0000899243-21-009665.txt : 20210303 0000899243-21-009665.hdr.sgml : 20210303 20210303212545 ACCESSION NUMBER: 0000899243-21-009665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holt Shaun CENTRAL INDEX KEY: 0001817475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 21712300 MAIL ADDRESS: STREET 1: C/O BERKELEY LIGHTS, INC. STREET 2: 5858 HORTON STREET, SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Berkeley Lights, Inc. CENTRAL INDEX KEY: 0001689657 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 352415390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-858-2855 MAIL ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001689657 Berkeley Lights, Inc. BLI 0001817475 Holt Shaun 5858 HORTON STREET, SUITE 320 EMERYVILLE CA 94608 0 1 0 0 Chief Financial Officer Common Stock 2021-03-01 4 M 0 12300 2.26 A 12300 D Common Stock 2021-03-01 4 S 0 200 57.565 D 12100 D Common Stock 2021-03-01 4 S 0 600 59.2567 D 11500 D Common Stock 2021-03-01 4 S 0 1500 60.852 D 10000 D Common Stock 2021-03-01 4 S 0 8408 61.7943 D 1592 D Common Stock 2021-03-01 4 S 0 1592 62.3425 D 0 D Stock Option 2.26 2021-03-01 4 M 0 12300 0.00 D 2025-11-30 Common Stock 12300 237700 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.18 to $57.95. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $58.65 to $59.61. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $60.23 to $61.21. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.23 to $62.21. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.23 to $62.80. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The stock option is currently exercisable. /s/ Stuart L. Merkadeau, Attorney-in-fact 2021-03-03