X0306 4 2018-03-06 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2018-03-06 4 M 0 3805 A 22971 D Common Stock 2018-03-06 4 F 0 928 52.03 D 22043 D Common Stock 2018-03-07 4 M 0 5697 A 27740 D Common Stock 2018-03-07 4 F 0 1602 51.69 D 26138 D Restricted Stock Units 2018-03-06 4 M 0 1837 0 D Common Stock 1837 25534 D Performance Stock Unit 1.31 2018-03-06 4 M 0 1503 0 D Common Stock 1968 20133 D Deferred Savings Plan Issuer Stock Units 2018-03-06 4 A 0 131.638 52.03 A Common Stock 131.638 6897.931 D Restricted Stock Units 2018-03-07 4 M 0 5697 0 D Common Stock 5697 19837 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2018-03-08