0001688519-17-000001.txt : 20170210 0001688519-17-000001.hdr.sgml : 20170210 20170210150355 ACCESSION NUMBER: 0001688519-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 EFFECTIVENESS DATE: 20170210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corient Capital Partners, LLC CENTRAL INDEX KEY: 0001688519 IRS NUMBER: 475163497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17567 FILM NUMBER: 17592526 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 945-2750 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001688519 XXXXXXXX 12-31-2016 12-31-2016 Corient Capital Partners, LLC

500 NEWPORT CENTER DRIVE SUITE 700 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-17567 N GORDON HASSENPLUG (949) 945-2750 GORDON HASSENPLUG Newport Beach CA 02-10-2017 13 305 566318 false 1 Aristotle Capital 2 Bahl & Gaynor 3 Clearbridge 4 Eagle Asset Mgmt 5 Eaton Vance 6 Janus Capital 7 Natixis 8 NFJ 9 Parametric 10 Spectrum 11 The London Company 12 Tortoise Capital Advisors 13 Winslow Capital INFORMATION TABLE 2 13FCorientQ42016.xml APPLE INC COM 037833100 5165 44596 SH DFND 4,5,8,9,13 14836 3096 26664 ABBVIE INC COM 00287Y109 5278 84282 SH DFND 1,2,8,9 67279 15373 1630 ABBOTT LABORATORIES COM 002824100 399 10385 SH DFND 1,2,4,9 2021 6548 1816 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 350 2991 SH DFND 9 2430 345 216 ISHARES TR MSCI ACWI ETF 464288257 8451 142823 SH SOLE 0 135558 0 7265 ADOBE SYS INC COM 00724F101 931 9042 SH DFND 1,6,9,13 373 8669 0 ARCHER DANIELS MIDLAND COM 039483102 520 11386 SH DFND 1,9 214 11172 0 AUTOMATIC DATA PROCESSING INC COM 053015103 5998 58355 SH DFND 2,3,7,9,13 55898 2065 392 AEGON N V NY REGISTRY SH 007924103 175 31651 SH SOLE 0 31651 0 0 AMERICAN ELEC PWR INC COM 025537101 2303 36575 SH DFND 8,9 36291 153 131 AES CORP COM 00130H105 483 41561 SH DFND 1,9 4491 36532 538 AETNA INC NEW COM COM 00817Y108 228 1840 SH DFND 3,5,8,9 1605 235 0 AFLAC INC COM 001055102 300 4306 SH DFND 8 3826 80 400 ALLERGAN PLC SHS G0177J108 997 4747 SH DFND 5,6 2933 170 1644 AMGEN INC COM 031162100 1049 7174 SH DFND 1,2,7,9 1401 4512 1261 AMERIPRISE FINL INC COM 03076C106 774 6979 SH DFND 1 445 6414 120 AMERICAN TOWER CORP NEW COM 03027X100 411 3889 SH DFND 3,9,13 3005 504 380 AMAZON.COM INC COM 023135106 631 842 SH DFND 6,7,9,13 450 277 115 ANTHEM INC COM 036752103 2252 15666 SH DFND 9 15384 14 268 AON PLC SHS CL A G0408V102 514 4605 SH DFND 9 1237 127 3241 APACHE CORP COM 037411105 228 3597 SH DFND 8,9 3401 196 0 ACTIVISION BLIZZARD INC COM COM 00507V109 206 5717 SH DFND 6 5110 587 20 BROADCOM LTD SHS Y09827109 1164 6587 SH DFND 9,13 6392 186 9 AMERICAN WTR WKS CO INC NEW COM 030420103 706 9751 SH DFND 9 9737 14 0 AMERICAN EXPRESS CO COM 025816109 2767 37351 SH DFND 7,8,9 36984 367 0 ASTRAZENECA PLC SPONSORED ADR 046353108 596 21799 SH SOLE 0 21495 0 304 BOEING CO