0001688519-18-000001.txt : 20180213 0001688519-18-000001.hdr.sgml : 20180213 20180213150030 ACCESSION NUMBER: 0001688519-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corient Capital Partners, LLC CENTRAL INDEX KEY: 0001688519 IRS NUMBER: 475163497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17567 FILM NUMBER: 18602583 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 945-2750 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001688519 XXXXXXXX 12-31-2017 12-31-2017 Corient Capital Partners, LLC

500 NEWPORT CENTER DRIVE SUITE 700 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-17567 N Dheeraj Sultanian 9499452738 Dheeraj Sultanian Newpor Beach CA 02-13-2018 10 469 587739 false 1 0000860644 028-02634 Aristotle Capital Management, LLC 2 0000872259 028-02825 BAHL & GAYNOR INC 3 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 4 0001076598 028-04139 EATON VANCE MANAGEMENT 5 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 6 0001106012 028-10770 NFJ INVESTMENT GROUP LLC 7 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC 8 0001259887 028-10665 LONDON CO OF VIRGINIA 9 0001599511 028-15827 Tortoise Investment Management, LLC 10 0000900973 028-03676 Winslow Capital Management, LLC INFORMATION TABLE 2 CorientQ42017.xml 3M CO COM 88579Y101 505 2143 SH SOLE 2143 0 0 3M CO COM 88579Y101 515 2186 SH OTR 2,3,7 0 2186 0 ABBOTT LABS COM 002824100 249 4364 SH SOLE 4364 0 0 ABBOTT LABS COM 002824100 389 6809 SH OTR 2,3,7 0 6809 0 ABBVIE INC COM 00287Y109 6047 62532 SH SOLE 62532 0 0 ABBVIE INC COM 00287Y109 1561 16141 SH OTR 1,2,6,7 0 16141 0 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2,3,6,7,8 0 9810 0 METLIFE INC COM 59156R108 2496 49361 SH SOLE 49361 0 0 MFA FINL INC COM 55272X102 119 15000 SH SOLE 15000 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 3263 51838 SH SOLE 51838 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 3 49 SH OTR 7 0 49 0 MICROCHIP TECHNOLOGY INC COM 595017104 163 1860 SH SOLE 1860 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1136 12924 SH OTR 1 0 12924 0 MICRON TECHNOLOGY INC COM 595112103 2898 70470 SH SOLE 70470 0 0 MICRON TECHNOLOGY INC COM 595112103 16 386 SH OTR 7 0 386 0 MICROSOFT CORP COM 594918104 1884 22019 SH SOLE 22019 0 0 MICROSOFT CORP COM 594918104 2847 33280 SH OTR 1,2,3,5,6,7,8,10 0 33280 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 76 10449 SH SOLE 10449 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 592 81454 SH OTR 1 0 81454 0 MONDELEZ INTL INC CL A 609207105 170 3980 SH SOLE 3980 0 0 MONDELEZ INTL INC CL A 609207105 705 16482 SH OTR 1,4,7 0 16482 0 NATIONAL FUEL GAS CO N J COM 636180101 86 1574 SH SOLE 1574 0 0 NATIONAL FUEL GAS CO N J COM 636180101 627 11410 SH OTR 1 0 11410 0 NEWMARKET CORP COM 651587107 70 175 SH SOLE 175 0 0 NEWMARKET CORP COM 651587107 225 565 SH OTR 8 0 565 0 NEXTERA ENERGY INC COM 65339F101 810 5187 SH SOLE 5187 0 0 NEXTERA ENERGY INC COM 65339F101 658 4211 SH OTR 2,4,7 0 4211 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 44 18000 SH SOLE 18000 0 0 NORFOLK SOUTHERN CORP COM 655844108 118 814 SH SOLE 814 0 0 NORFOLK SOUTHERN CORP COM 655844108 