0001562180-20-004627.txt : 20200622 0001562180-20-004627.hdr.sgml : 20200622 20200622215752 ACCESSION NUMBER: 0001562180-20-004627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200622 DATE AS OF CHANGE: 20200622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berman Robert CENTRAL INDEX KEY: 0001704483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38080 FILM NUMBER: 20980189 MAIL ADDRESS: STREET 1: C/O BIOHAVEN PHARMACEUTICAL HOLDING COMP STREET 2: 234 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biohaven Pharmaceutical Holding Co Ltd. CENTRAL INDEX KEY: 0001689813 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 BUSINESS PHONE: 203-404-0410 MAIL ADDRESS: STREET 1: 215 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-06-18 false 0001689813 Biohaven Pharmaceutical Holding Co Ltd. BHVN 0001704483 Berman Robert C/O BIOHAVEN PHARMACEUTICALS, INC. 215 CHURCH STREET NEW HAVEN CT 06510 false true false false Special Projects & Med Ovrsght Common Shares 2020-06-18 4 M false 36314.00 0.61 A 36655.00 D Common Shares 2020-06-18 4 M false 25000.00 5.60 A 61655.00 D Common Shares 2020-06-18 4 S false 59914.00 75.2549 D 1741.00 D Common Shares 2020-06-18 4 S false 1400.00 76.0482 D 341.00 D Common Shares 2020-06-19 4 M false 986.00 0.61 A 1327.00 D Common Shares 2020-06-19 4 S false 986.00 75.0669 D 341.00 D Common Shares 550000.00 I By Berman Family Trust 2013 Common Shares 240500.00 I By Berman Marital Trust 2013 Common Shares 50.00 I Owned by Spouse Employee Stock Option (right to buy) 5.60 2020-06-18 4 M false 25000.00 0.00 D 2025-10-22 Common Shares 25000.00 125000.00 D Employee Stock Option (right to buy) 0.61 2020-06-18 4 M false 36314.00 0.00 D 2024-11-25 Common Shares 25000.00 63686.00 D Employee Stock Option (right to buy) 0.61 2020-06-19 4 M false 986.00 75.0669 D 2024-11-25 Common Shares 986.00 62700.00 D These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 - $75.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 - $76.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 - $75.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The shares underlying this option vested in four equal installments on October 23, 2015, October 23, 2016, October 23, 2017 and October 23, 2018. The option, representing a right to purchase a total of 225,000 shares, was granted on November 26, 2014, and vested in four equal installments on November 26, 2014, 2015, 2016 and 2017 /s/ Jim Engelhart, Attorney-in-Fact 2020-06-22