0001688519-17-000004.txt : 20170817 0001688519-17-000004.hdr.sgml : 20170817 20170816185350 ACCESSION NUMBER: 0001688519-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170816 EFFECTIVENESS DATE: 20170817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corient Capital Partners, LLC CENTRAL INDEX KEY: 0001688519 IRS NUMBER: 475163497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17567 FILM NUMBER: 171037417 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 945-2750 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001688519 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT Corient Capital Partners, LLC

500 NEWPORT CENTER DRIVE SUITE 700 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-17567 N GORDON HASSENPLUG 949-945-2750 GORDON HASSENPLUG NEWPORT BEACH CA 08-16-2017 20 301 641434 false 1 Aristotle 2 Bahl & Gaynor 3 Blackrock 4 Breckinridge 5 Clearbridge 6 Eagle 7 Eaton 8 Gurtin 9 Janus 10 Loomis 11 Neuberger Berman 12 NFJ 13 Nuveen 14 Parametric 15 PIMCO 16 SNW 17 Spectrum 18 The London Company 19 Tortoise 20 Winslow INFORMATION TABLE 2 13FCorientQ12017-Amended.xml 3M COMPANY COM 88579Y101 1023 5347 SH DFND 2,5,6,12,14 2378 2743 226 ABBOTT LABORATORIES COM 002824100 554 12467 SH DFND 2,6,14 4402 7500 565 ABBVIE INC COM 00287Y109 6883 105631 SH DFND 1,2,12,14 87097 16960 1574 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 331 2758 SH DFND 14 2413 345 0 ACTIVISION BLIZZARD INC COM COM 00507V109 248 4966 SH DFND 9,14 4080 866 20 ADOBE SYS INC COM 00724F101 1298 9978 SH DFND 1,9,14,20 373 9567 38 ADVANCED MICRO DEVICES INC COM 007903107 994 68286 SH DFND 14 0 286 68000 AEGON N V NY REGISTRY SH 007924103 162 31651 SH SOLE 0 31651 0 0 AES CORP COM 00130H105 492 44009 SH DFND 1,14 2873 40433 703 AETNA INC NEW COM COM 00817Y108 231 1814 SH DFND 5,7,12,14 1589 225 0 AFLAC INC COM 001055102 212 2924 SH DFND 12 2844 80 0 AIR PRODS & CHEM INC COM 009158106 401 2965 SH DFND 2,14 486 2469 10 ALASKA AIR GROUP INC COM 011659109 2405 26077 SH DFND 14 26032 26 19 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 336 3118 SH DFND 10,20 0 318 2800 ALLERGAN PLC SHS G0177J108 1465 6130 SH DFND 7,9,14 972 200 4958 ALLIANCE DATA SYSTEMS CORP COM 018581108 2587 10391 SH DFND 14 10373 10 8 ALLIANZGI NFJ DIVID INT &PREM COM COM 01883A107 242 18762 SH SOLE 0 18762 0 0 ALPHABET INC CAP STK CL C 02079K107 2317 2793 SH DFND 5,9,10,14,20 597 173 2023 ALPHABET INC CAP STK CL A 02079K305 880 1038 SH DFND 5,10,14,20 606 207 225 ALTRIA GROUP INC COM 02209S103 5228 73197 SH DFND 2,6,7,12,14,18 43481 19141 10575 AMAZON.COM INC COM 023135106 1679 1894 SH DFND 9,10,14,20 456 280 1158 AMERICAN ELEC PWR INC COM 025537101 3938 58669 SH DFND 12,14 58139 135 395 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5539 SH DFND 1,5,14,20 3769 1151 619 DOMINION RESOURCES INC VA NEW COM 25746U109 5537 71384 SH DFND 14,18 69117 2128 