Business Operations Manager

0001689024-17-000003.txt : 20170421 0001689024-17-000003.hdr.sgml : 20170421 20170421100907 ACCESSION NUMBER: 0001689024-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170421 DATE AS OF CHANGE: 20170421 EFFECTIVENESS DATE: 20170421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guidant Wealth Advisors CENTRAL INDEX KEY: 0001689024 IRS NUMBER: 364042058 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17551 FILM NUMBER: 17774457 BUSINESS ADDRESS: STREET 1: 35 WEST SLADE STREEET CITY: PALATINE STATE: IL ZIP: 60015 BUSINESS PHONE: 847-330-9911 MAIL ADDRESS: STREET 1: 35 WEST SLADE STREEET CITY: PALATINE STATE: IL ZIP: 60015 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001689024 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT Guidant Wealth Advisors

35 WEST SLADE STREEET PALATINE IL 60015

13F HOLDINGS REPORT 028-17551 N Brian Gosell Business Operations Manager 847-330-9911 Brian Gosell Palatine IL 04-21-2017 0 218 190670 false INFORMATION TABLE 2 GuidantWealth03312017.xml ISHARES IBONDS ETF 46429B564 1615 63396 SH SOLE 0 0 63396 ISHARES IBONDS ETF 46434V571 1344 52585 SH SOLE 0 0 52585 ISHARES IBONDS ETF 46435G789 877 34315 SH SOLE 0 0 34315 ISHARES RUSS ETF 464287473 1218 14800 SH SOLE 0 0 14800 ISHARES RUSSELL ETF 464287481 2967 29035 SH SOLE 0 0 29035 ISHARES RUSSELL ETF 464287630 2092 18118 SH SOLE 0 0 18118 ISHARES RUSSELL ETF 464287648 3185 20203 SH SOLE 0 0 20203 ISHARES S&P ETF 464287408 2248 21736 SH SOLE 0 0 21736 ISHARES TIPS ETF 464287176 6247 54388 SH SOLE 0 0 54388 UBS AG ETF 902641679 8031 515866 SH SOLE 0 0 515866 VANGUARD FSTE ETF 922042858 13282 331640 SH SOLE 0 0 331640 VANGUARD FTSE ETF 921943858 12624 323455 SH SOLE 0 0 323455 VANGUARD INFORMATION ETF 92204A702 964 7165 SH SOLE 0 0 7165 VANGUARD TOTAL ETF 92203J407 9731 179292 SH SOLE 0 0 179292 ISHARES IBONDS ETF 46434VAQ3 6014 236600 SH SOLE 0 0 236600 ISHARES IBONDS ETF 46434VAU4 5186 207864 SH SOLE 0 0 207864 ISHARES IBOXX ETF 464288513 999 11451 SH SOLE 0 0 11451 ISHARES U S ETF 464288687 3316 85913 SH SOLE 0 0 85913 SPDR DOW ETF 78463X749 1075 22741 SH SOLE 0 0 22741 VANGUARD EXTENDED ETF 922908652 7526 76695 SH SOLE 0 0 76695 VANGUARD S&P ETF 922908363 6171 28634 SH SOLE 0 0 28634 VANGUARD SHORT ETF 922020805 654 13206 SH SOLE 0 0 13206 ISHARES COHEN ETF 464287564 861 8598 SH SOLE 0 0 8598 ISHARES MSCI ETF 464287465 3267 52827 SH SOLE 0 0 52827 ISHARES U S ETF 464287846 3574 30384 SH SOLE 0 0 30384 BERKSHIRE HATHAWAY COM 084670702 4995 30124 SH SOLE 0 0 30124 EXXON MOBIL COM 30231G102 71 