X0306 4 2019-02-22 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2019-02-22 4 M 0 1932 A 29063 D Common Stock 2019-02-22 4 F 0 645 49.95 D 28418 D Restricted Stock Units 2019-02-22 4 M 0 1932 0 D Common Stock 1932 19869 D Performance Stock Unit Common Stock 24670 24670 D Performance-Based Stock Options Common Stock 106974 106974 D Deferred Savings Plan Issuer Stock Units Common Stock 7053.546 7053.546 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. The options vest based on the conditions set forth in their respective agreements. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2019-02-26