0000921895-18-002123.txt : 20180719 0000921895-18-002123.hdr.sgml : 20180719 20180719194206 ACCESSION NUMBER: 0000921895-18-002123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180716 FILED AS OF DATE: 20180719 DATE AS OF CHANGE: 20180719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kanen David CENTRAL INDEX KEY: 0001681743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 18961294 MAIL ADDRESS: STREET 1: 10141 SWEET BAY COURT CITY: PARKLAND STATE: FL ZIP: 33076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kanen Wealth Management LLC CENTRAL INDEX KEY: 0001681614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 18961295 BUSINESS ADDRESS: STREET 1: 10141 SWEET BAY COURT CITY: PARKLAND STATE: FL ZIP: 33076 BUSINESS PHONE: 631-863-3100 MAIL ADDRESS: STREET 1: 10141 SWEET BAY COURT CITY: PARKLAND STATE: FL ZIP: 33076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Philotimo Fund, LP CENTRAL INDEX KEY: 0001688522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 18961296 BUSINESS ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 BUSINESS PHONE: 631-863-3100 MAIL ADDRESS: STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309 CITY: CORAL SPRINGS STATE: FL ZIP: 33076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE Group Hospitality, Inc. CENTRAL INDEX KEY: 0001399520 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 141961545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 W. 14TH STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212 277 5351 MAIL ADDRESS: STREET 1: 411 W. 14TH STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: COMMITTED CAPITAL ACQUISITION Corp DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: PLASTRON ACQUISITION CORP II DATE OF NAME CHANGE: 20070515 4 1 form411527009_07192018.xml OWNERSHIP DOCUMENT X0306 4 2018-07-16 0 0001399520 ONE Group Hospitality, Inc. STKS 0001681743 Kanen David 10141 SWEET BAY COURT PARKLAND FL 33076 0 0 1 0 0001681614 Kanen Wealth Management LLC 10141 SWEET BAY COURT PARKLAND FL 33076 0 0 1 0 0001688522 Philotimo Fund, LP 5850 CORAL RIDGE DRIVE, SUITE 309 CORAL SPRINGS FL 33076 0 0 1 0 Common Stock 2018-07-16 4 P 0 28694 2.5788 A 3040722 I Kanen Wealth Management LLC Common Stock 2018-07-17 4 P 0 4822 2.5461 A 3045544 I Kanen Wealth Management LLC Common Stock 2018-07-19 4 P 0 6469 2.5462 A 3052013 I Kanen Wealth Management LLC Common Stock 1845000 I The Philotimo Fund LLC Common Stock 20237 D Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares. Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,917,250 shares of Common Stock, which represent approximately 17.7% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,052,013 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 20,237 shares held in Mr. Kanen's account. /s/ David L. Kanen 2018-07-19 /s/ Kanen Wealth Management LLC By: David L. Kanen, Managing Member 2018-07-19 /s/ The Philotimo Fund By: David L. Kanen 2018-07-19