0001688519-17-000005.txt : 20171114 0001688519-17-000005.hdr.sgml : 20171114 20171114142526 ACCESSION NUMBER: 0001688519-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corient Capital Partners, LLC CENTRAL INDEX KEY: 0001688519 IRS NUMBER: 475163497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17567 FILM NUMBER: 171200553 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 945-2750 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001688519 XXXXXXXX 09-30-2017 09-30-2017 Corient Capital Partners, LLC

500 NEWPORT CENTER DRIVE SUITE 700 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-17567 N GORDON HASSENPLUG 9499452750 GORDON HASSENPLUG NEWPORT BEACH CA 11-14-2017 10 528844 457 false 1 ARISTOTLE 2 BAHL & GAYNOR 3 EAGLE 4 JANUS 5 NFJ 6 PARAMETRIC 7 STRATIFI 8 THE LONDON COMPANY 9 TORTOISE 10 WINSLOW INFORMATION TABLE 2 13FCorientQ32017.xml 3M CO COM 88579Y101 468 2232 SH SOLE 2232 0 0 3M CO COM 88579Y101 455 2170 SH DFND 2,3,6 0 2170 0 ABBOTT LABS COM 002824100 233 4364 SH SOLE 4364 0 0 ABBOTT LABS COM 002824100 369 6920 SH DFND 2,3,6 0 6920 0 ABBVIE INC COM 00287Y109 6890 77537 SH SOLE 77537 0 0 ABBVIE INC COM 00287Y109 1612 18144 SH DFND 1,2,5,6 0 18144 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 42 882 SH SOLE 882 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 752 15737 SH DFND 1 0 15737 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 326 2413 SH SOLE 2413 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 47 345 SH DFND 6 0 345 0 ACTIVISION BLIZZARD INC COM 00507V109 263 4080 SH SOLE 4080 0 0 ACTIVISION BLIZZARD INC COM 00507V109 38 585 SH 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COM 670657105 303 21901 SH SOLE 21901 0 0 NVIDIA CORP COM 67066G104 210 1176 SH SOLE 1176 0 0 NVIDIA CORP COM 67066G104 41 228 SH DFND 6,10 0 228 0 OCCIDENTAL PETE CORP DEL COM 674599105 4695 73124 SH SOLE 73124 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 24 370 SH DFND 3,6 0 370 0 ONEOK INC NEW COM 682680103 297 5360 SH SOLE 5360 0 0 ONEOK INC NEW COM 682680103 41 736 SH DFND 6,9 0 736 0 ORACLE CORP COM 68389X105 349 7216 SH SOLE 7216 0 0 ORACLE CORP COM 68389X105 57 1184 SH DFND 5,6 0 1184 0 OSHKOSH CORP COM 688239201 54 654 SH SOLE 654 0 0 OSHKOSH CORP COM 688239201 993 12032 SH DFND 1,5 0 12032 0 OWENS ILL INC COM NEW 690768403 342 13612 SH SOLE 13612 0 0 OWENS ILL INC COM NEW 690768403 1 45 SH DFND 6 0 45 0 PAYCHEX INC COM 704326107 492 8210 SH SOLE 8210 0 0 PAYCHEX INC COM 704326107 684 11405 SH DFND 2,6,8 0 11405 0 PAYPAL HLDGS INC COM 70450Y103 445 6944 SH SOLE 6944 0 0 PAYPAL HLDGS INC COM 70450Y103 888 13870 SH DFND 1,4,6,10 0 13870 0 PEPSICO INC COM 713448108 172 1545 SH SOLE 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2164 SH SOLE 2164 0 0 PPG INDS INC COM 693506107 948 8727 SH DFND 1,6 0 8727 0 PPL CORP COM 69351T106 4798 126425 SH SOLE 126425 0 0 PPL CORP COM 69351T106 15 391 SH DFND 6 0 391 0 PRICELINE GRP INC COM NEW 741503403 262 143 SH SOLE 143 0 0 PRICELINE GRP INC COM NEW 741503403 71 39 SH DFND 4,6,10 0 39 0 PROCTER AND GAMBLE CO COM 742718109 4985 54796 SH SOLE 54796 0 0 PROCTER AND GAMBLE CO COM 742718109 181 1991 