X0306 4 2017-02-22 0001535929 Voya Financial, Inc. VOYA 0001685164 Ferrara Nancy 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 15557 D Restricted Stock Units 2017-02-22 4 A 0 5796 0 A Common Stock 5796 31938 D Performance Stock Unit 2017-02-22 4 A 0 7352 0 A Common Stock 7352 16960 D Each stock unit represents a conditional right to receive one share of the company's common stock. 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Executive Vice President of Operations and Continuous Improvement (CI) /s/ Jean Weng, Attorney in Fact 2017-02-24