139 DOW CHEM CO COM 260543103 986 15521 SH DFND 1,12,14 1899 13068 554 DUKE ENERGY CORP NEW COM NEW 26441C204 285 3473 SH DFND 5,14,18 780 2668 25 E TRADE FINANCIAL CORP COM NEW 269246401 2490 71358 SH DFND 7 71148 156 54 EASTMAN CHEM CO COM 277432100 450 5564 SH DFND 12,14 4696 245 623 EATON CORP PLC SHS G29183103 1703 22962 SH DFND 12,14 180 446 22336 EATON VANCE LTD DUR INCOME F COM 27828H105 143 10357 SH SOLE 0 9357 0 1000 ECOLAB INC COM 278865100 237 1888 SH DFND 5,14,20 1489 99 300 ENBRIDGE INC COM 29250N105 5167 123493 SH DFND 2,14 113878 9444 171 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 866 23724 SH DFND 19 5657 1083 16984 ENTERPRISE PRODS PARTNERS L COM 293792107 1292 46783 SH DFND 19 33964 3571 9248 EQT CORP COM 26884L109 615 10062 SH DFND 1,14 428 9595 39 ESSEX PPTY TR INC COM 297178105 244 1053 SH DFND 14 0 18 1035 EXELON CORP COM 30161N101 297 8252 SH DFND 14 7663 401 188 EXXON MOBIL CORP COM 30231G102 5945 72492 SH DFND 2,5,7,12,14 61894 5687 4911 FACEBOOK INC CL A 30303M102 8014 56420 SH DFND 9,10,14,20 5517 1788 49115 FASTENAL CO COM 311900104 341 6631 SH DFND 2 1083 5548 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 557 5936 SH DFND 1 0 5910 26 FIRST TR SR FLG RTE INCM FD COM 33733U108 143 10343 SH SOLE 0 10343 0 0 FLUOR COM 343412102 204 3881 SH DFND 14 3838 16 27 FORD MTR CO DEL COM PAR $0.01 345370860 2368 203410 SH DFND 14 197359 764 5287 FORTIVE CORP COM 34959J108 294 4880 SH DFND 14,20 550 230 4100 FRANKLIN RES INC COM 354613101 2669 63342 SH SOLE 0 63298 0 44 FREEPORT-MCMORAN INC CL B 35671D857 290 21688 SH DFND 14 19833 455 1400 GAP INC DEL COM 364760108 2476 101931 SH SOLE 0 101803 0 128 GENERAL DYNAMICS CORP COM 369550108 2023 10806 SH DFND 1,9,14,18,20 3077 7603 126 GENERAL ELECTRIC CO COM 369604103 25686 861951 SH DFND 2,5,7,9,14,18 164774 221201 475976 GENERAL MLS INC COM 370334104 752 12745 SH DFND 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S&PDCRP 78467Y107 24849 79536 SH SOLE 0 78937 0 599 SPDR SERIES TRUST S&P BK ETF 78464A797 842 19598 SH SOLE 0 18687 0 911 SPDR SERIES TRUST S&P DIVID ETF 78464A763 551 6251 SH SOLE 0 6251 0 0 SPECTRA ENERGY PARTNERS COM 84756N109 220 5046 SH DFND 19 0 546 4500 SPROUTS FMRS MKT INC COM 85208M102 793 34307 SH SOLE 0 5350 0 28957 STARBUCKS CORP COM 855244109 505 8652 SH DFND 9,14,20 7050 990 612 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 205 7600 SH SOLE 0 7600 0 0 SUNTRUST BKS INC COM 867914103 399 7224 SH DFND 1,14 5134 2090 0 SYNCHRONY FINL COM 87165B103 2383 69482 SH DFND 5,14 69222 207 53 TARGA RES CORP COM 87612G101 375 6259 SH DFND 19 0 323 5936 TESORO CORP COM 881609101 218 2691 SH DFND 14 2594 97 0 TEXAS INSTRS INC COM 882508104 1714 21279 SH DFND 2,9,14 95 6184 15000 THERMO FISHER SCIENTIFIC INC COM 883556102 256 1668 SH DFND 7,14,20 1470 198 0 THOMSON REUTERS CORP COM 884903105 3716 85956 SH DFND 14 85544 290 122 