870 SH SOLE 0 0 870 ISHARES IBONDS ETF 46434VBK5 4319 173933 SH SOLE 0 0 173933 ISHARES MSCI ETF 464287234 4544 115029 SH SOLE 0 0 115029 SPDR BLOOMBERG ETF 78464A417 7386 201202 SH SOLE 0 0 201202 ISHARES IBOXX ETF 464287242 775 6571 SH SOLE 0 0 6571 ISHARES MSCI ETF 464286392 227 2927 SH SOLE 0 0 2927 ISHARES S&P ETF 464287309 5401 41166 SH SOLE 0 0 41166 VANGUARD FTSE ETF 922042775 1086 22813 SH SOLE 0 0 22813 WISDOMTREE LARGE ETF 97717W307 2290 27705 SH SOLE 0 0 27705 WISDOMTREE MID ETF 97717W505 1985 20571 SH SOLE 0 0 20571 WISDOMTREE SMALL ETF 97717W604 1071 13592 SH SOLE 0 0 13592 ISHARES S&P ETF 464287879 14 111 SH SOLE 0 0 111 ISHARES IBONDS ETF 46435G755 442 17182 SH SOLE 0 0 17182 SPDR NUVEEN ETF 78464A284 264 4674 SH SOLE 0 0 4674 SPDR RUSSELL ETF 78464A805 1372 7823 SH SOLE 0 0 7823 VANGUARD GLOBAL ETF 922042676 2546 47544 SH SOLE 0 0 47544 VANGUARD REIT ETF 922908553 2354 28386 SH SOLE 0 0 28386 MANULIFE FINANCIAL COM 56501R106 4 236 SH SOLE 0 0 236 NORTHERN TRUST CORP COM 665859104 343 4009 SH SOLE 0 0 4009 ISHARES IBONDS ETF 46434VBA7 1832 73456 SH SOLE 0 0 73456 ISHARES IBONDS ETF 46434VBG4 356 14399 SH SOLE 0 0 14399 ISHARES CORE ETF 464287150 254 4748 SH SOLE 0 0 4748 ISHARES IBONDS ETF 46429B580 162 6368 SH SOLE 0 0 6368 VANGUARD TOTAL ETF 921909768 201 4072 SH SOLE 0 0 4072 ISHARES NATIONAL ETF 464288414 510 4688 SH SOLE 0 0 4688 VANGUARD TOTAL ETF 922042742 591 9101 SH SOLE 0 0 9101 ISHARES IBONDS ETF 46434VAA8 894 35555 SH SOLE 0 0 35555 ACCO BRANDS COM 00081T108 6 502 SH SOLE 0 0 502 AT&T INC COM 00206R102 297 7173 SH SOLE 0 0 7173 FRONTIER COMMUNICATIONS COM 35906A108 0 377 SH SOLE 0 0 377 VERIZON COMMUNICATIONS COM 92343V104 102 2093 SH SOLE 0 0 2093 VANGUARD TOTAL ETF 921937835 62 767 SH SOLE 0 0 767 ISHARES CORE ETF 464287200 638 2702 SH SOLE 0 0 2702 ISHARES CORE ETF 464287507 21 125 SH SOLE 0 0 125 SPDR GOLD COM 78463V107 17 149 SH SOLE 0 0 149 ROCKWELL COLLINS COM 774341101 26 269 SH SOLE 0 0 269 VANGUARD TOTAL ETF 922908769 2273 18854 SH SOLE 0 0 18854 SCHWAB US ETF 808524300 6544 108731 SH SOLE 0 0 108731 SCHWAB US ETF 808524409 4220 85323 SH SOLE 0 0 85323 VANGUARD MID ETF 922908512 3521 34898 SH SOLE 0 0 34898 VANGUARD MID ETF 922908538 3881 34740 SH SOLE 0 0 34740 VANGUARD SMALL ETF 922908595 3866 27981 SH SOLE 0 0 27981 VANGUARD SMALL ETF 922908611 3017 25005 SH SOLE 0 0 25005 ISHARES GLOBAL ETF 464287572 181 2234 SH SOLE 0 0 2234 ISHARES RUSSELL ETF 464287614 1174 10375 SH SOLE 0 0 10375 BCE INC COM 05534B760 2 57 SH SOLE 0 0 57 DU PONT COM 263534109 8 100 SH SOLE 0 0 100 GENL MILLS