570 3934 SH OTR 8 0 3934 0 NOVARTIS A G SPONSORED ADR 66987V109 245 2915 SH SOLE 2915 0 0 NOVARTIS A G SPONSORED ADR 66987V109 646 7700 SH OTR 1 0 7700 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 301 21901 SH SOLE 21901 0 0 NVIDIA CORP COM 67066G104 247 1276 SH SOLE 1276 0 0 NVIDIA CORP COM 67066G104 44 228 SH OTR 7,10 0 228 0 OCCIDENTAL PETE CORP DEL COM 674599105 5551 75355 SH SOLE 75355 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 27 370 SH OTR 3,7 0 370 0 ONEOK INC NEW COM 682680103 286 5360 SH SOLE 5360 0 0 ONEOK INC NEW COM 682680103 19 349 SH OTR 7,9 0 349 0 ORACLE CORP COM 68389X105 316 6682 SH SOLE 6682 0 0 ORACLE CORP COM 68389X105 52 1091 SH OTR 6,7 0 1091 0 OSHKOSH CORP COM 688239201 130 1427 SH SOLE 1427 0 0 OSHKOSH CORP COM 688239201 1124 12366 SH OTR 1,6 0 12366 0 OWENS ILL INC COM NEW 690768403 302 13612 SH SOLE 13612 0 0 OWENS ILL INC COM NEW 690768403 1 45 SH OTR 7 0 45 0 PAYCHEX INC COM 704326107 620 9100 SH SOLE 9100 0 0 PAYCHEX INC COM 704326107 754 11074 SH OTR 2,7,8 0 11074 0 PAYPAL HLDGS INC COM 70450Y103 565 7670 SH SOLE 7670 0 0 PAYPAL HLDGS INC COM 70450Y103 1026 13931 SH OTR 1,5,7,10 0 13931 0 PEPSICO INC COM 713448108 199 1660 SH SOLE 1660 0 0 PEPSICO INC COM 713448108 801 6683 SH OTR 2,3,4,6,7 0 6683 0 PFIZER INC COM 717081103 548 15118 SH SOLE 15118 0 0 PFIZER INC COM 717081103 853 23542 SH OTR 2,3,4,6,7,8 0 23542 0 PHILIP MORRIS INTL INC COM 718172109 2716 25705 SH SOLE 25705 0 0 PHILIP MORRIS INTL INC COM 718172109 566 5362 SH OTR 2,4,7,8 0 5362 0 PHILLIPS 66 COM 718546104 128 1261 SH SOLE 1261 0 0 PHILLIPS 66 COM 718546104 1006 9949 SH OTR 1,4,7 0 9949 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 264 8775 SH SOLE 8775 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 282 12550 SH SOLE 12550 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 226 4209 SH SOLE 4209 0 0 PIONEER FLOATING RATE TR COM 72369J102 140 12217 SH SOLE 12217 0 0 PIONEER NAT RES CO COM 723787107 447 2585 SH SOLE 2585 0 0 PIONEER NAT RES CO COM 723787107 682 3948 SH OTR 1,7 0 3948 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 962 20160 SH SOLE 20160 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1783 11444 SH SOLE 11444 0 0 PPG INDS INC COM 693506107 319 2730 SH SOLE 2730 0 0 PPG INDS INC COM 693506107 1047 8964 SH OTR 1,7 0 8964 0 PPL CORP COM 69351T106 1720 55570 SH SOLE 55570 0 0 PPL CORP COM 69351T106 12 391 SH OTR 7 0 391 0 PRICELINE GRP INC COM NEW 741503403 229 132 SH SOLE 132 0 0 PRICELINE GRP INC COM NEW 741503403 64 37 SH OTR 5,7,10 0 37 0 PRINCIPAL FINL GROUP INC COM 74251V102 2909 41224 SH SOLE 41224 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 41 579 SH OTR 7 0 579 0 PROCTER AND GAMBLE CO COM 742718109 5276 57419 SH SOLE 57419 0 0 PROCTER AND GAMBLE CO COM 742718109 168 1830 SH OTR 3,7 0 1830 0 PROSHARES TR PSHS ULTRA TECH 74347R693 281 3200 SH SOLE 3200 0 0 PRUDENTIAL FINL INC COM 744320102 191 1660 SH SOLE 1660 0 0 PRUDENTIAL FINL INC COM 744320102 80 695 SH OTR 7 0 695 0 PULTE GROUP INC COM 745867101 2850 85718 SH SOLE 85718 0 0 PULTE GROUP INC COM 745867101 2 59 SH OTR 7 0 59 0 QUALCOMM INC COM 747525103 301 4709 SH