COM 097023105 1216 7813 SH DFND 1,9 4142 883 2788 BANK AMER CORP COM 060505104 3605 163126 SH DFND 1,8,9 15885 39448 107793 BANK AMER CORP 7.25%CNV PFD L 060505682 1265 1084 SH SOLE 0 1084 0 0 BAXTER INTL INC COM 071813109 1565 35294 SH DFND 1,9 16815 17339 1140 BED BATH & BEYOND INC COM 075896100 1776 43705 SH DFND 9 43680 25 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 610 28250 SH SOLE 0 28250 0 0 BB & T COM 054937107 455 9681 SH DFND 2 216 8935 530 BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 05946K101 380 56167 SH DFND 1 0 56167 0 BEST BUY INC COM 086516101 2146 50286 SH DFND 8,9 50047 239 0 BROWN FORMAN CORP CL B 115637209 507 11288 SH DFND 9 0 38 11250 BIOGEN INC COM 09062X103 260 917 SH DFND 5,9 495 22 400 BLACKROCK INC COM 09247X101 957 2514 SH DFND 2,9,11 528 1911 75 BRISTOL MYERS SQUIBB CO COM 110122108 337 5761 SH DFND 6,9 4158 1073 530 BOK FINL CORP COM 05561Q201 456 5486 SH DFND 1 0 5486 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 502 7590 SH DFND 12 6403 407 780 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4396 26971 SH DFND 3,5,9,11 19207 2181 5583 BLACKROCK CR ALLCTN INC TR COM 092508100 184 14150 SH SOLE 0 13150 0 1000 BORGWARNER INC COM 099724106 2250 57054 SH DFND 9 57030 24 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1038 38404 SH SOLE 0 36521 0 1883 CITIGROUP INC COM NEW 172967424 4228 71141 SH DFND 8,9 46632 867 23642 CA INC COM 12673P105 341 10741 SH DFND 8,9,11 407 10334 0 CATERPILLAR INC DEL COM 149123101 216 2331 SH DFND 5,9 1767 182 382 CHUBB LIMITED COM H1467J104 849 6427 SH DFND 1,5,9 1211 5036 180 CBS CORP NEW CL B 124857202 2451 38528 SH DFND 8,9 37840 282 406 CROWN CASTLE INTL CORP NEW COM 22822V101 302 3485 SH DFND 2,6,9 174 3311 0 CARNIVAL CORP UNIT 99/99/9999 143658300 494 9483 SH DFND 4,9,11 661 8722 100 CELGENE CORP COM 151020104 412 3558 SH DFND 6,9,13 2469 882 207 CULLEN FROST BANKERS INC COM 229899109 353 4005 SH DFND 1,9 0 4005 0 CIGNA CORPORATION COM 125509109 736 5517 SH DFND 9 139 174 5204 CINCINNATI FINL CORP COM 172062101 426 5627 SH DFND 9,11 561 5066 0 COLGATE PALMOLIVE CO COM 194162103 507 7748 SH DFND 9 1487 120 6141 COMERICA INC COM 200340107 309 4543 SH SOLE 0 4543 0 0 COMCAST CORP NEW CL A 20030N101 533 7716 SH DFND 3,9,13 6239 978 499 ISHARES TR CALIF MUN BD ETF 464288356 335 2899 SH SOLE 0 2899 0 0 CAPITAL ONE FINL CORP COM 14040H105 2415 27679 SH DFND 9 27253 426 0 COSTCO WHSL CORP NEW COM 22160K105 232 1446 SH DFND 6,9,13 1111 328 7 COTY INC COM CL A 222070203 225 12311 SH DFND 1 300 12011 0 SALESFORCE COM INC COM 79466L302 266 3882 SH DFND 6,9,13 3122 760 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 364 25448 SH DFND 5 0 448 25000 CISCO SYS INC COM 17275R102 4161 137676 SH DFND 2,3,4,7,8,9,11 94665 25205 17806 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 268 26079 SH