0001686530-21-000006.txt : 20210629
0001686530-21-000006.hdr.sgml : 20210629
20210629143138
ACCESSION NUMBER: 0001686530-21-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210625
FILED AS OF DATE: 20210629
DATE AS OF CHANGE: 20210629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toledano Miranda Jayne
CENTRAL INDEX KEY: 0001686530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39696
FILM NUMBER: 211057456
MAIL ADDRESS:
STREET 1: C/O COMPASS THERAPEUTICS, INC.
STREET 2: 80 GUEST STREET, SUITE 601
CITY: BOSTON
STATE: MA
ZIP: 02135
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass Therapeutics, Inc.
CENTRAL INDEX KEY: 0001738021
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 GUEST STREET
CITY: BOSTON
STATE: MA
ZIP: 02135
BUSINESS PHONE: 617-500-8099
MAIL ADDRESS:
STREET 1: 80 GUEST STREET
CITY: BOSTON
STATE: MA
ZIP: 02135
FORMER COMPANY:
FORMER CONFORMED NAME: Olivia Ventures, Inc.
DATE OF NAME CHANGE: 20180419
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-06-25
0001738021
Compass Therapeutics, Inc.
CMPX
0001686530
Toledano Miranda Jayne
C/O COMPASS THERAPEUTICS, INC.
80 GUEST STREET, SUITE 601
BOSTON
MA
02135
1
0
0
0
Common Stock, $.0001 Par Value
2021-06-25
4
J
0
1791549
A
1791549
D
Stock Option (Right to Buy)
4.9
2021-06-25
4
A
0
50000
0
A
Common Stock, $.0001 Par Value
50000
50000
D
The reporting person acquired 1,791,549 shares of the issuer's common stock as consideration in connection with the acquisition of TRIGR Therapeutics, Inc. by the issuer. The merger agreement, which was entered into on May 13, 2021, placed a negotiated value on the issuer's common stock of $5.85 a share. Of the 1,791,549 shares issued to the reporting person in the merger, 283,648 shares are currently being held in escrow and are subject to forfeiture for the purposes described in the merger agreement.
The option has a term of 10 years and vest in equal monthly installments over the 48 month period commencing on July 25, 2021.
Patrick J. Kinney, Jr., as attorney-in-fact for Miranda Toledano
2021-06-29