0001231205-17-000022.txt : 20170207 0001231205-17-000022.hdr.sgml : 20170207 20170207161617 ACCESSION NUMBER: 0001231205-17-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-443-3000 MAIL ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joyce David Leon CENTRAL INDEX KEY: 0001685062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00035 FILM NUMBER: 17579233 MAIL ADDRESS: STREET 1: 41 FARNSWORTH STREET CITY: BOSTON STATE: MA ZIP: 02210 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-03 0000040545 GENERAL ELECTRIC CO GE 0001685062 Joyce David Leon GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON MA 02210 0 1 0 0 Vice Chairman Common Stock 2017-02-03 4 M 0 400000 0 A 738907 D Common Stock 2017-02-03 4 F 0 254895 29.60 D 484012 D Common Stock 2017-02-03 4 M 0 500000 0 A 984012 D Common Stock 2017-02-03 4 F 0 346209 29.60 D 637803 D Common Stock 2017-02-03 4 S 0 159662 29.56 D 478141 D Common Stock 30780 I 401(k) Employee Stock Option (right to buy) 9.57 2017-02-03 4 M 0 400000 0 D 2019-03-12 Common Stock 400000 0 D Employee Stock Option (right to buy) 11.95 2017-02-03 4 M 0 500000 0 D 2019-07-23 Common Stock 500000 0 D This transaction was conducted outside a trading venue. This transaction was conducted via an internal systemizer. The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of March 12, 2009. The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of July 23, 2009. By Brian Sandstrom on behalf of David L. Joyce 2017-02-07