The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 5,595 1,472,340 SH   DFND 1 1,472,340 0 0
CHINA BIOLOGIC PRODS HLDGS I COM G21515104 9,764 90,465 SH   SOLE   90,465 0 0
CHINA BIOLOGIC PRODS HLDGS I COM G21515104 16,978 157,308 SH   DFND 1 157,308 0 0
NAVISTAR INTL CORP PFD SR D CONV 638901306 2,028 123,000 SH   DFND 1 123,000 0 0
NAVISTAR INTL CORP NEW COM 63934E108 1,151 69,800 SH   SOLE   69,800 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 6,334 2,069,950 SH   SOLE   2,069,950 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 10,468 3,421,044 SH   DFND 1 3,421,044 0 0
PEABODY ENERGY CORP NEW COM 704551100 844 291,200 SH   SOLE   291,200 0 0
PEABODY ENERGY CORP NEW COM 704551100 1,476 508,800 SH   DFND 1 508,800 0 0
QIAGEN NV SHS NEW N72482123 2,904 69,800 SH Call SOLE   69,800 0 0
QIAGEN NV SHS NEW N72482123 5,117 123,000 SH Call DFND 1 123,000 0 0