SOLE 4709 0 0 QUALCOMM INC COM 747525103 79 1229 SH OTR 4,7 0 1229 0 RAYTHEON CO COM NEW 755111507 431 2292 SH SOLE 2292 0 0 RAYTHEON CO COM NEW 755111507 11 60 SH OTR 7,10 0 60 0 ROPER TECHNOLOGIES INC COM 776696106 256 987 SH SOLE 987 0 0 ROPER TECHNOLOGIES INC COM 776696106 3 11 SH OTR 7 0 11 0 RPM INTL INC COM 749685103 235 4475 SH SOLE 4475 0 0 SALESFORCE COM INC COM 79466L302 304 2977 SH SOLE 2977 0 0 SALESFORCE COM INC COM 79466L302 93 905 SH OTR 5,7,10 0 905 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3149 75272 SH SOLE 75272 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 8 180 SH OTR 7 0 180 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 256 3093 SH SOLE 3093 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2165 21940 SH SOLE 21940 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1334 18462 SH SOLE 18462 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2467 46836 SH SOLE 46836 0 0 SEMPRA ENERGY COM 816851109 133 1243 SH SOLE 1243 0 0 SEMPRA ENERGY COM 816851109 320 2995 SH OTR 2,3,4,7 0 2995 0 SIGNET JEWELERS LIMITED SHS G81276100 2909 51440 SH SOLE 51440 0 0 SIGNET JEWELERS LIMITED SHS G81276100 1 13 SH OTR 7 0 13 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2500 9369 SH SOLE 9369 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 29222 84600 SH SOLE 84600 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1737 38440 SH SOLE 38440 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3721 39381 SH SOLE 39381 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 586 12372 SH SOLE 12372 0 0 STARBUCKS CORP COM 855244109 399 6939 SH SOLE 6939 0 0 STARBUCKS CORP COM 855244109 54 945 SH OTR 4,5,7 0 945 0 STRYKER CORP COM 863667101 206 1332 SH SOLE 1332 0 0 STRYKER CORP COM 863667101 11 73 SH OTR 7 0 73 0 SUNTRUST BKS INC COM 867914103 297 4597 SH SOLE 4597 0 0 SUNTRUST BKS INC COM 867914103 62 955 SH OTR 6,7 0 955 0 SYNCHRONY FINL COM 87165B103 3238 83872 SH SOLE 83872 0 0 SYNCHRONY FINL COM 87165B103 4 110 SH OTR 7 0 110 0 TARGET CORP COM 87612E106 96 1472 SH SOLE 1472 0 0 TARGET CORP COM 87612E106 360 5522 SH OTR 7,8 0 5522 0 TEXAS INSTRS INC COM 882508104 10 95 SH SOLE 95 0 0 TEXAS INSTRS INC COM 882508104 763 7308 SH OTR 2,5,7 0 7308 0 THERMO FISHER SCIENTIFIC INC COM 883556102 283 1490 SH SOLE 1490 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 32 168 SH OTR 7,10 0 168 0 TOTAL S A SPONSORED ADR 89151E109 289 5231 SH SOLE 5231 0 0 TOTAL S A SPONSORED ADR 89151E109 25 454 SH OTR 3,6 0 454 0 TRAVELERS COMPANIES INC COM 89417E109 225 1660 SH SOLE 1660 0 0 TRAVELERS COMPANIES INC COM 89417E109 33 244 SH OTR 7 0 244 0 UNILEVER N V N Y SHS NEW 904784709 220 3909 SH SOLE 3909 0 0 UNILEVER N V N Y SHS NEW 904784709 897 15932 SH OTR 1 0 15932 0 UNION PAC CORP COM 907818108 287 2137 SH SOLE 2137 0 0 UNION PAC CORP COM 907818108 108 809 SH OTR 3,6,7,10 0 809 0 UNITED PARCEL SERVICE INC CL B 911312106 159 1331 SH SOLE 1331 0 0 UNITED PARCEL SERVICE INC CL B 911312106 43 357 SH OTR 7 0 357 0 UNITED RENTALS INC COM 911363109 3093 17993 SH SOLE 17993 0 0 UNITED RENTALS INC COM 911363109 3 19 SH OTR 7 0 19 0 UNITED TECHNOLOGIES CORP COM 913017109 