SOLE 0 24318 0 1761 CENTURYLINK INC COM 156700106 523 22005 SH DFND 9 15205 65 6735 CARETRUST REIT INC COM 14174T107 2704 176485 SH SOLE 0 8407 0 168078 CVS HEALTH CORP COM 126650100 525 6659 SH DFND 3,9 5438 256 965 CHEVRON CORP NEW COM 166764100 1288 10946 SH DFND 4,5,8,9,11 5123 3228 2595 DOMINION RESOURCES INC VA NEW COM 25746U109 4260 55625 SH DFND 9,11 53338 2121 166 DELTA AIR LINES INC DEL COM NEW 247361702 2497 50763 SH DFND 9 50715 48 0 DEERE & CO COM 244199105 888 8620 SH DFND 1,7 4095 4525 0 DIAGEO P L C SPON ADR NEW 25243Q205 458 4407 SH DFND 11 1659 2748 0 DANAHER CORP DEL COM 235851102 1344 17263 SH DFND 1,9,13 1306 7757 8200 WISDOMTREE TR INTL MIDCAP DV 97717W778 238 4306 SH SOLE 0 1506 0 2800 DISNEY WALT CO COM DISNEY 254687106 596 5723 SH DFND 1,3,9 3844 1312 567 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2134 79674 SH DFND 9 79633 41 0 DELPHI AUTOMOTIVE PLC SHS G27823106 2220 32959 SH DFND 9 32847 112 0 DIGITAL RLTY TR INC COM 253868103 218 2223 SH DFND 9 2064 59 100 WISDOMTREE TR MIDCAP DIVI FD 97717W505 304 3217 SH SOLE 0 3217 0 0 DOW CHEM CO COM 260543103 831 14515 SH DFND 1,9 1899 12116 500 DUKE ENERGY CORP NEW COM NEW 26441C204 267 3439 SH DFND 3,9,11 780 2659 0 DELL TECHNOLOGIES INC COM CL V 24703L103 379 6888 SH SOLE 0 6872 0 16 ISHARES TR SELECT DIVID ETF 464287168 1368 15446 SH SOLE 0 15446 0 0 ECOLAB INC COM 278865100 243 2073 SH DFND 3,9,13 1493 99 481 ISHARES TR MSCI EMG MKT ETF 464287234 506 14443 SH SOLE 0 14043 0 400 ISHARES TR MSCI EAFE ETF 464287465 551 9536 SH SOLE 0 9536 0 0 EASTMAN CHEM CO COM 277432100 445 5915 SH DFND 9 5115 177 623 ENTERPRISE PRODS PARTNERS L COM 293792107 1222 45179 SH DFND 12 32024 1427 11728 EQT CORP COM 26884L109 502 7680 SH DFND 1,9 428 7252 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 274 3979 SH DFND 9 1533 230 2216 ESSEX PPTY TR INC COM 297178105 245 1053 SH DFND 9 0 18 1035 EATON CORP PLC SHS G29183103 1541 22974 SH DFND 8,9 180 458 22336 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 838 23393 SH DFND 12 7791 426 15176 EATON VANCE LTD DUR INCOME F COM 27828H105 209 15215 SH SOLE 0 12215 0 3000 EXELON CORP COM 30161N101 349 9823 SH DFND 9 9264 371 188 FORD MTR CO DEL COM PAR $0.01 345370860 2108 173792 SH DFND 9 164936 764 8092 FASTENAL CO COM 311900104 288 6130 SH DFND 2 1083 4773 274 FACEBOOK INC CL A 30303M102 1294 11244 SH DFND 6,7,9,13 5405 1706 4133 FIRST TR SR FLG RTE INCM FD COM 33733U108 148 10703 SH SOLE 0 10703 0 0 FREEPORT-MCMORAN INC CL B 35671D857 286 21688 SH DFND 9 19833 455 1400 FLUOR COM 343412102 220 4198 SH DFND 9 4155 16 27 FIRST REP BK SAN FRANCISCO C COM 33616C100 778 8440 SH DFND 1 0 8440 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 61 18108 SH SOLE 0 3000 0 15108 FORTIVE CORP COM 34959J108 268 4988 SH DFND 9,13 667 221 4100 GENERAL DYNAMICS CORP COM 369550108 1804 