0001214659-21-004828.txt : 20210504
0001214659-21-004828.hdr.sgml : 20210504
20210504095431
ACCESSION NUMBER: 0001214659-21-004828
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
EFFECTIVENESS DATE: 20210504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harbor Advisors LLC
CENTRAL INDEX KEY: 0001687156
IRS NUMBER: 113555982
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17610
FILM NUMBER: 21886435
BUSINESS ADDRESS:
STREET 1: 1400 CENTREPARK BLVD, SUITE 950
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 5614592946
MAIL ADDRESS:
STREET 1: 1400 CENTREPARK BLVD, SUITE 950
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
13F-HR
1
primary_doc.xml
13F-HR
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0001687156
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03-31-2021
03-31-2021
false
Harbor Advisors LLC
1400 CENTREPARK BLVD, SUITE 950
WEST PALM BEACH
FL
33401
13F HOLDINGS REPORT
028-17610
N
JACK (SHIAUJIE) FU
MANAGER
5614592946
/s/ JACK (SHIAUJIE) FU
WEST PALM BEACH
FL
05-04-2021
0
199
451066
INFORMATION TABLE
2
infotable.xml
AFFILIATED MANAGERS GROUP IN
COM
008252108
373
2500
SH
SOLE
2500
0
0
ALASKA AIR GROUP INC
COM
011659109
208
3000
SH
SOLE
3000
0
0
ALICO INC
COM
016230104
230
7703
SH
SOLE
7703
0
0
AMAZON COM INC
COM
023135106
23824
7700
SH
SOLE
7700
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
4376
261382
SH
SOLE
261382
0
0
AMERICAN EXPRESS CO
COM
025816109
283
2000
SH
SOLE
2000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
323
7000
SH
SOLE
7000
0
0
AMERICAN NATL BANKSHARES INC
COM
027745108
457
13811
SH
SOLE
13811
0
0
APPLE INC
COM
037833100
18127
148400
SH
SOLE
148400
0
0
BAUSCH HEALTH COS INC
COM
071734107
317
10000
SH
SOLE
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
386
1
SH
SOLE
1
0
0
BLUE RIDGE BANKSHARES INC VA
COM
095825105
308
14054
SH
SOLE
14054
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
274
1600
SH
SOLE
1600
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
316
5000
SH
SOLE
5000
0
0
BROWN & BROWN INC
COM
115236101
1097
24000
SH
SOLE
24000
0
0
CSX CORP
COM
126408103
964
10000
SH
SOLE
10000
0
0
CABOT OIL & GAS CORP
COM
127097103
901
48000
SH
SOLE
48000
0
0
CANADIAN NAT RES LTD
COM
136385101
7714
249900
SH
SOLE
249900
0
0
CHEVRON CORP NEW
COM
166764100
458
4372
SH
SOLE
4372
0
0
CITIGROUP INC
COM NEW
172967424
364
5000
SH
SOLE
5000
0
0
CITRIX SYS INC
COM
177376100
283
2000
SH
SOLE
2000
0
0
COHERENT INC
COM
192479103
253
1000
SH
SOLE
1000
0
0
COMMUNITY BK SYS INC
COM
203607106
311
4058
SH
SOLE
4058
0
0
CONAGRA BRANDS INC
COM
205887102
620
16500
SH
SOLE
16500
0
0
CONTINENTAL RES INC
COM
212015101
517
20000
SH
SOLE
20000
0
0
DANAHER CORPORATION
COM
235851102
2590
11505
SH
SOLE
11505
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
705
14602
SH
SOLE
14602
0
0
DIGITAL RLTY TR INC
COM
