0001628280-23-033675.txt : 20231003 0001628280-23-033675.hdr.sgml : 20231003 20231003173123 ACCESSION NUMBER: 0001628280-23-033675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN KATHLEEN PATRICIA CENTRAL INDEX KEY: 0001684847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39716 FILM NUMBER: 231305601 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCM Grosvenor Inc. CENTRAL INDEX KEY: 0001819796 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wk-form4_1696368671.xml FORM 4 X0508 4 2023-10-02 0 0001819796 GCM Grosvenor Inc. GCMG 0001684847 SULLIVAN KATHLEEN PATRICIA C/O GCM GROSVENOR INC. 900 NORTH MICHIGAN AVENUE, SUITE 1100 CHICAGO IL 60611 0 1 0 0 Principal Accounting Officer 0 Restricted Stock Units 2023-10-02 4 A 0 22581 0 A Class A Common Stock 22581 22581 D Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. /s/ Burke Montgomery, Attorney-in-Fact 2023-10-03