X0306 4 2016-09-30 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 15557 D Deferred Savings Plan Issuer Stock Units 2016-09-30 4 A 0 8.713 28.82 A Common Stock 8.713 5033.316 D Deferred Savings Plan Issuer Stock Units 2016-10-14 4 A 0 6.608 30.27 A Common Stock 6.608 5039.924 D Deferred Savings Plan Issuer Stock Units 2016-10-31 4 A 0 6.546 30.55 A Common Stock 6.546 5046.47 D Deferred Savings Plan Issuer Stock Units 2016-11-15 4 A 0 5.31 37.66 A Common Stock 5.31 5051.78 D Deferred Savings Plan Issuer Stock Units 2016-11-30 4 A 0 5.146 38.87 A Common Stock 5.146 5056.926 D Deferred Savings Plan Issuer Stock Units 2016-12-15 4 A 0 4.962 40.30 A Common Stock 4.962 5061.888 D Deferred Savings Plan Issuer Stock Units 2016-12-30 4 A 0 6.384 39.22 A Common Stock 6.384 5068.272 D Deferred Savings Plan Issuer Stock Units 2017-03-06 4 A 0 1609.256 41.35 A Common Stock 1609.256 6677.528 D Performance Stock Unit Common Stock 16960 16960 D Restricted Stock Units Common Stock 31938 31938 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2017-03-08