253868103
6004
42630
SH
SOLE
42630
0
0
DISNEY WALT CO
COM
254687106
10359
56138
SH
SOLE
56138
0
0
DYCOM INDS INC
COM
267475101
418
4500
SH
SOLE
4500
0
0
ECHOSTAR CORP
CL A
278768106
240
10000
SH
SOLE
10000
0
0
EQUIFAX INC
COM
294429105
2174
12000
SH
SOLE
12000
0
0
FIGURE ACQUISITION CORP I
UNIT 99/99/9999
302438205
101
10000
SH
SOLE
10000
0
0
FTI CONSULTING INC
COM
302941109
630
4500
SH
SOLE
4500
0
0
FIRST BANCSHARES INC MS
COM
318916103
208
5671
SH
SOLE
5671
0
0
FIRST HORIZON CORPORATION
COM
320517105
367
21732
SH
SOLE
21732
0
0
FRANCO NEV CORP
COM
351858105
251
2000
SH
SOLE
2000
0
0
GARTNER INC
COM
366651107
456
2500
SH
SOLE
2500
0
0
GORES HLDGS VIII INC
UNIT 02/01/2028
382863207
100
10000
SH
SOLE
10000
0
0
GREENHILL & CO INC
COM
395259104
577
35000
SH
SOLE
35000
0
0
HANMI FINL CORP
COM NEW
410495204
296
15000
SH
SOLE
15000
0
0
HOME DEPOT INC
COM
437076102
1526
5000
SH
SOLE
5000
0
0
HOULIHAN LOKEY INC
CL A
441593100
1663
25000
SH
SOLE
25000
0
0
HUNTSMAN CORP
COM
447011107
840
29146
SH
SOLE
29146
0
0
HYATT HOTELS CORP
COM CL A
448579102
331
4000
SH
SOLE
4000
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
234
7000
SH
SOLE
7000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1715
6500
SH
SOLE
6500
0
0
KORN FERRY
COM NEW
500643200
249
4000
SH
SOLE
4000
0
0
LENNOX INTL INC
COM
526107107
685
2200
SH
SOLE
2200
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
533
3669
SH
SOLE
3669
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
2255
15020
SH
SOLE
15020
0
0
LOWES COS INC
COM
548661107
571
3000
SH
SOLE
3000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1511
4500
SH
SOLE
4500
0
0
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
348
17500
SH
SOLE
17500
0
0
MICROSOFT CORP
COM
594918104
5894
25000
SH
SOLE
25000
0
0
MICRON TECHNOLOGY INC
COM
595112103
4278
48500
SH
SOLE
48500
0
0
MOODYS CORP
COM
615369105
2389
8000
SH
SOLE
8000
0
0
MORGAN STANLEY
COM NEW
617446448
513
6608
SH
SOLE
6608
0
0
NORFOLK SOUTHN CORP
COM
655844108
806
3000
SH
SOLE
3000
0
0
NUCOR CORP
COM
670346105
2247
27992
SH
SOLE
27992
0
0
OLIN CORP
COM PAR $1
680665205
380
10000
SH
SOLE
10000
0
0
OUTSET MED INC
COM
690145107
413
7600
SH
SOLE
7600
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1832
10444
SH
SOLE
10444
0
0
PENN NATL GAMING INC
COM
707569109
1258
12000
SH
SOLE
12000
0
0
PERSPECTA INC
COM
715347100
381
13100
SH
SOLE
13100
0
0
PFIZER INC
COM
717081103
687
18962
SH
SOLE
18962
0
0
PHILLIPS 66
COM
718546104
289
3541
SH
SOLE
3541
0
0
PIONEER NAT RES CO
COM
723787107
551
3468
SH
SOLE
3468
0
0
POPULAR INC
COM NEW
733174700
703
10000
SH
SOLE
10000
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
481
13272
SH
SOLE
13272
0
0
T-MOBILE US INC
COM
872590104
2587
20650
SH
SOLE
20650
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
230
2000
SH
SOLE
2000
0
0
TASTEMAKER ACQUISITION CORP