TIME WARNER INC COM NEW 887317303 694 7101 SH DFND 1,12,14 191 6879 31 TOTAL S A SPONSORED ADR 89151E109 202 4015 SH DFND 6,12 3527 488 0 TRAVELERS COMPANIES INC COM 89417E109 341 2825 SH DFND 5,12,14 1889 396 540 TWO HBRS INVT CORP COM 90187B101 336 35000 SH SOLE 0 35000 0 0 UNILEVER N V N Y SHS NEW 904784709 866 17425 SH DFND 1 2345 15014 66 UNION PAC CORP COM 907818108 390 3681 SH DFND 6,14,20 2674 739 268 UNITED PARCEL SERVICE INC CL B 911312106 263 2455 SH DFND 5,10,14 1417 555 483 UNITED RENTALS INC COM 911363109 2847 22766 SH DFND 14 22421 11 334 UNITED TECNOLOGIES CORP COM 913017109 1254 11179 SH DFND 5,7,14 10292 561 326 UNITEDHEALTH GROUP INC COM 91324P102 721 4398 SH DFND 14,20 3566 832 0 US BANCORP DEL COM NEW 902973304 832 16152 SH DFND 7,12,14 5566 586 10000 VALERO ENERGY CORP NEW COM 91913Y100 3068 46276 SH DFND 14 45900 268 108 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 42380 358729 SH SOLE 0 358034 0 695 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 43293 431766 SH SOLE 0 430998 0 768 VANGUARD INDEX FDS SML CP GRW ETF 922908595 815 5794 SH SOLE 0 5794 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 831 6760 SH SOLE 0 6760 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3227 28567 SH SOLE 0 28567 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1220 10057 SH SOLE 0 10057 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2028 21265 SH SOLE 0 21204 0 61 VANGUARD INDEX FDS GROWTH ETF 922908736 1405 11548 SH SOLE 0 11548 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1724 36052 SH SOLE 0 36023 0 29 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 596 9144 SH SOLE 0 9144 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 856 9514 SH SOLE 0 9366 0 148 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1036 26371 SH SOLE 0 26300 0 71 VANGUARD WORLD FDS ENERGY ETF 92204A306 1254 12967 SH SOLE 0 3746 0 9221 VENTAS INC COM 92276F100 415 6374 SH DFND 2,14 631 5013 730 VERIZON COMMUNICATIONS INC COM 92343V104 5787 118705 SH DFND 7,12,14,18 106199 7434 5072 VISA INC COM CL A 92826C839 873 9828 SH DFND 5,7,10,14,20 6206 1390 2232 WALGREENS BOOTS ALLIANCE INC COM 931427108 878 10577 SH DFND 1,14 0 10356 221 WAL-MART STORES INC COM 931142103 298 4130 SH DFND 5,12,14 3006 736 388 WEC ENERGY GROUP INC COM 92939U106 394 6492 SH DFND 2,14 626 5866 0 WELLS FARGO & CO NEW COM 949746101 8996 161618 SH DFND 5,6,7,12,14,18,20 86534 12424 62660 WESTERN DIGITAL CORP COM 958102105 2600 31498 SH DFND 14 11371 64 20063 WESTERN UN CO COM 959802109 2514 123523 SH DFND 14 123386 41 96 WHIRLPOOL CORP COM 963320106 2869 16745 SH DFND 7,14 16630 66 49 WISDOMTREE TR INTL MIDCAP DV 97717W778 259 4306 SH SOLE 0 1506 0 2800 WISDOMTREE TR MIDCAP DIVI FD 97717W505 314 3217 SH SOLE 0 3217 0 0 WISDOMTREE TR COM 97717X701 581 9256 SH SOLE 0 9256 0 0 XEROX CORP COM 984121103 359 48893 SH SOLE 0 47364 0 1529