0001688519-16-000001.txt : 20161115 0001688519-16-000001.hdr.sgml : 20161115 20161114174457 ACCESSION NUMBER: 0001688519-16-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corient Capital Partners, LLC CENTRAL INDEX KEY: 0001688519 IRS NUMBER: 475163497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17567 FILM NUMBER: 161996611 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 945-2750 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: SUITE 700 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001688519 XXXXXXXX 09-30-2016 09-30-2016 Corient Capital Partners, LLC

500 NEWPORT CENTER DRIVE SUITE 700 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-17567 N GORDON HASSENPLUG (949) 945-2750 GORDON HASSENPLUG Newport Beach CA 11-14-2016 13 296 540039 false 1 Aristotle Capital 2 Bahl & Gaynor 3 Clearbridge 4 Eagle Asset Management 5 Eaton Vance 6 Janus Capital 7 Natixis 8 NFJ 9 Parametric 10 Spectrum 11 The London Company 12 Tortoise Capital Advisors 13 Winslow Capital INFORMATION TABLE 2 13FCorientQ32016.xml 3M COMPANY COM 88579Y101 935 5303 SH DFND 2,3,4,8,9 2708 2369 226 ABBOTT LABORATORIES COM 002824100 453 10710 SH DFND 1,2,4,9 3828 6317 565 ABBVIE INC COM 00287Y109 5800 91956 SH DFND 1,2,3,8,9 75298 15095 1563 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 326 2665 SH DFND 9 2430 235 0 ACTIVISION BLIZZARD INC COM COM 00507V109 272 6146 SH DFND 6,13 5110 1016 20 ADOBE SYS INC COM 00724F101 984 9066 SH DFND 1,6,9,13 373 8693 0 AES CORP COM 00130H105 537 41789 SH DFND 1,9 4962 36289 538 AETNA INC NEW COM COM 00817Y108 201 1745 SH DFND 3,9 1628 117 0 AFLAC INC COM 001055102 313 4361 SH DFND 8 4281 80 0 ALLERGAN 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844741108 2306 59296 SH DFND 9 48365 131 10800 SPDR GOLD TRUST GOLD SHS 78463V107 663 5274 SH SOLE 0 2756 0 2518 SPDR S&P 500 ETF TR TR UNIT 78462F103 1845 8530 SH SOLE 0 8283 0 247 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 19044 67468 SH SOLE 0 66896 0 572 SPDR SERIES TRUST S&P DIVID ETF 78464A763 553 6551 SH SOLE 0 6316 0 235 SPDR SERIES TRUST S&P BK ETF 78464A797 1104 33082 SH SOLE 0 29735 0 3347 SPECTRA ENERGY CORP COM 847560109 4889 114359 SH DFND 2,9 105110 8958 291 SPROUTS FMRS MKT INC COM 85208M102 708 34307 SH SOLE 0 5350 0 28957 ST JUDE MED INC COM 790849103 253 3177 SH DFND 9 3098 79 0 STARBUCKS CORP COM 855244109 513 9467 SH DFND 6,9,13 7595 1260 612 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 257 7708 SH SOLE 0 7600 0 108 SUNTRUST BANKS INC COM 867914103 341 7788 SH DFND 1,9 3534 2654 1600 SYNCHRONY FINL COM 87165B103 1853 66182 SH DFND 3,9 65975 207 0 TARGET CORP COM 87612E106 286 4157 SH DFND 2,9 547 3235 375 TESORO CORP COM 881609101 210 2643 SH DFND 9 2558 85 0 TEXAS INSTRS INC COM 882508104 1161 16547 SH DFND 1,2,9 95 13452 3000 THERMO FISHER SCIENTIFIC INC COM 883556102 353 2218 SH DFND 5,9,13 2048 170 0 THOMSON REUTERS CORP COM 884903105 3098 74866 SH DFND 9 74695 20 151 TIME WARNER INC COM NEW 887317303 802 10075 SH DFND 1,6,8,9,13 200 9875 0 TOTAL S A SPONSORED ADR 89151E109 219 4592 SH DFND 4,8 4009 583 0 TRAVELERS COMPANIES INC COM 89417E109 373 3260 SH DFND 3,8,9 2236 484 540 TWO HBRS INVT CORP COM 90187B101 331 38799 SH SOLE 0 38799 0 0 UNILEVER N V N Y SHS NEW 904784709 750 16259 SH DFND 1 2345 13914 0 UNION PAC CORP COM 907818108 408 4179 SH DFND 4,9 3087 474 618 UNITED CONTL HLDGS INC COM 910047109 2151 40987 SH DFND 9 39196 191 1600 UNITED PARCEL SERVICE INC CL B 911312106 523 4780 SH DFND 3,7,9 3937 362 481 UNITED RENTALS INC COM 911363109 2122 27033 SH DFND 9 26703 11 319 UNITED TECHNOLOGIES CORP COM 913017109 1172 11537 SH DFND 1,3,5,9 10745 735 57 UNITEDHEALTH GROUP INC COM 91324P102 617 4410 SH DFND 9,13 3289 718 403 US BANCORP DEL COM NEW 902973304 268 6246 SH DFND 5,8,9 5566 680 0 VALERO ENERGY CORP NEW COM 91913Y100 434 8191 SH DFND 9 8096 15 80 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 34452 315612 SH SOLE 0 314990 0 622 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 35145 383972 SH SOLE 0 383133 0 839 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 461 2320 SH SOLE 0 2320 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 850 6449 SH SOLE 0 6449 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 850 7682 SH SOLE 0 7682 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1120 10057 SH SOLE 0 10057 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1297 11548 SH SOLE 0 11548 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1845 21204 SH SOLE 0 21204 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3129 29412 SH SOLE 0 29412 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 898 14755 SH SOLE 0 14175 0 580 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1628 35832 SH SOLE 0 35803 0 29 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 863 10282 SH SOLE 0 10247 0 35 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 987 26371 SH SOLE 0 26300 0 71 VANGUARD WORLD FDS ENERGY ETF 92204A306 1267 12967 SH SOLE 0 3746 0 9221 VENTAS INC COM 92276F100 643 9105 SH DFND 2,9 3101 4274 1730 VERIZON COMMUNICATIONS INC COM 92343V104 5351 102943 SH DFND 5,8,9,11 93002 6738 3203 VISA INC COM CL A 92826C839 1247 15081 SH DFND 3,5,7,9,13 8711 1370 5000 WALGREENS BOOTS ALLIANCE INC COM 931427108 755 9365 SH DFND 1,9 0 9189 176 WAL-MART STORES INC COM 931142103 350 4852 SH DFND 3,8,9 3284 680 888 WEC ENERGY GROUP INC COM 92939U106 333 5569 SH DFND 2,9 626 4943 0 WELLS FARGO & CO NEW COM 949746101 5317 120085 SH DFND 3,4,5,8,9,11 97418 10451 12216 WESTERN DIGITAL CORP COM 958102105 1155 19753 SH DFND 9 10726 64 8963 WESTERN UN CO COM 959802109 1858 89246 SH DFND 1,9 88206 1040 0 WHIRLPOOL CORP COM 963320106 1926 11879 SH DFND 5,8,9 11739 102 38 WISDOMTREE TR MIDCAP DIVI FD 97717W505 313 3445 SH SOLE 0 3445 0 0 WISDOMTREE TR COM 97717X701 604 11246 SH SOLE 0 11246 0 0 XEROX CORP COM 984121103 1839 181537 SH SOLE 0 180037 0 1500