UNIT 12/31/2025
876545203
150
15000
SH
SOLE
15000
0
0
UNITED RENTALS INC
COM
911363109
494
1500
SH
SOLE
1500
0
0
VOYA FINANCIAL INC
COM
929089100
382
6000
SH
SOLE
6000
0
0
WALMART INC
COM
931142103
1494
11000
SH
SOLE
11000
0
0
WELLS FARGO CO NEW
COM
949746101
781
20000
SH
SOLE
20000
0
0
WILLIAMS COS INC
COM
969457100
237
10000
SH
SOLE
10000
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
214
2766
SH
SOLE
2766
0
0
AERCAP HOLDINGS NV
SHS
N00985106
396
6750
SH
SOLE
6750
0
0
AON PLC
SHS CL A
G0403H108
575
2500
SH
SOLE
2500
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
99
10000
SH
SOLE
10000
0
0
APOLLO STRATEGIC GROWTH CAPT
UNIT 99/99/9999
G0411R122
191
18500
SH
SOLE
18500
0
0
ALPHA CAPITAL ACQUISITION CO
UNIT 02/16/2026
G0316P114
100
10000
SH
SOLE
10000
0
0
ATHENE HOLDING LTD
CL A
G0684D107
524
10399
SH
SOLE
10399
0
0
BRIDGETOWN HOLDINGS LTD
UNIT 10/15/2025
G1355U105
118
10000
SH
SOLE
10000
0
0
COLONNADE ACQUISITION CORP I
UNIT 99/99/9999
G2284B127
99
10000
SH
SOLE
10000
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
617
2500
SH
SOLE
2500
0
0
FERGUSON PLC NEW
SHS
G3421J106
5996
50190
SH
SOLE
50190
0
0
FAR PEAK ACQUISITION CORP
SHS CL A
G3312L103
98
10000
SH
SOLE
10000
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
218
25000
SH
SOLE
25000
0
0
IBERE PHARMACEUTICALS
UNIT 99/99/9999
G46843127
99
10000
SH
SOLE
10000
0
0
KISMET ACQUISITION ONE CORP
SHS
G52753103
99
10000
SH
SOLE
10000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
258
10044
SH
SOLE
10044
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
621
24320
SH
SOLE
24320
0
0
LEO HLDGS CORP II
UNIT 99/99/9999
G5463R110
99
10000
SH
SOLE
10000
0
0
LIV CAP ACQUISITION CORP
*W EXP 12/13/202
G5510C116
11
20000
SH
SOLE
20000
0
0
NEXTGEN ACQUISITION CORP II
UNIT 03/23/2026
G65317110
99
10000
SH
SOLE
10000
0
0
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
6895
180407
SH
SOLE
180407
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
302
1500
SH
SOLE
1500
0
0
OAKTREE ACQUISITION CORP II
CL A SHS
G6715X103
99
10000
SH
SOLE
10000
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
99
10000
SH
SOLE
10000
0
0
EVEREST RE GROUP LTD
COM
G3223R108
372
1500
SH
SOLE
1500
0
0
TREPONT ACQUISITION CORP I
UNIT 99/99/9999
G9095M119
102
10000
SH
SOLE
10000
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
414
2500
SH
SOLE
2500
0
0
UBS GROUP AG
SHS
H42097107
155
10000
SH
SOLE
10000
0
0
YANDEX N V
SHS CLASS A
N97284108
1121
17500
SH
SOLE
17500
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
233
2500
SH
SOLE
2500
0
0
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
9
10000
SH
SOLE
10000
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2852
6000
SH
SOLE
6000
0
0
AIR TRANSPORT SERVICES GRP I
COM
00922R105
211
7214
SH
SOLE
7214
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