6049 47417 SH SOLE 47417 0 0 UNITED TECHNOLOGIES CORP COM 913017109 59 463 SH OTR 6,7 0 463 0 UNITEDHEALTH GROUP INC COM 91324P102 802 3637 SH SOLE 3637 0 0 UNITEDHEALTH GROUP INC COM 91324P102 167 758 SH OTR 7,10 0 758 0 US BANCORP DEL COM NEW 902973304 260 4857 SH SOLE 4857 0 0 US BANCORP DEL COM NEW 902973304 25 461 SH OTR 4,6,7 0 461 0 VALERO ENERGY CORP NEW COM 91913Y100 1126 12255 SH SOLE 12255 0 0 VALERO ENERGY CORP NEW COM 91913Y100 236 2573 SH OTR 2,6,7 0 2573 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 54992 401522 SH SOLE 401522 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 53715 488453 SH SOLE 488453 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2169 16984 SH SOLE 16984 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 920 5720 SH SOLE 5720 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 879 6618 SH SOLE 6618 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1608 11434 SH SOLE 11434 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2270 21353 SH SOLE 21353 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1380 10057 SH SOLE 10057 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 352 4741 SH SOLE 4741 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2040 37273 SH SOLE 37273 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 593 4840 SH SOLE 4840 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 898 8803 SH SOLE 8803 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 283 4987 SH SOLE 4987 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1180 26300 SH SOLE 26300 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1063 11667 SH SOLE 11667 0 0 VENTAS INC COM 92276F100 11 188 SH SOLE 188 0 0 VENTAS INC COM 92276F100 285 4752 SH OTR 2,7 0 4752 0 VERIZON COMMUNICATIONS INC COM 92343V104 6131 115828 SH SOLE 115828 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 388 7327 SH OTR 4,6,7,8 0 7327 0 VIACOM INC NEW CL B 92553P201 3054 99134 SH SOLE 99134 0 0 VISA INC COM CL A 92826C839 719 6306 SH SOLE 6306 0 0 VISA INC COM CL A 92826C839 106 933 SH OTR 7,10 0 933 0 VOYA PRIME RATE TR SH BEN INT 92913A100 55 10836 SH SOLE 10836 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 100 1381 SH SOLE 1381 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 718 9888 SH OTR 1,7 0 9888 0 WAL-MART STORES INC COM 931142103 281 2842 SH SOLE 2842 0 0 WAL-MART STORES INC COM 931142103 62 629 SH OTR 6,7 0 629 0 WEC ENERGY GROUP INC COM 92939U106 91 1376 SH SOLE 1376 0 0 WEC ENERGY GROUP INC COM 92939U106 431 6490 SH OTR 2,7 0 6490 0 WELLS FARGO CO NEW COM 949746101 5230 86211 SH SOLE 86211 0 0 WELLS FARGO CO NEW COM 949746101 670 11049 SH OTR 3,4,7,8 0 11049 0 WESTERN DIGITAL CORP COM 958102105 856 10760 SH SOLE 10760 0 0 WESTERN DIGITAL CORP COM 958102105 5 64 SH OTR 7 0 64 0 WHIRLPOOL CORP COM 963320106 1988 11789 SH SOLE 11789 0 0 WHIRLPOOL CORP COM 963320106 6 35 SH OTR 7 0 35 0 WILLIAMS COS INC DEL COM 969457100 256 8384 SH OTR 2,7,9 0 8384 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 340 9651 SH SOLE 9651 0 0 XEROX CORP COM NEW 984121608 410 14054 SH SOLE 14054 0 0 XEROX CORP COM NEW 984121608 4 148 SH OTR 6 0 148 0