0000921895-23-001050.txt : 20230504 0000921895-23-001050.hdr.sgml : 20230504 20230504201945 ACCESSION NUMBER: 0000921895-23-001050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kanen David CENTRAL INDEX KEY: 0001681743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 23890732 MAIL ADDRESS: STREET 1: 6429 NW 65TH WAY CITY: PARKLAND STATE: FL ZIP: 33067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kanen Wealth Management LLC CENTRAL INDEX KEY: 0001681614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 23890731 BUSINESS ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE STREET 2: SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 BUSINESS PHONE: 631-863-3100 MAIL ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE STREET 2: SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Philotimo Focused Growth & Income Fund CENTRAL INDEX KEY: 0001962162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 23890729 BUSINESS ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 BUSINESS PHONE: 631-863-3100 MAIL ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Philotimo Fund, LP CENTRAL INDEX KEY: 0001688522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 23890730 BUSINESS ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 BUSINESS PHONE: 631-863-3100 MAIL ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE Group Hospitality, Inc. CENTRAL INDEX KEY: 0001399520 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 141961545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 W. 14TH STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212 277 5351 MAIL ADDRESS: STREET 1: 411 W. 14TH STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: COMMITTED CAPITAL ACQUISITION Corp DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: PLASTRON ACQUISITION CORP II DATE OF NAME CHANGE: 20070515 4 1 form411527009_05042023.xml OWNERSHIP DOCUMENT X0407 4 2023-05-02 0 0001399520 ONE Group Hospitality, Inc. STKS 0001681743 Kanen David 6429 NW 65TH WAY PARKLAND FL 33067 0 0 1 1 See Explanation of Responses 0001681614 Kanen Wealth Management LLC 5850 CORAL RIDGE DRIVE SUITE 309 CORAL SPRINGS FL 33076 0 0 1 1 See Explanation of Responses 0001688522 Philotimo Fund, LP 5850 CORAL RIDGE DRIVE, SUITE 309 CORAL SPRINGS FL 33076 0 0 0 1 See Explanation of Responses 0001962162 Philotimo Focused Growth & Income Fund 5850 CORAL RIDGE DRIVE, SUITE 309 CORAL SPRINGS FL 33076 0 0 0 1 See Explanation of Responses 0 Common Stock, par value $0.0001 2023-05-02 4 X 0 125000 1.63 A 1970000 I Philotimo Fund, LP Common Stock, par value $0.0001 20237 D Common Stock, par value $0.0001 2486141 I Kanen Wealth Management LLC Common Stock, par value $0.0001 121554 I Philotimo Focused Growth & Income Fund Warrants (right to buy) 1.63 2023-05-02 4 X 0 125000 0 D 2023-05-15 Common Stock, par value $0.0001 125000 0 I Philotimo Fund, LP This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP. Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM. Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund. Immediately exercisable. /s/ David Kanen 2023-05-04