273V100 703 36415 SH SOLE 0 0 36415 ENERGY TRANSFER PARTNERS EQUTIES 29273R109 540 15073 SH SOLE 0 0 15073 ENLINK MIDSTREAM LLC EQUTIES 29336T100 35166 1845963 SH SOLE 0 0 1845963 ENLINK MIDSTREAM PARTNERS LP EQUTIES 29336U107 9921 538575 SH SOLE 0 0 538575 ENTERPRISE PRODUCTS PARTNERS EQUTIES 293792107 1006 37218 SH SOLE 0 0 37218 EXXON MOBIL CORP EQUTIES 30231G102 3411 37790 SH SOLE 0 0 37790 FACEBOOK INC EQUTIES 30303M102 4289 37282 SH SOLE 0 0 37282 FORD MOTOR CO EQUTIES 345370860 260 21410 SH SOLE 0 0 21410 GENERAL ELECTRIC CO EQUTIES 369604103 381 12045 SH SOLE 0 0 12045 ALPHABET INC EQUTIES 02079K305 766 978 SH SOLE 0 0 978 H&E EQUIPTMENT EQUTIES 404030108 3014 129617 SH SOLE 0 0 129617 HALLIBURTON COMPANY EQUTIES 406216101 383 7073 SH SOLE 0 0 7073 HALLMARK FINANCIAL SERVICES INC EQUTIES 40624Q203 130 11190 SH SOLE 0 0 11190 HFF INC EQUTIES 40418F108 314 10370 SH SOLE 0 0 10370 HOME DEPOT INC EQUTIES 437076102 224 1674 SH SOLE 0 0 1674 HONEYWELL INTERNATIONAL EQUTIES 438516106 224 1935 SH SOLE 0 0 1935 HOWARD HUGHES CORP EQUTIES 44267D107 334 2923 SH SOLE 0 0 2923 INDEPENDENT BANK GROUP INC EQUTIES 45384B106 397 6360 SH SOLE 0 0 6360 INTEL CORP EQUTIES 458140100 453 12489 SH SOLE 0 0 12489 INVESCO LTD F EQUTIES G491BT108 699 23028 SH SOLE 0 0 23028 ISHARES TR EQUTIES 464287564 363 3647 SH SOLE 0 0 3647 ISHARES TR EQUTIES 464287739 8944 116246 SH SOLE 0 0 116246 ISHARES GOLD TRUST EQUTIES 464285105 4961 447715 SH SOLE 0 0 447715 ISHARES TR EQUTIES 464287242 220 1877 SH SOLE 0 0 1877 ISHARES TR EQUTIES 464288588 209 1965 SH SOLE 0 0 1965 ISHARES TR EQUTIES 464287465 431 7468 SH SOLE 0 0 7468 ISHARES TR EQUTIES 464287374 354 9859 SH SOLE 0 0 9859 ISHARES TR EQUTIES 464287622 633 5088 SH SOLE 0 0 5088 ISHARES TR EQUTIES 464287598 1043 9307 SH SOLE 0 0 9307 ISHARES TR EQUTIES 464287648 635 4126 SH SOLE 0 0 4126 ISHARES TR EQUTIES 464287655 227 1684 SH SOLE 0 0 1684 ISHARES TR EQUTIES 464287499 241 1347 SH SOLE 0 0 1347 ISHARES TR EQUTIES 464287309 813 6675 SH SOLE 0 0 6675 ISHARES TR EQUTIES 464287705 429 2952 SH SOLE 0 0 2952 ISHARES TR EQUTIES 464288687 215 5772 SH SOLE 0 0 5772 ISHARES TR EQUTIES 464287614 391 3730 SH SOLE 0 0 3730 JOHNSON & JOHNSON EQUTIES 478160104 1032 8960 SH SOLE 0 0 8960 JONES ENERGY INC EQUTIES 48019R108 95 18962 SH SOLE 0 0 18962 JP MORGAN CHASE & CO EQUTIES 46625H100 448 5194 SH SOLE 0 0 5194 KINDER MORGAN INC EQUTIES 49456B101 248 11971 SH SOLE 0 0 11971 KIRBY CORP EQUTIES 497266106 414 6228 SH SOLE 0 0 6228 LEGACYTEXAS FINANCIAL EQUTIES 52471Y106 8796 204277 SH SOLE 0 0 204277 MAGELLAN MIDSTREAM PTRS LP EQUTIES 559080106 607 8032 SH SOLE 0 0 8032 MARSH & MCLENNAN COMPANIES INC EQUTIES 571748102 363 5371 SH SOLE 0 0 5371 MERCK & CO EQUTIES 58933Y105 288 4899 SH SOLE 0 0 4899 MICROSOFT CORPORATION EQUTIES 594918104 710 11419 SH SOLE 0 0 11419 MURPHY USA INC EQUTIES 626755102 1229 20000 SH SOLE 0 0 20000 NEWELL RUBBERMAID EQUTIES 651229106 242 5431 SH SOLE 0 0 5431 OCWEN FINANCIAL EQUTIES 675746309 81 15000 SH SOLE 0 0 15000 PEPSICO INC EQUTIES 713448108 881 8423 SH SOLE 0 0 8423 