2038
20000
SH
SOLE
20000
0
0
ALPHABET INC
CAP STK CL C
02079K107
2069
1000
SH
SOLE
1000
0
0
ALPHABET INC
CAP STK CL A
02079K305
15263
7400
SH
SOLE
7400
0
0
ALTICE USA INC
CL A
02156K103
1020
31358
SH
SOLE
31358
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
377
6000
SH
SOLE
6000
0
0
AURORA CANNABIS INC
COM
05156X884
97
10427
SH
SOLE
10427
0
0
BGC PARTNERS INC
CL A
05541T101
48
10000
SH
SOLE
10000
0
0
BANK OZK
COM
06417N103
876
21455
SH
SOLE
21455
0
0
BAYCOM CORP
COM
07272M107
328
18182
SH
SOLE
18182
0
0
BLACKROCK INC
COM
09247X101
2959
3924
SH
SOLE
3924
0
0
CBRE GROUP INC
CL A
12504L109
475
6000
SH
SOLE
6000
0
0
CHP MERGER CORP
*W EXP 11/22/202
12558Y114
12
15000
SH
SOLE
15000
0
0
CME GROUP INC
COM
12572Q105
204
1000
SH
SOLE
1000
0
0
CAPSTAR FINL HLDGS INC
COM
14070T102
173
10000
SH
SOLE
10000
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
17064
27656
SH
SOLE
27656
0
0
CHURCHILL CAPITAL CORP VII
UNIT 99/99/9999
17144M201
100
10000
SH
SOLE
10000
0
0
CHURCHILL CAPITAL CORP V
UNIT 99/99/9999
17144T206
102
10000
SH
SOLE
10000
0
0
COMCAST CORP NEW
CL A
20030N101
1353
25000
SH
SOLE
25000
0
0
CONOCOPHILLIPS
COM
20825C104
491
9272
SH
SOLE
9272
0
0
CORESITE RLTY CORP
COM
21870Q105
2397
20000
SH
SOLE
20000
0
0
COSTAR GROUP INC
COM
22160N109
827
1006
SH
SOLE
1006
0
0
CYRUSONE INC
COM
23283R100
826
12200
SH
SOLE
12200
0
0
DEVON ENERGY CORP NEW
COM
25179M103
226
10330
SH
SOLE
10330
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
323
4398
SH
SOLE
4398
0
0
EOG RES INC
COM
26875P101
1879
25900
SH
SOLE
25900
0
0
EQUINIX INC
COM
29444U700
177856
261711
SH
SOLE
261711
0
0
ESSA BANCORP INC
COM
29667D104
160
10000
SH
SOLE
10000
0
0
EVERCORE INC
CLASS A
29977A105
1976
15000
SH
SOLE
15000
0
0
FB FINL CORP
COM
30257X104
1662
37387
SH
SOLE
37387
0
0
FACEBOOK INC
CL A
30303M102
3181
10800
SH
SOLE
10800
0
0
FEDEX CORP
COM
31428X106
304
1071
SH
SOLE
1071
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1358
33409
SH
SOLE
33409
0
0
FINSERV ACQUISITION CORP II
UNIT 02/17/2026
31809Y202
100
10000
SH
SOLE
10000
0
0
FIRST AMERN FINL CORP
COM
31847R102
283
5000
SH
SOLE
5000
0
0
FLAME ACQUISITION CORP
UNIT 99/99/9999
33850F207
4965
500000
SH
SOLE
500000
0
0
FORESIGHT ACQUISITION CORP
UNIT 01/29/2026
34552Y205
198
20000
SH
SOLE
20000
0
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
1550
55000
SH
SOLE
55000
0
0
FOX CORP
CL A COM
35137L105
714
19766
SH
SOLE
19766
0
0
FOX CORP
CL B COM
35137L204
1441
41266
SH
SOLE
41266
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
449
50628
SH
SOLE
50628
0
0
HARBORONE BANCORP INC NEW
COM NEW
41165Y100
1391
103255
SH
SOLE
103255
0
0
HESS CORP
COM
42809H107
425
6000
SH
SOLE
6000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
863
7133
SH
SOLE
7133
0
0
HOWARD HUGHES CORP
COM
44267D107
249
2613
SH
SOLE
2613
0
0
