The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 4,115 | 23,042 | SH | SOLE | 23,042 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 55 | 307 | SH | DFND | 0 | 307 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 287 | 4,588 | SH | SOLE | 3,962 | 0 | 626 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 123 | 159 | SH | DFND | 0 | 159 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 201 | 260 | SH | SOLE | 260 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 64 | 943 | SH | DFND | 0 | 943 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 332 | 4,906 | SH | SOLE | 4,552 | 354 | 0 | ||
APPLE INC | COM | 037833100 | 102 | 880 | SH | DFND | 0 | 880 | 0 | ||
APPLE INC | COM | 037833100 | 4,296 | 37,091 | SH | SOLE | 36,719 | 0 | 372 | ||
AT&T INC | COM | 00206R102 | 54 | 1,265 | SH | DFND | 0 | 1,265 | 0 | ||
AT&T INC | COM | 00206R102 | 407 | 9,572 | SH | SOLE | 8,997 | 575 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 41 | 252 | SH | DFND | 0 | 252 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 733 | 4,496 | SH | SOLE | 4,496 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 7 | 71 | SH | DFND | 0 | 71 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 347 | 3,745 | SH | SOLE | 3,745 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 385 | 3,271 | SH | SOLE | 3,271 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 75 | 633 | SH | DFND | 0 | 633 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 51 | 1,685 | SH | DFND | 0 | 1,685 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 256 | 8,467 | SH | SOLE | 7,467 | 1,000 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 2,282 | 107,737 | SH | SOLE | 107,027 | 710 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 439 | 20,770 | SH | SOLE | 20,770 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 3,738 | 165,315 | SH | SOLE | 165,315 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 21 | 130 | SH | DFND | 0 | 130 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 213 | 1,329 | SH | SOLE | 1,329 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 15 | 193 | SH | DFND | 0 | 193 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 228 | 2,892 | SH | SOLE | 2,360 | 532 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 59 | 810 | SH | DFND | 0 | 810 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 291 | 3,961 | SH | SOLE | 3,961 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 221 | 3,965 | SH | SOLE | 3,965 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 244 | 3,545 | SH | SOLE | 3,545 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 44 | 489 | SH | DFND | 0 | 489 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 994 | 11,014 | SH | SOLE | 11,014 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 74 | 641 | SH | DFND | 0 | 641 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 276 | 2,397 | SH | SOLE | 2,397 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 7,692 | 476,591 | SH | SOLE | 475,016 | 1,575 | 0 | ||
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 489 | 17,623 | SH | SOLE | 17,623 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 71 | 2,239 | SH | DFND | 0 | 2,239 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 720 | 22,790 | SH | SOLE | 20,866 | 650 | 1,274 | ||
GENERAL MLS INC | COM | 370334104 | 5 | 79 | SH | DFND | 0 | 79 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 202 | 3,264 | SH | SOLE | 3,264 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 6 | 45 | SH | DFND | 0 | 45 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 388 | 2,896 | SH | SOLE | 2,896 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,341 | 11,576 | SH | SOLE | 11,576 | 0 | 0 | ||
HORMEL FOODS CORP | COM | 440452100 | 219 | 6,296 | SH | SOLE | 6,296 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 391 | 10,774 | SH | SOLE | 10,774 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 46 | 1,264 | SH | DFND | 0 | 1,264 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 605 | 3,643 | SH | SOLE | 3,575 | 68 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 277 | 2,011 | SH | SOLE | 1,906 | 105 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,092 | 4,855 | SH | SOLE | 4,764 | 91 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 452 | 7,828 | SH | SOLE | 7,570 | 258 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,732 | 49,458 | SH | SOLE | 49,458 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 309 | 2,293 | SH | SOLE | 2,293 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 214 | 2,412 | SH | SOLE | 2,412 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 804 | 5,745 | SH | SOLE | 5,745 | 0 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 214 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