INC COM 370334104 5 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 13 360 SH SOLE 0 0 360 KIMBERLY CLARK COM 494368103 13 100 SH SOLE 0 0 100 KRAFT HEINZ COM 500754106 31 345 SH SOLE 0 0 345 MERCK & COMPANY COM 58933Y105 19 300 SH SOLE 0 0 300 MONDELEZ INTERNATIONAL COM 609207105 43 978 SH SOLE 0 0 978 PFIZER INC COM 717081103 17 500 SH SOLE 0 0 500 PROCTER & GAMBLE COM 742718109 108 1202 SH SOLE 0 0 1202 VANGUARD EMERGING ETF 921946885 160 2025 SH SOLE 0 0 2025 WALGREENS BOOTS COM 931427108 1189 14656 SH SOLE 0 0 14656 WHOLE FOODS COM 966837106 10 360 SH SOLE 0 0 360 ISHARES NEW YORK ETF 464288323 127 1157 SH SOLE 0 0 1157 COLONY NORTHSTAR COM 19625W104 211 16263 SH SOLE 0 0 16263 AMAZON COM COM 023135106 90 100 SH SOLE 0 0 100 NETFLIX INC COM 64110L106 17 125 SH SOLE 0 0 125 STARBUCKS CORP COM 855244109 81 1392 SH SOLE 0 0 1392 ISHARES CORE ETF 464287226 182 1678 SH SOLE 0 0 1678 SECTOR CONSUMER ETF 81369Y308 54 1000 SH SOLE 0 0 1000 SOUTHERN COMPANY COM 842587107 10 200 SH SOLE 0 0 200 U S BANCORP DE COM 902973304 91 1784 SH SOLE 0 0 1784 WAL-MART STORES INC COM 931142103 38 538 SH SOLE 0 0 538 ISHARES S&P ETF 464287887 64 436 SH SOLE 0 0 436 VANGUARD RUSSELL ETF 92206C649 136 1361 SH SOLE 0 0 1361 3M COMPANY COM 88579Y101 12 65 SH SOLE 0 0 65 ALLSTATE CORP COM 020002101 16 200 SH SOLE 0 0 200 ALPHABET INC COM 02079K107 5 7 SH SOLE 0 0 7 ALPHABET INC COM 02079K305 5 7 SH SOLE 0 0 7 APPLE INC COM 037833100 668 4642 SH SOLE 0 0 4642 BECTON DICKINSON COM 075887109 13 75 SH SOLE 0 0 75 BLACKROCK INC COM 09247X101 15 40 SH SOLE 0 0 40 CVS HEALTH COM 126650100 9 125 SH SOLE 0 0 125 ECOLAB INC COM 278865100 12 100 SH SOLE 0 0 100 EXPRESS SCRIPTS COM 30219G108 6 100 SH SOLE 0 0 100 FEDEX CORP COM 31428X106 70 359 SH SOLE 0 0 359 HONEYWELL INTL INC COM 438516106 81 660 SH SOLE 0 0 660 ILLINOIS TOOL COM 452308109 13 100 SH SOLE 0 0 100 JOHNSON & JOHNSON COM 478160104 64 515 SH SOLE 0 0 515 MCDONALDS CORP COM 580135101 13 100 SH SOLE 0 0 100 PEPSICO INC COM 713448108 46 415 SH SOLE 0 0 415 POWERSHARES QQQ ETF 73935A104 185 1406 SH SOLE 0 0 1406 SCHWAB CHARLES COM 808513105 7 200 SH SOLE 0 0 200 SEABOARD CORP COM 811543107 15 4 SH SOLE 0 0 4 SPDR S&P ETF 78462F103 46 200 SH SOLE 0 0 200 THERMO FISHER COM 883556102 15 100 SH SOLE 0 0 100 VALERO ENERGY CORP COM 91913Y100 9 150 SH SOLE 0 0 150 HERSHEY COMPANY COM 427866108 10 100 SH SOLE 0 0 100 MOTOROLA SOLUTIONS COM 620076307 4 57 SH SOLE 0 0 57 BANK AMERICA COM 060505104 16 700 SH SOLE 0 0 700 HOME DEPOT COM 437076102 34 232 SH SOLE 0 0 232 MICROSOFT CORP COM 594918104 6 