10451 SH DFND 1,6,9,11,13 3189 7262 0 GENERAL ELECTRIC CO COM 369604103 26667 843902 SH DFND 2,3,5,6,9,11 337434 30503 475965 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 163 10950 SH SOLE 0 8700 0 2250 GILEAD SCIENCES INC COM 375558103 3239 45232 SH DFND 9 40053 349 4830 GENERAL MLS INC COM 370334104 786 12730 SH DFND 3,4,5,9,11 5542 6988 200 SPDR GOLD TRUST GOLD SHS 78463V107 412 3762 SH SOLE 0 2201 0 1561 GENERAL MTRS CO COM 37045V100 2174 62389 SH DFND 9 61992 257 140 ALPHABET INC CAP STK CL C 02079K107 610 790 SH DFND 3,6,7,9,13 604 173 13 ALPHABET INC CAP STK CL A 02079K305 878 1108 SH DFND 3,7,9,13 657 208 243 GAP INC DEL COM 364760108 1775 79082 SH SOLE 0 79033 0 49 GOLDMAN SACHS GROUP INC COM 38141G104 4795 20023 SH DFND 5,6,9 13612 261 6150 GOODYEAR TIRE & RUBR CO COM 382550101 696 22557 SH DFND 5,9 21725 409 423 HALLIBURTON CO COM 406216101 630 11646 SH DFND 1,5,9 235 11411 0 HARMAN INTL INDS INC COM 413086109 2498 22473 SH SOLE 0 22473 0 0 HASBRO INC COM 418056107 416 5352 SH DFND 2,9,11 521 4831 0 HUNTINGTON BANCSHARES INC COM 446150104 914 69117 SH SOLE 0 585 0 68532 HCA HOLDINGS INC COM 40412C101 2335 31541 SH DFND 9 31363 178 0 HOME DEPOT INC COM 437076102 2533 18893 SH DFND 1,2,4,5,9,13 4745 9778 4370 WISDOMTREE TR COM 97717X701 531 9256 SH SOLE 0 9256 0 0 HESS CORP COM 42809H107 505 8110 SH DFND 9 8066 16 28 HOLOGIC INC COM 436440101 1418 35347 SH DFND 9 23267 48 12032 HONEYWELL INTL INC COM 438516106 5229 45135 SH DFND 3,4,8,9,13 43686 577 872 HP INC COM 40434L105 725 48836 SH DFND 9 46575 2261 0 BLOCK H & R INC COM 093671105 2352 102310 SH DFND 11 94170 7383 757 ISHARES TR NASDQ BIOTEC ETF 464287556 283 1066 SH SOLE 0 50 0 1016 INTERNATIONAL MUSINESS MACHS COM 459200101 788 4744 SH DFND 3,8,9 2588 422 1734 ISHARES TR SP SMCP600VL ETF 464287879 298 2128 SH SOLE 0 2128 0 0 ISHARES TR SP SMCP600GR ETF 464287887 402 2680 SH SOLE 0 2680 0 0 INTEL CORP COM 458140100 6305 173837 SH DFND 5,8,9,11 148166 12976 12695 INTUITIVE SURGICAL INC COM NEW 46120E602 251 396 SH DFND 9,13 0 16 380 ISHARES TR S&P 500 VAL ETF 464287408 508 5014 SH SOLE 0 5014 0 0 ISHARES TR CORE S&P500 ETF 464287200 368 1637 SH SOLE 0 1610 0 27 ISHARES TR S&P 500 GRWT ETF 464287309 3195 26232 SH SOLE 0 26232 0 0 ISHARES TR RUS 1000 ETF 464287622 210 1688 SH SOLE 0 1688 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 522 4977 SH SOLE 0 4883 0 94 ISHARES TR RUSSELL 2000 ETF 464287655 542 4018 SH SOLE 0 4018 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2140 17989 SH SOLE 0 17793 0 196 ISHARES TR RUS 2000 GRW ETF 464287648 2676 17383 SH SOLE 0 17328 0 55 ISHARES TR RUS MD CP GR ETF 464287481 987 10135 SH SOLE 0 9927 0 208 ISHARES TR RUS MID-CAP ETF 464287499 1394 7794 SH SOLE 0 7548 0 246 ISHARES TR RUS MDCP VAL ETF 464287473 350 4352 SH SOLE 0 4352 0 0 ISHARES TR U.S. TELECOM ETF 464287713 