ISHARES TR | USA ESG SLCT ETF | 464288802 | 276 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 68 | 590 | SH | DFND | 0 | 590 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 611 | 5,304 | SH | SOLE | 5,304 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 12,318 | 389,682 | SH | SOLE | 387,382 | 2,300 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 145 | 1,675 | SH | SOLE | 1,675 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 191 | 2,208 | SH | DFND | 0 | 2,208 | 0 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 4,121 | 210,485 | SH | SOLE | 207,980 | 2,505 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 376 | 18,166 | SH | SOLE | 18,166 | 0 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 2 | 15 | SH | DFND | 0 | 15 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 1,532 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 6 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 333 | 2,734 | SH | SOLE | 2,609 | 125 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 40 | 566 | SH | DFND | 0 | 566 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 467 | 6,556 | SH | SOLE | 6,556 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 50 | 845 | SH | DFND | 0 | 845 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 449 | 7,632 | SH | SOLE | 7,532 | 100 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 90 | 1,444 | SH | DFND | 0 | 1,444 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,159 | 18,653 | SH | SOLE | 16,401 | 1,517 | 736 | ||
PEPSICO INC | COM | 713448108 | 196 | 1,870 | SH | SOLE | 1,870 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 9 | 85 | SH | DFND | 0 | 85 | 0 | ||
PFIZER INC | COM | 717081103 | 68 | 2,091 | SH | DFND | 0 | 2,091 | 0 | ||
PFIZER INC | COM | 717081103 | 685 | 21,075 | SH | SOLE | 21,075 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 48 | 530 | SH | DFND | 0 | 530 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 217 | 2,372 | SH | SOLE | 2,025 | 347 | 0 | ||
PIMCO MUNICIPAL INCOME FD | COM | 72200R107 | 156 | 10,865 | PRN | SOLE | 10,865 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 529 | 4,461 | SH | SOLE | 4,461 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 22 | 259 | SH | DFND | 0 | 259 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 727 | 8,650 | SH | SOLE | 8,377 | 274 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 13,668 | 493,780 | SH | SOLE | 491,510 | 2,270 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 6,656 | 122,846 | SH | SOLE | 120,371 | 2,475 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 543 | 10,202 | SH | SOLE | 10,202 | 0 | 0 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 784 | 24,905 | SH | SOLE | 24,905 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,369 | 91,125 | SH | SOLE | 90,795 | 330 | 0 | ||
ST JUDE MED INC | COM | 790849103 | 492 | 6,135 | SH | SOLE | 6,135 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 608 | 8,414 | SH | SOLE | 7,888 | 0 | 526 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 71 | 505 | SH | DFND | 0 | 505 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 240 | 1,703 | SH | SOLE | 1,703 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 44 | 360 | SH | DFND | 0 | 360 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 286 | 2,340 | SH | SOLE | 2,340 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 31 | 267 | SH | DFND | 0 | 267 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 337 | 2,941 | SH | SOLE | 2,941 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 760 | 4,751 | SH | SOLE | 4,751 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 7 | 141 | SH | DFND | 0 | 141 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 299 | 5,826 | SH | SOLE | 5,047 | 0 | 779 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 896 | 11,283 | SH | SOLE | 11,283 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,875 | 23,213 | SH | SOLE | 23,013 | 200 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 773 | 14,235 | SH | SOLE | 14,235 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 4,675 | 41,934 | SH | SOLE | 41,734 | 200 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 4,187 | 43,077 | SH | SOLE | 42,662 | 415 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 85 | 733 | SH | DFND | 0 | 733 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 626 | 5,431 | SH | SOLE | 5,431 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 5,919 | 133,985 | SH | SOLE | 133,185 | 800 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 12,438 | 347,625 | SH | SOLE | 346,125 | 1,500 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 407 | 4,775 | SH | SOLE | 4,775 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 291 | 7,962 | SH | SOLE | 7,962 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 14 | 267 | SH | DFND | 0 | 267 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 436 | 8,172 | SH | SOLE | 6,544 | 1,628 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 69 | 1,251 | SH | DFND | 0 | 1,251 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 954 | 17,313 | SH | SOLE | 17,313 | 0 | 0 | ||
XCEL ENERGY INC | COM | 98389B100 | 397 | 9,751 | SH | SOLE | 6,932 | 2,819 | 0 | ||
XCEL ENERGY INC | COM | 98389B100 | 4 | 100 | SH | DFND | 0 | 100 | 0 |