PFIZER INC EQUTIES 717081103 760 23396 SH SOLE 0 0 23396 POWERSHARES PREFERRED ETF EQUTIES 73936T565 162 11419 SH SOLE 0 0 11419 POWERSHARES QQQ EQUTIES 73935A104 587 4956 SH SOLE 0 0 4956 POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO EQUTIES 73937B597 215 8735 SH SOLE 0 0 8735 PROCTOR & GAMBLE EQUTIES 742718109 7285 86648 SH SOLE 0 0 86648 RANGE RESOURCES CORP COM EQUTIES 75281A109 2309 67197 SH SOLE 0 0 67197 RAYTHEON COMPANY EQUTIES 755111507 239 1682 SH SOLE 0 0 1682 SANTANDER CONSUMER USA HOLDINGS INC EQUTIES 80283M101 165 12193 SH SOLE 0 0 12193 SCHULEMBERGER LTD EQUTIES 806857108 219 2608 SH SOLE 0 0 2608 SCHWAB INTERNATIONAL EQUITY ETF EQUTIES 808524805 299 10807 SH SOLE 0 0 10807 SCHWAB US SMALL CAP ETF EQUTIES 808524607 205 3329 SH SOLE 0 0 3329 SCHWAB US LAGE CAP ETF EQUTIES 808524201 563 10562 SH SOLE 0 0 10562 SIMMONS 1ST NATL CLA NEW EQUTIES 828730200 382 6152 SH SOLE 0 0 6152 SOUTHWEST AIRLINES EQUTIES 844741108 558 11188 SH SOLE 0 0 11188 SPDR GOLD TRUST EQUTIES 78463V107 21413 195359 SH SOLE 0 0 195359 SPDR S&P 500 ETF TRUST EQUTIES 78462F103 524 2342 SH SOLE 0 0 2342 SPROUTS FARMERS MARKETS INC EQUTIES 85208M102 247 13072 SH SOLE 0 0 13072 STRATUS PROPERTIES INC EQUTIES 863167201 1163 35500 SH SOLE 0 0 35500 TEXAS INSTRUMENTS INC EQUTIES 882508104 1558 21345 SH SOLE 0 0 21345 TRANSGLOBE ENERGY CORP EQUTIES 893662106 23 13575 SH SOLE 0 0 13575 TRIUMPH BANCORP INC EQUTIES 89679E300 1596 61039 SH SOLE 0 0 61039 UNDER ARMOUR INC EQUTIES 904311206 312 12384 SH SOLE 0 0 12384 UNDER ARMOUR INC. EQUTIES 904311107 357 12297 SH SOLE 0 0 12297 UNION PACIFIC CORPORATION EQUTIES 907818108 1208 11650 SH SOLE 0 0 11650 UNITEDHEALTH GROUP INC EQUTIES 91324P102 235 1468 SH SOLE 0 0 1468 VANGUARD BOND INDEX FUND EQUTIES 921937819 288 3469 SH SOLE 0 0 3469 VANGUARD CORP BOND ETF EQUTIES 92206C409 306 3853 SH SOLE 0 0 3853 VANGUARD WORLD FDS EQUTIES 92204A306 333 3178 SH SOLE 0 0 3178 VANGUARD INDEX FDS EQUTIES 922908736 337 3024 SH SOLE 0 0 3024 VANGUARD WORLD FDS EQUTIES 92204A504 403 3182 SH SOLE 0 0 3182 VANGUARD INTL EQTY INDEX EQUTIES 922042775 244 5526 SH SOLE 0 0 5526 VANGUARD MID-CAP ETF EQUTIES 922908629 211 1606 SH SOLE 0 0 1606 VANGUARD NATURAL RESOURCES LLC EQUTIES 92205F106 16 23744 SH SOLE 0 0 23744 VANGUARD REIT INDEX ETF EQUTIES 922908553 360 4365 SH SOLE 0 0 4365 VANGUARD INDEX FDS EQUTIES 922908363 890 4336 SH SOLE 0 0 4336 VANGUARD BD INDEX FD INC EQUTIES 921937827 300 3776 SH SOLE 0 0 3776 VANGUARD INDEX FDS EQUTIES 922908751 911 7063 SH SOLE 0 0 7063 VANGUARD INDEX FDS EQUTIES 922908611 203 1684 SH SOLE 0 0 1684 VERITEX HOLDINGS INC EQUTIES 923451108 6894 258119 SH SOLE 0 0 258119 VERIZON COMMUNICATIONS INC EQUTIES 92343V104 222 4157 SH SOLE 0 0 4157 WAL-MART EQUTIES 931142103 379 5478 SH SOLE 0 0 5478 DISNEY WALT CO EQUTIES 254687106 486 4659 SH SOLE 0 0 4659 WELLS FARGO & CO EQUTIES 949746101 1542 27987 SH SOLE 0 0 27987 WENDYS CO EQUTIES 95058W100 219 16173 SH SOLE 0 0 16173 YAHOO INC EQUTIES 984332106 296 7654 SH SOLE 0 0 7654 YUM BRANDS EQUTIES 988498101 435 6871 SH SOLE 0 0 6871