0001193125-19-039666.txt : 20190214 0001193125-19-039666.hdr.sgml : 20190214 20190214102202 ACCESSION NUMBER: 0001193125-19-039666 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 GROUP MEMBERS: ASCENSION VENTURES IV, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Neuronetics, Inc. CENTRAL INDEX KEY: 0001227636 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90797 FILM NUMBER: 19602106 BUSINESS ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 877-600-7555 MAIL ADDRESS: STREET 1: 3222 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: NEURONETICS INC DATE OF NAME CHANGE: 20030416 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHV IV, L.P. CENTRAL INDEX KEY: 0001686590 IRS NUMBER: 813953953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 SOUTH HANLEY ROAD STREET 2: SUITE 200 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-733-8116 MAIL ADDRESS: STREET 1: 101 SOUTH HANLEY ROAD STREET 2: SUITE 200 CITY: CLAYTON STATE: MO ZIP: 63105 SC 13G 1 d683656dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

NEURONETICS, INC.

 

(Name of Issuer)

COMMON

 

(Title of Class of Securities)

64131A105

 

(CUSIP Number)

DECEMBER 31, 2018

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 64131A105   13G   Page 2 of 6 Pages

 

  1.   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

CHV IV, L.P. 81-3953953

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

746,753

   6.   

SHARED VOTING POWER

 

0

   7.   

SOLE DISPOSITIVE POWER

 

746,753

   8.   

SHARED DISPOSITIVE POWER

 

0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

746,753

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.248%

12.  

TYPE OF REPORTING PERSON

 

PN

CUSIP No. 64131A105   13G   Page 3 of 6 Pages

 

  1.   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

ASCENSION VENTURES IV, LLC 81-3976293

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Missouri

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

746,753

   6.   

SHARED VOTING POWER

 

0

   7.   

SOLE DISPOSITIVE POWER

 

746,753

   8.   

SHARED DISPOSITIVE POWER

 

0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

746,753

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.248%

12.  

TYPE OF REPORTING PERSON

 

OO

CUSIP No. 64131A105   13G   Page 4 of 6 Pages

 

Item 1(a).

Name of Issuer:

Neuronetics, Inc.

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

3222 Phoenixville Pike, Malvern, PA 19355

 

Item 2(a).

Name of Person Filing:

This statement is being filed by the following persons with respect to certain shares of Common Stock of the Issuer:

Ascension Ventures IV, LLC, General Partner of CHV IV, L.P.

CHV IV, L.P.

 

Item 2(b).

Address of Principal Business Office or, if None, Residence:

101 South Hanley Road, Suite 200, Clayton, MO 63105

 

Item 2(c).

Citizenship:

Ascension Ventures IV, LLC – Missouri

CHV IV, L.P. – Delaware

 

Item 2(d).

Title of Class of Securities:

Common Stock

 

Item 2(e).

CUSIP Number:

64131A105

 

Item 3.

 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)    Amount beneficially owned: 746,753 (1)

(b)    Percent of class: 4.248%

The foregoing percentage is calculated based on the 17,579,491 shares of Common Stock of Neuronetics, Inc. outstanding as of September 30, 2018 as reported in the issuer’s Quarterly Report on Form 10-Q filed with the SEC on November 6, 2018.

CUSIP No. 64131A105   13G   Page 5 of 6 Pages

 

(c)    Number of shares as to which such person has:

(i)    Sole power to vote or to direct the vote: 746,753

(ii)    Shared power to vote or to direct the vote: 0

(iii)    Sole power to dispose or to direct the disposition of: 746,753

(iv)    Shared power to dispose or to direct the disposition of: 0

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group.

Not Applicable

 

Item 9.

Notice of Dissolution of Group.

Not Applicable

 

Item 10.

Certification.

Not Applicable

CUSIP No. 64131A105   13G   Page 6 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2019

 

/s/ Matthew I. Hermann

Matthew I. Hermann, Senior Managing Director

Ascension Ventures IV, LLC, General Partner of

CHV IV, L.P.