0001104659-23-037805.txt : 20230328 0001104659-23-037805.hdr.sgml : 20230328 20230328174543 ACCESSION NUMBER: 0001104659-23-037805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230117 FILED AS OF DATE: 20230328 DATE AS OF CHANGE: 20230328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toler William Douglas CENTRAL INDEX KEY: 0001686696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39773 FILM NUMBER: 23770902 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYDROFARM HOLDINGS GROUP, INC. CENTRAL INDEX KEY: 0001695295 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 814895761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1510 MAIN STREET CITY: SHOEMAKERSVILLE STATE: PA ZIP: 19555 BUSINESS PHONE: 707-765-9990 MAIL ADDRESS: STREET 1: 1510 MAIN STREET CITY: SHOEMAKERSVILLE STATE: PA ZIP: 19555 FORMER COMPANY: FORMER CONFORMED NAME: Hydrofarm Holdings Group, Inc. DATE OF NAME CHANGE: 20180830 FORMER COMPANY: FORMER CONFORMED NAME: Innovation Acquisition One Corp DATE OF NAME CHANGE: 20170120 4 1 tm2310798-3_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-01-17 0 0001695295 HYDROFARM HOLDINGS GROUP, INC. HYFM 0001686696 Toler William Douglas 1510 MAIN STREET SHOEMAKERSVILLE PA 19555 1 1 0 0 CEO and Chairman of the Board 0 Common Stock, $0.0001 par value per share 2023-01-17 4 A 0 5480 0 A 1586612 D Common Stock, $0.0001 par value per share 2023-03-27 4 F 0 1335 1.69 D 1585277 D Common Stock, $0.0001 par value per share 2023-03-27 4 F 0 1624 1.69 D 1583653 D Common Stock, $0.0001 par value per share 2023-03-27 4 F 0 7736 1.69 D 1575917 D On March 23, 2022, Mr. Toler was granted a target of 21,919 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 5,480 PSUs earned by Mr. Toler. This transaction is late due to an inadvertent administrative error and not any error of Mr. Toler. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,480 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,666 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,766 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. /s/ Jeffrey Cohan, Power of Attorney For: William Douglas Toler 2023-03-28