2620 75951 SH SOLE 0 75951 0 0 JOHNSON & JOHNSON COM 478160104 16749 145376 SH DFND 2,3,4,5,8,9 8063 4716 132597 JPMORGAN CHASE & CO COM 46625H100 9905 114790 SH DFND 1,2,3,4,5,8,9,13 89090 14245 11455 SPDR SERIES TRUST S&P BK ETF 78464A797 1019 23430 SH SOLE 0 22212 0 1218 KRAFT HEINZ CO COM 500754106 4979 57021 SH DFND 9 51393 479 5149 KIMBERLY CLARK CORP COM 494368103 1639 14359 SH DFND 2,3,9 13314 948 97 KINDER MORGAN INC DEL COM 49456B101 333 16064 SH DFND 9,11 0 12714 3350 COCA COLA CO COM 191216100 3251 78411 SH DFND 1,2,4,7,9,11 50010 27678 723 MICHAEL KORS HLDGS LTD SHS G60754101 1916 44588 SH DFND 9 44504 84 0 LENNAR CORP CL A 526057104 1410 32835 SH DFND 1,9 0 13994 18841 LILLY ELI & CO COM 532457108 2558 34783 SH DFND 5,9,11,13 14140 5746 14897 LEGG MASON INC COM 524901105 1910 63868 SH DFND 9 63841 27 0 LOCKHEED MARTIN CORP COM 539830109 5329 21322 SH DFND 2,4,9 19416 1390 516 LINCOLN NATL CORP IND COM 534187109 2579 38912 SH SOLE 0 38837 0 75 LOWES COS INC COM 548661107 352 4954 SH DFND 6,9,11 1636 3138 180 SOUTHWEST AIRLS CO COM 844741108 3202 64242 SH DFND 9,13 50454 288 13500 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2292 26719 SH DFND 2,9 24583 2136 0 MASTERCARD INCORPORATED CL A 57636Q104 293 2839 SH DFND 6,9,13 1921 750 168 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 1897 130853 SH SOLE 0 124403 0 6450 MCDONALDS CORP COM 580135101 6154 50563 SH DFND 4,9 46541 669 3353 MICROCHIP TECHNOLOGY INC COM 595017104 788 12291 SH DFND 1 441 11475 375 MCKESSON CORP COM 58155Q103 380 2704 SH DFND 9 2634 70 0 MONDELEZ INTL INC CL A 609207105 1461 32953 SH DFND 1,9 2441 13306 17206 MEDTRONIC PLC SHS G5960L103 902 12659 SH DFND 1,2,4,9 294 11310 1055 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 21964 72795 SH SOLE 0 72136 0 659 METLIFE INC COM 59156R108 2285 42404 SH DFND 3 41820 53 531 MFA FINL INC COM 55272X102 114 15000 SH SOLE 0 15000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 540 18731 SH DFND 9 0 731 18000 MARTIN MARIETTA MATLS INC COM 573284106 894 4034 SH DFND 1,9 130 3904 0 3M COMPANY COM 88579Y101 925 5180 SH DFND 2,3,4,8,9 2535 2419 226 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1146 15147 SH DFND 12 8023 562 6562 MALLINCKRODT PUB LTD CO SHS G5785G107 2005 40241 SH DFND 9 40226 15 0 ALTRIA GROUP INC COM 02209S103 4596 67967 SH DFND 2,4,5,8,9,11 41544 15924 10499 MOSAIC CO NEW COM 61945C103 211 7204 SH DFND 9,11 521 6568 115 MARATHON PETE CORP COM 56585A102 601 11946 SH DFND 9 11004 24 918 MERCK & CO INC COM 58933Y105 1525 25911 SH DFND 2,3,4,7,8,9,11 11588 11929 2394 MARATHON OIL CORP COM 565849106 255 14707 SH DFND 9 14230 59 418 MORGAN STANLEY COM NEW 617446448 3332 78859 SH DFND 8,9 53675 184 25000 MICROSOFT CORP COM 594918104 4094 65878 SH DFND 1,2,3,4,6,7,9,11,13 19003 31410 15465 M & T BK CORP COM 55261F104 581 3713 SH