100 SH SOLE 0 0 100 SECTOR FINANCIAL ETF 81369Y605 21 900 SH SOLE 0 0 900 ISHARES RUSSELL ETF 464287598 250 2189 SH SOLE 0 0 2189 INTL BUSINESS COM 459200101 0 2 SH SOLE 0 0 2 CHEVRON CORP COM 166764100 22 203 SH SOLE 0 0 203 NEXTERA ENERGY COM 65339F101 281 2152 SH SOLE 0 0 2152 TRI CONTINENTAL ETF 895436103 56 2436 SH SOLE 0 0 2436 XCEL ENERGY COM 98389B100 130 2918 SH SOLE 0 0 2918 ACCENTURE PLC COM G1151C101 40 348 SH SOLE 0 0 348 FRANKLIN RESOURCES COM 354613101 784 18946 SH SOLE 0 0 18946 PRUDENTIAL FINANCIAL COM 744320102 22 210 SH SOLE 0 0 210 VODAFONE GROUP COM 92857W308 4 164 SH SOLE 0 0 164 COSTCO WHOLESALE COM 22160K105 82 494 SH SOLE 0 0 494 ZIMMER BIOMET COM 98956P102 26 217 SH SOLE 0 0 217 PIMCO TOTAL ETF 72201R775 157 1488 SH SOLE 0 0 1488 GOLD FIELDS COM 38059T106 6 1838 SH SOLE 0 0 1838 SIBANYE GOLD COM 825724206 6 709 SH SOLE 0 0 709 STILLWATER MINING COM 86074Q102 8 500 SH SOLE 0 0 500 WALT DISNEY COM 254687106 94 840 SH SOLE 0 0 840 ISHARES CORE ETF 46434G103 54 1144 SH SOLE 0 0 1144 ISHARES MSCI ETF 464288257 30 483 SH SOLE 0 0 483 ISHARES IBONDS ETF 46434VAR1 79 3221 SH SOLE 0 0 3221 MB FINANCIAL COM 55264U108 30 750 SH SOLE 0 0 750 ABBOTT LABORATORIES COM 002824100 144 3287 SH SOLE 0 0 3287 ABBVIE INC COM 00287Y109 198 3061 SH SOLE 0 0 3061 AMERICAN AIRLINES COM 02376R102 7 178 SH SOLE 0 0 178 CENTERPOINT ENERGY COM 15189T107 133 4779 SH SOLE 0 0 4779 CLOROX COMPANY COM 189054109 107 800 SH SOLE 0 0 800 EDISON INTL COM 281020107 16 200 SH SOLE 0 0 200 NEWS CORP COM 65249B109 6 553 SH SOLE 0 0 553 NRG ENERGY COM 629377508 0 9 SH SOLE 0 0 9 TWENTY FIRST COM 90130A101 69 2214 SH SOLE 0 0 2214 VANGUARD RUSSELL ETF 92206C623 9 86 SH SOLE 0 0 86 VANGUARD MID ETF 922908629 68 500 SH SOLE 0 0 500 VANGUARD SMALL ETF 922908751 66 510 SH SOLE 0 0 510 BOARDWALK PIPELINE Oil & Gas, Real Estate and REIT 096627104 10 600 SH SOLE 0 0 600 DEERE & COMPANY COM 244199105 22 208 SH SOLE 0 0 208 DIAGEO PLC COM 25243Q205 17 150 SH SOLE 0 0 150 ENBRIDGE ENERGY Oil & Gas, Real Estate and REIT 29250R106 22 1200 SH SOLE 0 0 1200 ENERGY TRANSFER Oil & Gas, Real Estate and REIT 29273R109 29 800 SH SOLE 0 0 800 ENTERPRISE PRODUCTS Oil & Gas, Real Estate and REIT 293792107 55 2000 SH SOLE 0 0 2000 MAGELLAN MIDSTREAM Oil & Gas, Real Estate and REIT 559080106 138 1813 SH SOLE 0 0 1813 NATURAL RESOURCE COM 63900P608 2 80 SH SOLE 0 0 80 PHILIP MORRIS COM 718172109 84 748 SH SOLE 0 0 748 PLAINS ALL Oil & Gas, Real Estate and REIT 726503105 56 1800 SH SOLE 0 0 1800 GOLDCORP INC COM 380956409 11 750 SH SOLE 0 0 750 HECLA MINING COM 