X0306 4 2021-02-18 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 26465 D Performance Stock Unit 2021-02-18 4 A 0 6196 0 A Common Stock 6196 22283 D Restricted Stock Units 2021-02-18 4 A 0 4771 0 A Common Stock 4771 12869 D Performance-Based Stock Options Common Stock 106974 106974 D Deferred Savings Plan Issuer Stock Units Common Stock 7184.432 7184.432 D Each stock unit represents a conditional right to receive one share of the company's common stock. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. The options vest based on the conditions set forth in their respective agreements. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Executive Vice President, Operations and Continuous Improvement /s/ Jean Weng, Attorney in Fact 2021-02-22