EX-99.J.2 7 d330557dex99j2.htm FORM OF AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENT BETWEEN REG Form of Amendment to Custody and Investment Accounting Agreement between Reg

FORM OF AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENT

This Amendment, effective as of [ ] (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (“State Street”) and EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated therein by this reference (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY (“PIMCO”).

WHEREAS, State Street, each Fund, with the exception of PIMCO Flexible Credit Income Fund, and PIMCO entered into a Custody and Investment Accounting Agreement dated as of January 1, 2000, and amended through the date hereof (the “Agreement”); and

WHEREAS, the parties hereto wish to amend the Agreement as set forth below.

NOW THEREFORE, in consideration of the mutual agreements herein contained, the parties agree as follows:

 

  1.

The Agreement is amended by adding the following as Section 11 M:

“ADDITIONAL FUNDS.  If any management investment company in addition to those listed on Schedule A desires State Street to render services as custodian under the terms of this Agreement, the management investment company shall so notify State Street in writing. If State Street agrees in writing to provide the services, the management investment company shall become a Fund hereunder and the Fund, State Street and PIMCO shall be bound by all applicable terms and conditions and provisions hereof with respect to the new Fund.”

 

  2.

The Agreement and its Schedule A (which revised version is attached hereto) are amended to reflect the addition of the following management investment company to the Agreement as a Fund:

PIMCO Flexible Credit Income Fund

 

  3.

Each Fund hereby confirms, as of the date set forth above, its representations and warranties set forth in Section 2 A. of the Agreement. PIMCO hereby confirms, as of the date set forth above, its representations and warranties set forth in Section 2 C. of the Agreement.

 

  4.

State Street, each Fund and PIMCO hereby agree to be bound by all of the terms, provisions, covenants, and obligations set forth in the Agreement.

  5.

Except as specifically amended hereby, all other terms and conditions of the Agreement shall remain in full force and effect.

 

  6.

This Amendment may be executed in several counterparts, each of which shall be deemed to be an original, and all such counterparts taken together shall constitute one and the same instrument. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form.

 

  7.

A copy of the Agreements and Declarations of Trusts of the Funds, as applicable, is on file with the Secretary of The Commonwealth of Massachusetts, and notice is hereby given that this instrument is executed on behalf of the Funds by an officer of the Funds as an officer and not individually and that the obligations imposed on the Funds by this Amendment are not binding upon any of the Trustees, officers or shareholders individually but are binding only upon the assets and property of the Funds.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 

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IN WITNESS WHEREOF, each of the undersigned has caused this Amendment to be executed in its name and on its behalf by a duly authorized officer as of the date set forth above.

 

 

PIMCO FUNDS TRUST
PIMCO EQUITY SERIES TRUST
By:  

 

Name:  

 

Title:  

 

PIMCO FLEXIBLE CREDIT INCOME FUND
By:  

 

Name:  

 

Title:  

 

PACIFIC INVESTMENT MANAGEMENT COMPANY
By:  

 

Name:  

 

Title:  

 

STATE STREET BANK AND TRUST COMPANY   
By:                                                                                       
Name:   Andrew Erickson
Title:   Executive Vice President

 

 

 

Amendment to Custody Agreement

Schedule A

TO

Custodian and Investment Accounting Agreement

Dated 01/01/2000

Amended [  ]