422704106 10 2000 SH SOLE 0 0 2000 METLIFE INC COM 59156R108 4 91 SH SOLE 0 0 91 SPDR S&P ETF 78464A847 183 2055 SH SOLE 0 0 2055 BLACKSTONE GROUP Oil & Gas, Real Estate and REIT 09253U108 2 70 SH SOLE 0 0 70 BP PLC COM 055622104 5 157 SH SOLE 0 0 157 H&E EQUIPMENT COM 404030108 2 100 SH SOLE 0 0 100 ROYAL DUTCH COM 780259107 6 108 SH SOLE 0 0 108 PRAXAIR INC COM 74005P104 3 30 SH SOLE 0 0 30 CITIGROUP INC COM 172967424 4 71 SH SOLE 0 0 71 TRAVELERS COMPANIES COM 89417E109 10 86 SH SOLE 0 0 86 ADVANSIX INC COM 00773T101 0 20 SH SOLE 0 0 20 DANAHER CORP COM 235851102 47 558 SH SOLE 0 0 558 FORTIVE CORP COM 34959J108 16 277 SH SOLE 0 0 277 POWERSHARES DYNAMIC ETF 73935X286 86 1691 SH SOLE 0 0 1691 POWERSHARES S&P ETF 73937B779 46 1060 SH SOLE 0 0 1060 ISHARES 20 ETF 464287432 33 279 SH SOLE 0 0 279 ISHARES 7-10YR ETF 464287440 71 674 SH SOLE 0 0 674 CALIFORNIA RESOURCES COM 13057Q206 0 63 SH SOLE 0 0 63 OCCIDENTAL PETROLEUM COM 674599105 68 1076 SH SOLE 0 0 1076 CONSOLIDATED EDISON COM 209115104 19 244 SH SOLE 0 0 244 DUKE ENERGY COM 26441C204 15 188 SH SOLE 0 0 188 ENBRIDGE INC COM 29250N105 10 259 SH SOLE 0 0 259 NISOURCE INC COM 65473P105 21 912 SH SOLE 0 0 912 CISCO SYSTEMS COM 17275R102 3 120 SH SOLE 0 0 120 ISHARES IBONDS ETF 46432FAZ0 94 3563 SH SOLE 0 0 3563 ARMADA HOFFLER COM 04208T108 16 1225 SH SOLE 0 0 1225 BORG WARNER COM 099724106 3 89 SH SOLE 0 0 89 SPDR S&P ETF 78464A797 43 1032 SH SOLE 0 0 1032 WESTAR ENERGY INC COM 95709T100 4 84 SH SOLE 0 0 84 ALTRIA GROUP COM 02209S103 59 825 SH SOLE 0 0 825 ESSENDANT INC COM 296689102 9 660 SH SOLE 0 0 660 UNILEVER N V COM 904784709 47 952 SH SOLE 0 0 952 UNITED TECHNOLOGIES COM 913017109 17 154 SH SOLE 0 0 154 ISHARES IBONDS ETF 46434VAX8 502 20163 SH SOLE 0 0 20163 UNITED PARCEL COM 911312106 21 200 SH SOLE 0 0 200 WELLS FARGO & CO COM 949746101 11 205 SH SOLE 0 0 205 ETFS PHYSICAL ETF 26922W109 17 274 SH SOLE 0 0 274 NEENAH PAPER INC COM 640079109 4 60 SH SOLE 0 0 60 MOSAIC COMPANY COM 61945C103 4 143 SH SOLE 0 0 143 FACEBOOK INC COM 30303M102 13 94 SH SOLE 0 0 94 ISHARES IBONDS ETF 46432FBC0 50 1936 SH SOLE 0 0 1936 ISHARES IBONDS ETF 46434VBD1 100 4068 SH SOLE 0 0 4068 CATERPILLAR INC COM 149123101 12 130 SH SOLE 0 0 130 ISHARES RUSSELL ETF 464287689 18 135 SH SOLE 0 0 135 GENERAL ELECTRIC COM 369604103 10 335 SH SOLE 0 0 335 ISHARES MSCI ETF 464288877 36 735 SH SOLE 0 0 735 ISHARES SELECT ETF 464287168 30 336 SH SOLE 0 0 336 SPDR SERIES ETF 78464A730 3 100 SH SOLE 0 0 100 TWITTER INC COM 90184L102 2 165 SH SOLE 0 0 165 RAYMOND JAMES COM 754730109 4 61 SH SOLE 0 0 61