DFND 1 0 3713 0 MITSUBISHI UFJ FINL GROP IN SPONSORED ADR 606822104 428 69473 SH DFND 1 0 69473 0 MICRON TECHNOLOGY INC COM 595112103 246 11232 SH DFND 9,13 9832 538 862 ISHARES TR NATIONAL MUN ETF 464288414 881 8143 SH SOLE 0 7068 0 1075 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 221 15694 SH SOLE 0 9294 0 6400 PIMCO ETF TR INTER MUN BD ACT 72201R866 221 4209 SH SOLE 0 4209 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 844 55276 SH SOLE 0 55276 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 765 56058 SH SOLE 0 56058 0 0 MYLAN N V SHS EURO N59465109 2072 54302 SH SOLE 0 54302 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 920 109561 SH SOLE 0 108000 0 1561 NUVEEN AMT FREE QLTY MUN INC COM 670657105 292 21901 SH SOLE 0 21901 0 0 NEXTERA ENERGY INC COM 65339F101 1036 8671 SH DFND 2,5,9 5457 3029 185 NEWMARKET CORP COM 651587107 286 675 SH DFND 11 78 597 0 NATIONAL FUEL GAS CO N J COM 636180101 457 8066 SH DFND 1 0 8066 0 ALLIANZGI NFJ DIVID INT &PREM COM COM 01883A107 259 20551 SH SOLE 0 20551 0 0 NIKE INC CL B 654106103 326 6422 SH DFND 6,9,13 4475 1316 631 NORTHROP GRUMMAN CORP COM 666807102 816 3507 SH DFND 8,9 656 34 2817 NORFOLK SOUTHERN CORP COM 655844108 471 4359 SH DFND 11 58 4085 216 NOVARTIS A G SPONSORED ADR 66987V109 691 9490 SH DFND 1,7 2256 7234 0 NEWELL BRANDS INC COM 651229106 318 7112 SH DFND 9 7052 60 0 OWENS ILL INC COM NEW 690768403 2118 121642 SH DFND 9 121154 45 443 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 260 6042 SH DFND 12 5442 600 0 ORACLE CORP COM 68389X105 393 10211 SH DFND 3,7,9 7199 1532 1480 OSHKOSH CORP COM 688239201 692 10714 SH DFND 1 0 10511 203 OCCIDENTAL PETE CORP DEL COM 674599105 3324 46664 SH DFND 2,4,5,9 41459 4432 773 PAYCHEX INC COM 704326107 1136 18664 SH DFND 2,9,11 8725 9889 50 PITNEY BOWES INC COM 724479100 2035 133944 SH SOLE 0 133944 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 379 18742 SH SOLE 0 18442 0 300 PRICELINE GRP INC COM NEW 741503403 315 215 SH DFND 6,9,13 157 39 19 PIMCO DYNAMIC INCOME FD SHS 72201Y101 398 14370 SH SOLE 0 9995 0 4375 PEPSICO INC COM 713448108 1255 11994 SH DFND 2,3,4,9,13 1705 4420 5869 PFIZER INC COM 717081103 1361 41909 SH DFND 2,3,4,5,8,9,11 14538 23740 3631 ISHARES TR U.S. PFD STK ETF 464288687 1955 52551 SH SOLE 0 50726 0 1825 PROCTER AND GAMBLE CO COM 742718109 4899 58268 SH DFND 3,4,5,7,8,9 49333 2381 6554 PIONEER FLOATING RATE TR COM 72369J102 126 10585 SH SOLE 0 10585 0 0 PULTE GROUP INC COM 745867101 2097 114070 SH SOLE 0 114070 0 0 PHILIP MORRIS INTL INC COM 718172109 4695 51318 SH DFND 2,9 21252 2866 27200 PNC FINL SVCS GROUP INC COM 693475105 374 3195 SH DFND 2,4,9 558 1933 704 PPG INDS INC COM 693506107 662 6983 SH DFND 1,3,5,9 1710 5273 0 PPL CORP COM 69351T106 1597 46915 SH DFND 9 46270 391 254 PRUDENTIAL FINL INC COM 744320102 2638 25354 SH DFND 