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
3620
49558
SH
SOLE
49558
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
348
36056
SH
SOLE
36056
0
0
JPMORGAN CHASE & CO
COM
46625H100
3676
24148
SH
SOLE
24148
0
0
JD.COM INC
SPON ADR CL A
47215P106
1012
12000
SH
SOLE
12000
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
452
15000
SH
SOLE
15000
0
0
KEURIG DR PEPPER INC
COM
49271V100
1031
30000
SH
SOLE
30000
0
0
KINDER MORGAN INC DEL
COM
49456B101
308
18500
SH
SOLE
18500
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
303
30000
SH
SOLE
30000
0
0
LIBERTY MEDIA ACQUISITION CO
UNIT 01/22/2026
53073L203
214
20000
SH
SOLE
20000
0
0
MCAP ACQUISITION CORP
UNIT 02/18/2030
55282T208
100
10000
SH
SOLE
10000
0
0
MSCI INC
COM
55354G100
419
1000
SH
SOLE
1000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
9257
26000
SH
SOLE
26000
0
0
MERIDIAN BANCORP INC MD
COM
58958U103
184
10000
SH
SOLE
10000
0
0
MOELIS & CO
CL A
60786M105
812
14800
SH
SOLE
14800
0
0
NORTHERN GENESIS ACQUISITION
UNIT 99/99/9999
66516U200
102
10000
SH
SOLE
10000
0
0
NVIDIA CORPORATION
COM
67066G104
2136
4000
SH
SOLE
4000
0
0
NUTRIEN LTD
COM
67077M108
1003
18608
SH
SOLE
18608
0
0
OUSTER INC
COM
68989M103
128
15000
SH
SOLE
15000
0
0
OUSTER INC
*W EXP 03/11/202
68989M111
42
20000
SH
SOLE
20000
0
0
PCB BANCORP
COM
69320M109
300
20000
SH
SOLE
20000
0
0
PJT PARTNERS INC
COM CL A
69343T107
2809
41519
SH
SOLE
41519
0
0
PACIFIC PREMIER BANCORP
COM
69478X105
481
11082
SH
SOLE
11082
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
1064
12000
SH
SOLE
12000
0
0
QTS RLTY TR INC
COM CL A
74736A103
1119
18029
SH
SOLE
18029
0
0
RBB BANCORP
COM
74930B105
203
10000
SH
SOLE
10000
0
0
RENALYTIX AI PLC
ADS
75973T101
257
10000
SH
SOLE
10000
0
0
S&P GLOBAL INC
COM
78409V104
3882
11000
SH
SOLE
11000
0
0
SCHRODINGER INC
COM
80810D103
336
4400
SH
SOLE
4400
0
0
SILVERGATE CAP CORP
CL A
82837P408
768
5400
SH
SOLE
5400
0
0
SOCIAL LEVERAGE ACQUISN CORP
UNIT 99/99/9999
83363K201
100
10000
SH
SOLE
10000
0
0
STANDARD AVB FINL CORP
COM
85303B100
564
17284
SH
SOLE
17284
0
0
SWITCH INC
CL A
87105L104
780
48000
SH
SOLE
48000
0
0
TFS FINL CORP
COM
87240R107
1019
50000
SH
SOLE
50000
0
0
THUNDER BRIDGE CAP PRTNRS II
UNIT 02/15/2028
88605T209
100
10150
SH
SOLE
10150
0
0
TRUIST FINL CORP
COM
89832Q109
204
3500
SH
SOLE
3500
0
0
UBER TECHNOLOGIES INC
COM
90353T100
763
14000
SH
SOLE
14000
0
0
VEON LTD
SPONSORED ADR
91822M106
375
211590
SH
SOLE
211590
0
0
VAIL RESORTS INC
COM
91879Q109
2333
8000
SH
SOLE
8000
0
0
VIACOMCBS INC
CL A
92556H107
236
5000
SH
SOLE
5000
0
0
WESTROCK CO
COM
96145D105
277
5315
SH
SOLE
5315
0
0
YUM CHINA HLDGS INC
COM
98850P109
1125
19000
SH
SOLE
19000
0
0
ZAI LAB LTD
ADR
98887Q104
400
3000
SH
SOLE
3000
0
0
ZOETIS INC
CL A
98978V103
941
5976
SH
SOLE
5976
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
758
15500
SH
SOLE
15500
0
0