SH DFND 3,5,6 0 1991 0 PROSHARES TR PSHS ULTRA TECH 74347R693 240 3200 SH SOLE 3200 0 0 PRUDENTIAL FINL INC COM 744320102 2484 23362 SH SOLE 23362 0 0 PRUDENTIAL FINL INC COM 744320102 79 743 SH DFND 5,6 0 743 0 PULTE GROUP INC COM 745867101 2662 97408 SH SOLE 97408 0 0 PULTE GROUP INC COM 745867101 2 59 SH DFND 6 0 59 0 QUALCOMM INC COM 747525103 261 5035 SH SOLE 5035 0 0 QUALCOMM INC COM 747525103 62 1202 SH DFND 3,6 0 1202 0 RAYTHEON CO COM NEW 755111507 453 2428 SH SOLE 2428 0 0 RAYTHEON CO COM NEW 755111507 11 60 SH DFND 6,10 0 60 0 ROPER TECHNOLOGIES INC COM 776696106 240 987 SH SOLE 987 0 0 ROPER TECHNOLOGIES INC COM 776696106 3 11 SH DFND 6 0 11 0 RPM INTL INC COM 749685103 230 4475 SH SOLE 4475 0 0 SALESFORCE COM INC COM 79466L302 278 2977 SH SOLE 2977 0 0 SALESFORCE COM INC COM 79466L302 86 918 SH DFND 4,6,10 0 918 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2425 73101 SH SOLE 73101 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6 180 SH DFND 6 0 180 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 319 3909 SH SOLE 3909 0 0 SEMPRA ENERGY COM 816851109 142 1243 SH SOLE 1243 0 0 SEMPRA ENERGY COM 816851109 295 2585 SH DFND 2,3,6 0 2585 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2097 8346 SH SOLE 8346 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 26156 80151 SH SOLE 80151 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 647 14360 SH SOLE 14360 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 481 5264 SH SOLE 5264 0 0 STARBUCKS CORP COM 855244109 372 6934 SH SOLE 6934 0 0 STARBUCKS CORP COM 855244109 49 913 SH DFND 3,4,6 0 913 0 SUNTRUST BKS INC COM 867914103 290 4844 SH SOLE 4844 0 0 SUNTRUST BKS INC COM 867914103 58 963 SH DFND 5,6 0 963 0 SYNCHRONY FINL COM 87165B103 2572 82840 SH SOLE 82840 0 0 SYNCHRONY FINL COM 87165B103 3 110 SH DFND 6 0 110 0 TARGET CORP COM 87612E106 18 301 SH SOLE 301 0 0 TARGET CORP COM 87612E106 354 5994 SH DFND 6,8 0 5994 0 TEXAS INSTRS INC COM 882508104 9 95 SH SOLE 95 0 0 TEXAS INSTRS INC COM 882508104 610 6804 SH DFND 2,4,6 0 6804 0 THERMO FISHER SCIENTIFIC INC COM 883556102 244 1290 SH SOLE 1290 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 33 175 SH DFND 6,10 0 175 0 TOTAL S A SPONSORED ADR 89151E109 280 5231 SH SOLE 5231 0 0 TOTAL S A SPONSORED ADR 89151E109 30 565 SH DFND 3,5 0 565 0 TRAVELERS COMPANIES INC COM 89417E109 203 1660 SH SOLE 1660 0 0 TRAVELERS COMPANIES INC COM 89417E109 30 244 SH DFND 6 0 244 0 TWO HBRS INVT CORP COM 90187B101 353 35000 SH SOLE 35000 0 0 UNILEVER N V N Y SHS NEW 904784709 173 2925 SH SOLE 2925 0 0 UNILEVER N V N Y SHS NEW 904784709 906 15349 SH DFND 1 0 15349 0 UNION PAC CORP COM 907818108 268 2310 SH SOLE 2310 0 0 UNION PAC CORP COM 907818108 94 814 SH DFND 3,5,6,10 0 814 0 UNITED CONTL HLDGS INC COM 910047109 2124 34883 SH SOLE 34883 0 0 UNITED CONTL HLDGS INC COM 910047109 13 210 SH DFND 6 0 210 0 UNITED PARCEL SERVICE INC CL B 911312106 168 1403 SH SOLE 1403 0 0 UNITED PARCEL SERVICE INC CL B 911312106 43 357 SH DFND 6 0 357 0 UNITED RENTALS INC COM 911363109 2970 21405 SH SOLE 21405 0 0 UNITED RENTALS INC COM 911363109 2 11 SH DFND 6 0 11 0 UNITED TECHNOLOGIES CORP