List of Funds of PIMCO Funds

Fund  

PIMCO Account

#

   State Street Account #
PIMCO All Asset All Authority Fund   791   PX2A
PIMCO All Asset Fund   736   PC2Y
PIMCO California Intermediate Municipal Bond Fund   743   PC2D
PIMCO California Municipal Bond Fund   4175   PP2A
PIMCO California Short Duration Municipal Income Fund   773   PX2Q
PIMCO Capital Securities and Financials Fund   10706   PP2I
PIMCO CommoditiesPLUS® Strategy Fund   4702   PP1J
PIMCO CommodityRealReturn Strategy Fund®   731   PC2X
PIMCO Credit Absolute Return Fund   4081   PP1X
PIMCO Diversified Income Fund   744   PX2D
PIMCO Emerging Local Bond Fund   739   PX2X
PIMCO Emerging Markets Bond Fund   771   PC2J
PIMCO Emerging Markets Corporate Bond Fund   709   PP1A
PIMCO Emerging Markets Currency Fund   708   PX2L
PIMCO Emerging Markets Full Spectrum Fund   3719   PP2G
PIMCO Extended Duration Fund   738   PX2V
PIMCO Floating Income Fund   724   PX2B
PIMCO Foreign Bond Fund (U.S. Dollar-Hedged)   770   PC1N
PIMCO Foreign Bond Fund (Unhedged)   719   PX2N
PIMCO Global Advantage® Strategy Bond Fund   749   PPF4
PIMCO Global Bond Fund (U.S. Dollar-Hedged)   785   PC2A
PIMCO Global Bond Fund (Unhedged)   775   PC1M
PIMCO Global Multi-Asset Fund   758   PX3A
PIMCO GNMA Fund   721   PC2I
PIMCO Government Money Market Fund   799   PPF6
PIMCO High Yield Fund   705   PC1L
PIMCO High Yield Municipal Bond Fund   763   PX2P
PIMCO High Yield Spectrum Fund   4720   PP1P
PIMCO Income Fund   766   PX2C
PIMCO Inflation Response Multi-Asset Fund   4082   PP1Y
PIMCO Investment Grade Corporate Bond Fund   707   PC2R
PIMCO Long Duration Total Return Fund   713   PX2U
PIMCO Long-Term Credit Fund   769   PPF9

PIMCO Long-Term U.S. Government Fund   710   PC1F
PIMCO Low Duration Fund   720   PC1D
PIMCO Low Duration Fund II   750   PC1I
PIMCO Low Duration Fund III   723   PC2D
PIMCO Moderate Duration Fund   745   PC2E
PIMCO Mortgage Opportunities Fund   3938   PP2K
PIMCO Mortgage-Backed Securities Fund   701   PC2H
PIMCO Multi-Strategy Alternative Fund   14858   PX3G
PIMCO Municipal Bond Fund   703   PC2L
PIMCO National Intermediate Municipal Bond Fund   4176   PP2B
PIMCO New York Municipal Bond Fund   753   PC2P
PIMCO RAE Fundamental Advantage PLUS Fund   4716   PPF2
PIMCO RAE Fundamental PLUS EMG Fund   4718   PPF5
PIMCO RAE Fundamental PLUS Fund   729   PX2H
PIMCO RAE Fundamental PLUS International Fund   4197   PP1W
PIMCO RAE Fundamental PLUS Small Fund   4196   PP1S
PIMCO RAE Low Volatility PLUS EMG Fund   483   PP2N
PIMCO RAE Low Volatility PLUS Fund   485   PP2P
PIMCO RAE Low Volatility PLUS International Fund   484   PP2O
PIMCO RAE Worldwide Fundamental Advantage PLUS Fund   4116   PP2F
PIMCO RAE Worldwide Long/Short PLUS Fund   4325   PP2Q
PIMCO Real Return Asset Fund   793   PC2V
PIMCO Real Return Fund   795   PC2F
PIMCO Real Return Limited Duration Fund   10795   PP2R
PIMCO RealEstateRealReturn Strategy Fund   788   PX2R
PIMCO REALPATH® 2020 Fund   4712   PPR2
PIMCO REALPATH® 2025 Fund   4071   PPR7
PIMCO REALPATH® 2030 Fund   4713   PPR3
PIMCO REALPATH® 2035 Fund   4072   PPR8
PIMCO REALPATH® 2040 Fund   4714   PPR4
PIMCO REALPATH® 2045 Fund   4073   PPR9
PIMCO REALPATH® 2050 Fund   4715   PPR5
PIMCO REALPATH® 2055 Fund   4075   PPU1
PIMCO REALPATH® Income Fund   4711   PPR1
PIMCO Senior Floating Rate Fund   4080   PP1Q
PIMCO Short Asset Investment Fund   6740   PP1Z
PIMCO Short Duration Municipal Income Fund   733   PC2N
PIMCO Short-Term Fund   740   PC1B
PIMCO StocksPLUS® Fund   715   PC1G
PIMCO StocksPLUS® International Fund (Unhedged)   774   PX2W
PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged)   786   PX2I
PIMCO StocksPLUS® Long Duration Fund   711   PX2M

