The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 14,407 | 71,025 | SH | DFND | 71,025 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 3,660 | 45,750 | SH | SOLE | 45,750 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 8,567 | 107,086 | SH | DFND | 107,086 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 3,349 | 34,486 | SH | SOLE | 34,486 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 8,499 | 87,514 | SH | DFND | 87,514 | 0 | 0 | ||
NEVSUN RES LTD | COM | 64156L101 | 13,546 | 3,056,903 | SH | SOLE | 3,056,903 | 0 | 0 | ||
NEVSUN RES LTD | COM | 64156L101 | 30,626 | 6,911,145 | SH | DFND | 6,911,145 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,208 | 107,692 | SH | SOLE | 107,692 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 21,086 | 246,616 | SH | DFND | 246,616 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 9,813 | 351,860 | SH | SOLE | 351,860 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 22,315 | 800,120 | SH | DFND | 800,120 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 41,776 | 143,700 | SH | Put | SOLE | 143,700 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 94,310 | 324,400 | SH | Put | DFND | 324,400 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 5,276 | 137,293 | SH | SOLE | 137,293 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 11,601 | 301,861 | SH | DFND | 301,861 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 7,632 | 71,700 | SH | Put | SOLE | 71,700 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 21,471 | 201,700 | SH | Put | DFND | 201,700 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 2,278 | 14,600 | SH | Call | DFND | 14,600 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 1,046 | 6,700 | SH | Call | SOLE | 6,700 | 0 | 0 |