0001686530-21-000006.txt : 20210629 0001686530-21-000006.hdr.sgml : 20210629 20210629143138 ACCESSION NUMBER: 0001686530-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toledano Miranda Jayne CENTRAL INDEX KEY: 0001686530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39696 FILM NUMBER: 211057456 MAIL ADDRESS: STREET 1: C/O COMPASS THERAPEUTICS, INC. STREET 2: 80 GUEST STREET, SUITE 601 CITY: BOSTON STATE: MA ZIP: 02135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass Therapeutics, Inc. CENTRAL INDEX KEY: 0001738021 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 GUEST STREET CITY: BOSTON STATE: MA ZIP: 02135 BUSINESS PHONE: 617-500-8099 MAIL ADDRESS: STREET 1: 80 GUEST STREET CITY: BOSTON STATE: MA ZIP: 02135 FORMER COMPANY: FORMER CONFORMED NAME: Olivia Ventures, Inc. DATE OF NAME CHANGE: 20180419 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-06-25 0001738021 Compass Therapeutics, Inc. CMPX 0001686530 Toledano Miranda Jayne C/O COMPASS THERAPEUTICS, INC. 80 GUEST STREET, SUITE 601 BOSTON MA 02135 1 0 0 0 Common Stock, $.0001 Par Value 2021-06-25 4 J 0 1791549 A 1791549 D Stock Option (Right to Buy) 4.9 2021-06-25 4 A 0 50000 0 A Common Stock, $.0001 Par Value 50000 50000 D The reporting person acquired 1,791,549 shares of the issuer's common stock as consideration in connection with the acquisition of TRIGR Therapeutics, Inc. by the issuer. The merger agreement, which was entered into on May 13, 2021, placed a negotiated value on the issuer's common stock of $5.85 a share. Of the 1,791,549 shares issued to the reporting person in the merger, 283,648 shares are currently being held in escrow and are subject to forfeiture for the purposes described in the merger agreement. The option has a term of 10 years and vest in equal monthly installments over the 48 month period commencing on July 25, 2021. Patrick J. Kinney, Jr., as attorney-in-fact for Miranda Toledano 2021-06-29