X0306 4 2017-03-07 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2017-03-07 4 M 0 9127 A 24684 D Common Stock 2017-03-07 4 F 0 940 41.35 D 23744 D Common Stock 2017-03-07 4 F 0 1559 41.09 D 22185 D Common Stock 2017-03-07 4 S 0 1245 41.014 D 20940 D Common Stock 2017-03-08 4 S 0 3161 41.525 D 17779 D Restricted Stock Units 2017-03-07 4 M 0 1837 0 D Common Stock 1837 30101 D Restricted Stock Units 2017-03-07 4 M 0 5697 0 D Common Stock 5697 24404 D Performance Stock Unit 1.06 2017-03-07 4 M 0 1503 0 D Common Stock 1593 15457 D Deferred Savings Plan Issuer Stock Units Common Stock 6677.528 6677.528 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2017-03-09