X0306 4 2019-04-05 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2019-04-05 4 S 0 26138 52.00 D 9500 D Restricted Stock Units Common Stock 17179 17179 D Performance Stock Unit Common Stock 18068 18068 D Performance-Based Stock Options Common Stock 106974 106974 D Deferred Savings Plan Issuer Stock Units Common Stock 7054.964 7054.964 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. The options vest based on the conditions set forth in their respective agreements. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2019-04-08