485BXT 1 corealternativeetf485bxtdoc.htm DELAY OF EFFECTIVENESS Core Alternative ETF - 485BXT - 12.04.2019 Combined Document

Filed with the U.S. Securities and Exchange Commission on December 4, 2019
Securities Act Registration No. 333-215588
Investment Company Act Reg. No. 811-23226
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
x
Pre‑Effective Amendment No.          
¨
Post‑Effective Amendment No. 25
x
and
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
x
Amendment No.  28
x
(Check appropriate box or boxes.)

LISTED FUNDS TRUST

(Exact Name of Registrant as Specified in Charter)

615 East Michigan Street, Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices)

(Registrant’s Telephone Number, including Area Code): (414) 765-6511

Kent P. Barnes, Secretary
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 10th Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)

Copy to:
Laura E. Flores
Morgan, Lewis & Bockius LLP
1111 Pennsylvania Avenue, NW
Washington, DC 20004-2541

As soon as practical after the effective date of this Registration Statement
(Approximate Date of Proposed Public Offering)
It is proposed that this filing will become effective
¨
immediately upon filing pursuant to paragraph (b)
x
on December 13, 2019 pursuant to paragraph (b)
¨
60 days after filing pursuant to paragraph (a)(1)
¨
on ______________ pursuant to paragraph (a)(1)
¨
75 days after filing pursuant to paragraph (a)(2)
¨
on                                pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box
[ X ]     this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

The sole purpose of this filing is to delay the effectiveness of the Registrant’s Post-Effective Amendment No. 17 (the “Amendment”) to its Registration Statement (filed on August 23, 2019) until December 13, 2019.  Parts A, B and C of the Amendment are incorporated by reference herein.



SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment (this “Amendment”) to its Registration Statement on Form N-1A under rule 485(b) under the Securities Act and has duly caused this Amendment to be signed below on its behalf by the undersigned, duly authorized, in the City of Milwaukee, State of Wisconsin, on December 4, 2019.

 
Listed Funds Trust
 
 
By:
/s/ Kent P. Barnes
 
Kent P. Barnes
 
Secretary

Pursuant to the requirements of the Securities Act of 1933, this Amendment has been signed below by the following persons in the capacities indicated on December 4, 2019.
Signature
Title
 
 
*/s/ John L. Jacobs
Trustee
John L. Jacobs
 
 
 
*/s/ Koji Felton
Trustee
Koji Felton
 
 
 
*/s/ Pamela H. Conroy
Trustee
Pamela H. Conroy
 
 
 
*/s/ Paul R. Fearday
Trustee and Chairman
Paul R. Fearday
 
 
 
*/s/ Gregory C. Bakken
President and Principal Executive Officer
Gregory C. Bakken
 
 
 
*/s/ Travis G. Babich
Treasurer and Principal Financial Officer
Travis G. Babich
 
 
*By:  /s/ Kent P. Barnes
          Kent P. Barnes, Attorney-in-Fact
          Pursuant to Powers of Attorney



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