10-Q/A 1 dp95099_10qa.htm FORM 10-Q/A

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10-Q/A

 

 

(Mark One)

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended April 30, 2018

 

OR

 

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission file number 001-37999

 

 

REV Group, Inc.

(Exact name of registrant as specified in its charter)

 
     
Delaware   26-3013415
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification Number)
     

111 East Kilbourn Avenue, Suite 2600

Milwaukee, WI

  53202
(Address of principal executive offices)   (Zip Code)
 
Registrant’s Telephone Number, Including Area Code: (414) 290-0190
 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

Yes No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   Accelerated filer  
Non-accelerated filer    (Do not check if a smaller reporting company) Smaller reporting company  
Emerging growth company  
   

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No

 

As of June 5, 2018, the registrant had 64,380,745 shares of common stock, $0.001 par value per share, outstanding.

 

 

 

 

Explanatory Note

 

REV Group, Inc. (the “Company”) is filing this Amendment No. 1 to Form 10-Q (this “Amendment”) to amend its Quarterly Report on Form 10-Q for the quarterly period ended April 30, 2018 (the “Form 10-Q”) originally filed with the Securities and Exchange Commission (the “Commission”) on June 6, 2018. The purpose of this Amendment is to file Exhibits 10.1, 10.2, 10.3, 10.4 and 10.5, which were inadvertently omitted from the original filing of the Form 10-Q. As a result, this Amendment contains only the Cover Page to this Form 10-Q/A, this Explanatory Note, Item 6, the Signature Page and Exhibits 10.1, 10.2, 10.3, 10.4, 10.5, 31.3 and 31.4. No other changes have been made to the Form 10-Q. Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, this amendment contains new certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, which are filed herewith. Because no financial statements have been included in this amendment and this amendment does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4 and 5 of such certifications have been omitted.

 

This Amendment speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.

 

 

 

Item 6. Exhibits.

 

Exhibit

Number

  Description
     
10.1*   Change in Control Severance Agreement between REV Group, Inc. and Marcus Berto dated March 1, 2018.
10.2*#   Change in Control Severance Agreement between REV Group, Inc. and Pamela S. Krop dated March 1, 2018.
10.3*   Change in Control Severance Agreement between REV Group, Inc. and Dean J. Nolden dated March 1, 2018.
10.4*   Change in Control Severance Agreement between REV Group, Inc. and Barbara Stephens dated March 1, 2018.
10.5*   Change in Control Severance Agreement between REV Group, Inc. and Tim Sullivan dated March 1, 2018.
31.1**   Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2**   Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.3*   Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.4*   Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1***   Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2***   Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*   XBRL Instance Document
101.SCH*   XBRL Taxonomy Extension Schema Document
101.CAL*   XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*   XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*   XBRL Taxonomy Extension Label Linkbase Document
101.PRE*   XBRL Taxonomy Extension Presentation Linkbase Document
*Filed herewith.

**Filed as an exhibit to the Company’s Quarterly Report on Form 10-Q filed June 6, 2018.

***Furnished as an exhibit to the Company’s Quarterly Report on Form 10-Q filed June 6, 2018.

Mr. Berto is no longer employed by the Company, as disclosed in the Company’s Report on Form 8-K filed March 26, 2018.

#Ms. Krop is no longer an officer of the Company, as disclosed in the Company’s Report on Form 8-K filed June 29, 2018.

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  REV GROUP, INC.
     
Date: September 5, 2018 By: /s/ Tim Sullivan
    Tim Sullivan
    Chief Executive Officer
     
Date: September 5, 2018 By: /s/ Dean J. Nolden
    Dean J. Nolden
    Chief Financial Officer