8,9 24509 829 16 PHILLIPS 66 COM 718546104 794 9194 SH DFND 1,9 205 8346 643 PIONEER NAT RES CO COM 723787107 800 4444 SH DFND 1,5,9,13 1215 3229 0 PAYPAL HLDGS INC COM 70450Y103 740 18749 SH DFND 1,3,6,9,13 6294 12455 0 QUALCOMM INC COM 747525103 1700 26080 SH DFND 2,7,9 5028 3960 17092 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4310 36379 SH SOLE 0 11444 0 24935 REYNOLDS AMERICAN INC COM 761713106 502 8956 SH DFND 9,11 4877 4079 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 1022 40395 SH SOLE 0 40395 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 223 9365 SH DFND 10 0 9365 0 REGIONS FINL CORP NEW COM 7591EP100 597 41555 SH DFND 8,9 9425 1995 30135 RPM INTL INC COM 749685103 241 4475 SH SOLE 0 4475 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1589 18336 SH SOLE 0 18271 0 65 RAYTHEON CO COM NEW 755111507 447 3146 SH DFND 3,9,13 2869 183 94 STARBUCKS CORP COM 855244109 499 8985 SH DFND 6,9,13 7294 1079 612 SCHWAB CHARLES CORP NEW COM 808513105 674 17081 SH DFND 1,5,6,9 1784 3147 12150 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1257 14692 SH SOLE 0 14457 0 235 SPECTRA ENERGY CORP COM 847560109 4797 116739 SH DFND 2,9 108127 8321 291 SPECTRA ENERGY PARTNERS COM 84756N109 224 4880 SH DFND 12 0 380 4500 SPROUTS FMRS MKT INC COM 85208M102 649 34307 SH SOLE 0 5350 0 28957 SCHLUMBERGER LTD COM 806857108 241 2867 SH DFND 3,5,7,9 849 968 1050 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 232 7708 SH SOLE 0 7600 0 108 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 838 20160 SH SOLE 0 20160 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2965 13266 SH DFND 1 10156 3095 15 SUNTRUST BKS INC COM 867914103 1796 32737 SH DFND 1,9 5134 2603 25000 ST JUDE MED INC COM 790849103 266 3317 SH DFND 9 3098 219 0 SEAGATE TECHNOLOGY SHS G7945M107 665 17431 SH DFND 9 2215 180 15036 SKYWORKS SOLUTIONS INC COM 83088M102 2098 28105 SH SOLE 0 27882 0 223 SYNCHRONY FINL COM 87165B103 2519 69459 SH DFND 3,9 69252 207 0 AT&T INC COM 00206R102 4823 113410 SH DFND 3,4,8,9 107035 3586 2789 TARGET CORP COM 87612E106 342 4729 SH DFND 2,9 649 3366 714 THERMO FISHER SCIENTIFIC INC COM 883556102 257 1822 SH DFND 5,9,13 1645 177 0 TOTAL S A SPONSORED ADR 89151E109 205 4024 SH DFND 4,8 3527 497 0 THOMSON REUTERS CORP COM 884903105 3463 79102 SH DFND 9 78661 290 151 TRAVELERS COMPANIES INC COM 89417E109 358 2925 SH DFND 3,8,9 1950 435 540 TESORO CORP COM 881609101 221 2522 SH DFND 9 2425 97 0 TWO HBRS INVT CORP COM 90187B101 338 38799 SH SOLE 0 38799 0 0 TIME WARNER INC COM NEW 887317303 931 9646 SH DFND 1,8,9 191 9455 0 TEXAS INSTRS INC COM 882508104 1029 14104 SH DFND 1,2,6,9 95 14009 0 UNITED CONTL HLDGS INC COM 910047109 2636 36175 SH DFND 9 35965 210 0 UNILEVER N V N Y SHS NEW 904784709 588 14311 SH DFND 1 2345 11966 0 UNITEDHEALTH GROUP INC COM 91324P102 735 4594 SH