0001104659-23-037805.txt : 20230328
0001104659-23-037805.hdr.sgml : 20230328
20230328174543
ACCESSION NUMBER: 0001104659-23-037805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230117
FILED AS OF DATE: 20230328
DATE AS OF CHANGE: 20230328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toler William Douglas
CENTRAL INDEX KEY: 0001686696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39773
FILM NUMBER: 23770902
MAIL ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYDROFARM HOLDINGS GROUP, INC.
CENTRAL INDEX KEY: 0001695295
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 814895761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1510 MAIN STREET
CITY: SHOEMAKERSVILLE
STATE: PA
ZIP: 19555
BUSINESS PHONE: 707-765-9990
MAIL ADDRESS:
STREET 1: 1510 MAIN STREET
CITY: SHOEMAKERSVILLE
STATE: PA
ZIP: 19555
FORMER COMPANY:
FORMER CONFORMED NAME: Hydrofarm Holdings Group, Inc.
DATE OF NAME CHANGE: 20180830
FORMER COMPANY:
FORMER CONFORMED NAME: Innovation Acquisition One Corp
DATE OF NAME CHANGE: 20170120
4
1
tm2310798-3_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-01-17
0
0001695295
HYDROFARM HOLDINGS GROUP, INC.
HYFM
0001686696
Toler William Douglas
1510 MAIN STREET
SHOEMAKERSVILLE
PA
19555
1
1
0
0
CEO and Chairman of the Board
0
Common Stock, $0.0001 par value per share
2023-01-17
4
A
0
5480
0
A
1586612
D
Common Stock, $0.0001 par value per share
2023-03-27
4
F
0
1335
1.69
D
1585277
D
Common Stock, $0.0001 par value per share
2023-03-27
4
F
0
1624
1.69
D
1583653
D
Common Stock, $0.0001 par value per share
2023-03-27
4
F
0
7736
1.69
D
1575917
D
On March 23, 2022, Mr. Toler was granted a target of 21,919 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 5,480 PSUs earned by Mr. Toler. This transaction is late due to an inadvertent administrative error and not any error of Mr. Toler.
Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,480 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,666 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,766 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
/s/ Jeffrey Cohan, Power of Attorney For: William Douglas Toler
2023-03-28