0001628280-23-031039.txt : 20230830
0001628280-23-031039.hdr.sgml : 20230830
20230830204754
ACCESSION NUMBER: 0001628280-23-031039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230830
DATE AS OF CHANGE: 20230830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quarls Harry
CENTRAL INDEX KEY: 0001685105
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39525
FILM NUMBER: 231226616
MAIL ADDRESS:
STREET 1: 14701 ST. MARY'S LANE
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESS Tech, Inc.
CENTRAL INDEX KEY: 0001819438
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 981550150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
BUSINESS PHONE: (855) 423-9920
MAIL ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
FORMER COMPANY:
FORMER CONFORMED NAME: ACON S2 Acquisition Corp.
DATE OF NAME CHANGE: 20200728
4
1
wk-form4_1693442864.xml
FORM 4
X0508
4
2023-08-28
0
0001819438
ESS Tech, Inc.
GWH
0001685105
Quarls Harry
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG 83
WILSONVILLE
OR
97070
1
0
0
0
0
Common Stock
2023-08-28
5
A
0
E
123456
0
A
123456
D
Stock Option (right to buy)
1.43
2023-08-28
5
A
0
E
185184
0
A
2024-08-28
2034-08-27
Common Stock
185184
185184
D
The reported shares are represented by restricted stock units, or RSUs, which vest as to 1/3 of the RSUs on the one year anniversary of the date of grant and 1/3 of the RSUs shall vest annually thereafter, provided that the Reporting Person remains a Service Provider to the issuer on each such vest date.
A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
1/3 of the shares subject to the option shall vest on the one year anniversary of the date of grant and 1/3 of the shares subject to the option shall vest annually thereafter, provided that the Reporting Person remains as a Service Provider to the issuer as of each vest date.
/s/ Kelly F. Goodman, by power of attorney
2023-08-28