COM 913017109 1178 10150 SH SOLE 10150 0 0 UNITED TECHNOLOGIES CORP COM 913017109 54 463 SH DFND 5,6 0 463 0 UNITEDHEALTH GROUP INC COM 91324P102 675 3449 SH SOLE 3449 0 0 UNITEDHEALTH GROUP INC COM 91324P102 157 804 SH DFND 6,10 0 804 0 US BANCORP DEL COM NEW 902973304 285 5318 SH SOLE 5318 0 0 US BANCORP DEL COM NEW 902973304 32 589 SH DFND 3,5,6 0 589 0 VALERO ENERGY CORP NEW COM 91913Y100 961 12492 SH SOLE 12492 0 0 VALERO ENERGY CORP NEW COM 91913Y100 196 2548 SH DFND 2,5,6 0 2548 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 48321 464763 SH SOLE 464763 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 49602 385376 SH SOLE 385376 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2102 21053 SH SOLE 21053 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2073 17024 SH SOLE 17024 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1518 11434 SH SOLE 11434 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1303 10057 SH SOLE 10057 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 846 6618 SH SOLE 6618 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 873 5720 SH SOLE 5720 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1965 37273 SH SOLE 37273 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 608 8599 SH SOLE 8599 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 776 8190 SH SOLE 8190 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 273 4987 SH SOLE 4987 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1142 26300 SH SOLE 26300 0 0 VENTAS INC COM 92276F100 24 364 SH SOLE 364 0 0 VENTAS INC COM 92276F100 307 4714 SH DFND 2,6 0 4714 0 VERIZON COMMUNICATIONS INC COM 92343V104 5189 104847 SH SOLE 104847 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 385 7788 SH DFND 3,5,6,8 0 7788 0 VIACOM INC NEW CL B 92553P201 2331 83735 SH SOLE 83735 0 0 VIACOM INC NEW CL B 92553P201 8 270 SH DFND 6 0 270 0 VISA INC COM CL A 92826C839 701 6657 SH SOLE 6657 0 0 VISA INC COM CL A 92826C839 98 933 SH DFND 6,10 0 933 0 VOYA PRIME RATE TR SH BEN INT 92913A100 57 10836 SH SOLE 10836 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 41 536 SH SOLE 536 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 822 10645 SH DFND 1,6 0 10645 0 WAL-MART STORES INC COM 931142103 235 3007 SH SOLE 3007 0 0 WAL-MART STORES INC COM 931142103 45 577 SH DFND 5,6 0 577 0 WEC ENERGY GROUP INC COM 92939U106 86 1376 SH SOLE 1376 0 0 WEC ENERGY GROUP INC COM 92939U106 402 6411 SH DFND 2,6 0 6411 0 WELLS FARGO CO NEW COM 949746101 4526 82062 SH SOLE 82062 0 0 WELLS FARGO CO NEW COM 949746101 663 12021 SH DFND 3,5,6,8 0 12021 0 WESTERN DIGITAL CORP COM 958102105 3319 38409 SH SOLE 38409 0 0 WESTERN DIGITAL CORP COM 958102105 6 64 SH DFND 6 0 64 0 WHIRLPOOL CORP COM 963320106 3010 16322 SH SOLE 16322 0 0 WHIRLPOOL CORP COM 963320106 12 67 SH DFND 3,6 0 67 0 WILLIAMS COS INC DEL COM 969457100 245 8163 SH DFND 2,6,9 0 8163 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 599 9256 SH SOLE 9256 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 322 3217 SH SOLE 3217 0 0 XEROX CORP COM NEW 984121608 468 14054 SH SOLE 14054 0 0 XEROX CORP COM NEW 984121608 5 148 SH DFND 5 0 148 0