485BPOS 1 sourcexbrlwrapper.htm 485BPOS SOURCE DIVIDEND OPPORTUNITY ETF XBRL Document


Filed with the U.S. Securities and Exchange Commission on January 2, 2020
Securities Act Registration No. 333-215588
Investment Company Act Reg. No. 811-23226

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N‑1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
 
Pre‑Effective Amendment No.          
 
Post‑Effective Amendment No. 34
 
and
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
 
Amendment No. 36
 
(Check appropriate box or boxes.)

LISTED FUNDS TRUST

(Exact Name of Registrant as Specified in Charter)

615 East Michigan Street, Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices)

(Registrant’s Telephone Number, including Area Code): (414) 765-6511

Kent P. Barnes, Secretary
Listed Funds Trust
c/o U.S. Bank Global Fund Services
777 East Wisconsin Avenue, 10th Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)
Copy to:
Laura E. Flores
Morgan, Lewis & Bockius LLP
1111 Pennsylvania Avenue, NW
Washington, DC 20004-2541


As soon as practical after the effective date of this Registration Statement
(Approximate Date of Proposed Public Offering)
It is proposed that this filing will become effective
[ X ]
immediately upon filing pursuant to paragraph (b)
[ ]
on ______________pursuant to paragraph (b)
[ ]
60 days after filing pursuant to paragraph (a)(1)
[ ]
on ______________ pursuant to paragraph (a)(1)
[ ]
75 days after filing pursuant to paragraph (a)(2)
[ ]
on                                pursuant to paragraph (a)(2) of Rule 485.

This Post-Effective Amendment (“PEA”) No. 34 to the Trust’s Registration Statement on Form N-1A hereby incorporates Parts A, B and C from the Trust’s Post-Effective Amendment No. 32 on Form N 1A filed December 23, 2019. This PEA No. 34 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in Post-Effective Amendment No. 26 to the Trust’s Registration Statement.






SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment (this “Amendment”) to its Registration Statement on Form N-1A under rule 485(b) under the Securities Act and has duly caused this Amendment to be signed below on its behalf by the undersigned, duly authorized, in the City of Milwaukee, State of Wisconsin, on January 2, 2020.

 
Listed Funds Trust
 
 
By:
/s/ Kent P. Barnes
 
Kent P. Barnes
 
Secretary

Pursuant to the requirements of the Securities Act of 1933, this Amendment has been signed below by the following persons in the capacities indicated on January 2, 2020.

Signature
Title
 
 
*/s/ John L. Jacobs
Trustee
John L. Jacobs
 
 
 
*/s/ Koji Felton
Trustee
Koji Felton
 
 
 
*/s/ Pamela H. Conroy
Trustee
Pamela H. Conroy
 
 
 
*/s/ Paul R. Fearday
Trustee and Chairman
Paul R. Fearday
 
 
 
*/s/ Gregory C. Bakken
President and Principal Executive Officer
Gregory C. Bakken
 
 
 
*/s/ Travis G. Babich
Travis G. Babich
Treasurer and Principal Financial Officer
 
*By:  /s/ Kent P. Barnes
          Kent P. Barnes, Attorney-in-Fact
          Pursuant to Powers of Attorney







EXHIBIT INDEX

Exhibit
Exhibit No.
Instance Document
EX-101.INS
Schema Document
EX-101.SCH
Calculation Linkbase Document
EX-101.CAL
Definition Linkbase Document
EX-101.DEF
Label Linkbase Document
EX-101.LAB
Presentation Linkbase Document
EX-101.PRE