 

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PIMCO StocksPLUS® Absolute Return Fund   734   PC2Z
PIMCO StocksPLUS® Short Fund   726   PX2S
PIMCO StocksPLUS® Small Fund   751   PX2O
PIMCO Total Return Fund   700   PC1E
PIMCO Total Return Fund II   735   FA1B
PIMCO Total Return Fund III   790   PC1H
PIMCO Total Return Fund IV   7700   PP1R
PIMCO TRENDS Managed Futures Strategy Fund   10789   PP2H
PIMCO Unconstrained Bond Fund   748   PPF3
PIMCO Unconstrained Tax Managed Bond Fund   777   PPF8

List of Funds of PIMCO Funds (Private Account Portfolio Series)

Fund  

PIMCO Account

#

   State Street Account #
PIMCO Asset-Backed Portfolio   732   PC3Q
PIMCO Emerging Markets Portfolio   781   PC2G
PIMCO High Yield Portfolio   706   PC3H
PIMCO International Portfolio   780   PC1O
PIMCO Investment Grade Corporate Portfolio   702   PC3N
PIMCO Long Duration Corporate Bond Portfolio   759   PPA5
PIMCO Low Duration Portfolio   4052   PC3U
PIMCO Moderate Duration Portfolio   4053   PC3V
PIMCO Mortgage Portfolio   722   PC3F
PIMCO Municipal Sector Portfolio   704   PC3O
PIMCO Real Return Portfolio   792   PC3M
PIMCO Senior Floating Rate Portfolio   4051   PC3Z
PIMCO Short-Term Floating NAV Portfolio II   776   PC3S
PIMCO Short-Term Floating NAV Portfolio III   3376   PG3A
PIMCO Short-Term Portfolio   742   PC3A
PIMCO U.S. Government Sector Portfolio   712   PC3D

List of Funds of PIMCO Equity Series

Fund  

PIMCO Account

#

   State Street Account #
PIMCO Dividend and Income Fund   4121   PPEN
PIMCO EqS® Long/Short™ Fund   4975   PPEO
PIMCO RAE Fundamental Emerging Markets Fund   15662   PPES
PIMCO RAE Fundamental Global Fund   15664   PPEU
PIMCO RAE Fundamental Global ex-US Fund   15665   PPAG

 

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PIMCO RAE Fundamental International Fund   15663   PPEW
PIMCO RAE Fundamental US Fund   15661   PPAB
PIMCO RAE Fundamental US Small Fund   15666   PPEY
PIMCO REALPATH® Blend Income Fund   4330   PPEI
PIMCO REALPATH® Blend 2020 Fund   4331   PPE1
PIMCO REALPATH® Blend 2025 Fund   4332   PPE2
PIMCO REALPATH® Blend 2030 Fund   4333   PPE3
PIMCO REALPATH® Blend 2035 Fund   4334   PPE4
PIMCO REALPATH® Blend 2040 Fund   4335   PPE5
PIMCO REALPATH® Blend 2045 Fund   4336   PPE6
PIMCO REALPATH® Blend 2050 Fund   4337   PPE7
PIMCO REALPATH® Blend 2055 Fund   4338   PPE8

List of PIMCO Interval Funds

Fund  

PIMCO Account

#

   State Street Account #
PIMCO Flexible Credit Income Fund   13648   PPAX

 

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