DFND 9,13 3566 831 197 UNION PAC CORP COM 907818108 444 4284 SH DFND 4,9,13 2757 733 794 UNITED PARCEL SERVICE INC CL B 911312106 292 2543 SH DFND 3,7,9 1500 562 481 UNITED RENTALS INC COM 911363109 2662 25214 SH DFND 9 24884 11 319 US BANCORP DEL COM NEW 902973304 320 6229 SH DFND 5,8,9 5566 663 0 UNITED TECNOLOGIES CORP COM 913017109 1258 11478 SH DFND 3,5,9 10860 561 57 VISA INC COM CL A 92826C839 831 10653 SH DFND 3,5,7,9,13 7219 1434 2000 VANGUARD INDEX FDS SML CP GRW ETF 922908595 811 6092 SH SOLE 0 6092 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 909 7516 SH SOLE 0 7516 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1357 12967 SH SOLE 0 3746 0 9221 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 964 26371 SH SOLE 0 26300 0 71 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1581 35782 SH SOLE 0 35782 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 877 10298 SH SOLE 0 10298 0 0 VALERO ENERGY CORP NEW COM 91913Y100 462 6769 SH DFND 9 6421 268 80 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 271 1320 SH SOLE 0 1320 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 36936 338149 SH SOLE 0 337000 0 1149 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 39780 407631 SH SOLE 0 406226 0 1405 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3081 29158 SH SOLE 0 29158 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 545 8940 SH SOLE 0 8360 0 580 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1160 10057 SH SOLE 0 10057 0 0 VENTAS INC COM 92276F100 428 6848 SH DFND 2,9 1666 4363 819 VANGUARD INDEX FDS VALUE ETF 922908744 1978 21265 SH SOLE 0 21204 0 61 VANGUARD INDEX FDS GROWTH ETF 922908736 1287 11548 SH SOLE 0 11548 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 1539 33534 SH SOLE 0 33534 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5470 102473 SH DFND 5,8,9,11 89891 7529 5053 WALGREENS BOOTS ALLIANCE INC COM 931427108 799 9656 SH DFND 1,9 0 9479 177 WESTERN DIGITAL CORP COM 958102105 1827 26885 SH DFND 9 11758 64 15063 WEC ENERGY GROUP INC COM 92939U106 333 5679 SH DFND 2,9 626 5053 0 WELLS FARGO & CO NEW COM 949746101 6294 114201 SH DFND 3,4,5,8,9,11 89265 12255 12681 WHIRLPOOL CORP COM 963320106 2756 15163 SH DFND 5,8,9 14963 111 89 WAL-MART STORES INC COM 931142103 341 4934 SH DFND 3,8,9 3226 820 888 WESTERN UN CO COM 959802109 2056 94672 SH DFND 9 94166 41 465 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2544 33771 SH SOLE 0 33771 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6278 121417 SH SOLE 0 121417 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4226 87010 SH SOLE 0 87010 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7037 102080 SH SOLE 0 102080 0 0 EXXON MOBIL CORP COM 30231G102 4872 53973 SH DFND 3,5,8,9 47302 1837 4834 XEROX CORP COM 984121103 1930 221047 SH SOLE 0 219535 0 1512