The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILENT | COMMON | 00846U101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
APPLE INC | COMMON | 037833100 | 30 | 270 | SH | SOLE | 0 | 270 | 0 | 0 | |
ABBVIE INC COM | COMMON | 00287Y109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ABBOTT LABORATORIES | COMMON | 002824100 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
BARCLAYS AGGREGATE BOND FUND | COMMON | 464287226 | 15,920 | 141,610 | SH | SOLE | 0 | 141,610 | 0 | 0 | |
APPLIED MATERIALS INC. | COMMON | 038222105 | 0 | 4 | SH | SOLE | 0 | 4 | 0 | 0 | |
JP MORGAN EXCH TRADED NT | COMMON | 46625H365 | 719 | 22,817 | SH | SOLE | 0 | 22,817 | 0 | 0 | |
AMAZON | COMMON | 023135106 | 42 | 50 | SH | SOLE | 0 | 50 | 0 | 0 | |
ANADARKO PETROLEUM CORP | COMMON | 032511107 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COMMON | 00507V109 | 13 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
AMERICAN EXPRESS COMPANY | COMMON | 025816109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ALIBABA GROUP HLDG ADR | COMMON | 01609W102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
BAXTER INTERNATIONAL INC | COMMON | 071813109 | 5 | 112 | SH | SOLE | 0 | 112 | 0 | 0 | |
BANCO BRADESCO NEW ADR | COMMON | 059460303 | 0 | 11 | SH | SOLE | 0 | 11 | 0 | 0 | |
POWERSHARES SENIOR LOAN TRUST II | COMMON | 73936Q769 | 547 | 23,556 | SH | SOLE | 0 | 23,556 | 0 | 0 | |
BRISTOL MYERS SQUIBB | COMMON | 110122108 | 4 | 71 | SH | SOLE | 0 | 71 | 0 | 0 | |
GUGGENHEIM BULLETSHARES 2020 CORP BOND ETF | COMMON | 18383M514 | 242 | 11,141 | SH | SOLE | 0 | 11,141 | 0 | 0 | |
GUGGENHEIM BULLETSHARES 2021 CORP BOND ETF | COMMON | 18383M266 | 245 | 11,335 | SH | SOLE | 0 | 11,335 | 0 | 0 | |
GUGGENHEIM BULLETSHARES 2022 CORP BOND ETF | COMMON | 18383M258 | 242 | 11,182 | SH | SOLE | 0 | 11,182 | 0 | 0 | |
CITIGROUP INC | COMMON | 172967424 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
CITIZENS FINANCIAL | COMMON | 174610105 | 0 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
CIT GROUP INC COM | COMMON | 125581801 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
CABOT OIL & GAS CORP COM | COMMON | 127097103 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
ROCKWELL COLLINS COM | COMMON | 774341101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
CENTURYTEL INC | COMMON | 156700106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
CITRIX SYSTEMS INC COM | COMMON | 177376100 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
DBX TRACKERS MSCI ETF | COMMON | 233051200 | 5,032 | 190,759 | SH | SOLE | 0 | 190,759 | 0 | 0 | |
DU PONT E I DE NEMOUR&CO | COMMON | 263534109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
DANAHER CORP DEL | COMMON | 235851102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
DEVON ENERGY CORP | COMMON | 25179M103 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
MSCI EAFE INDEX FUND | COMMON | 464287465 | 31 | 525 | SH | SOLE | 0 | 525 | 0 | 0 | |
MSCI EAFE VALUE INDEX FUND | COMMON | 464288877 | 350 | 7,583 | SH | SOLE | 0 | 7,583 | 0 | 0 | |
EVERSOURCE ENERGY | COMMON | 30040W108 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SPDR INDEX SHS FDS S&P EMERGING MKTS SM | COMMON | 78463X756 | 198 | 4,587 | SH | SOLE | 0 | 4,587 | 0 | 0 | |
FIRST TR LARGE CAP CORE ALPHADEX FD COM | COMMON | 33734K109 | 31 | 670 | SH | SOLE | 0 | 670 | 0 | 0 | |
FIDELITY NATIONAL INFORMATION SERVICES I | COMMON | 31620M106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
FMC TECHNOLOGIES INC COM | COMMON | 30249U101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
FIRST TRUST PORTFOLIOS SMALL CAP CORE AL | COMMON | 33734Y109 | 19 | 390 | SH | SOLE | 0 | 390 | 0 | 0 | |
GENERAL ELECTRIC COMPANY | COMMON | 369604103 | 24 | 797 | SH | SOLE | 0 | 797 | 0 | 0 | |
GENERAL MILLS INC | COMMON | 370334104 | 13 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
HCA HOLDINGS INC | COMMON | 40412C101 | 10 | 133 | SH | SOLE | 0 | 133 | 0 | 0 | |
HOME DEPOT | COMMON | 437076102 | 13 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
MARKET VECTORS ETF TR HIGH YIELD MUN ETF | COMMON | 92189F361 | 612 | 18,964 | SH | SOLE | 0 | 18,964 | 0 | 0 | |
IBM | COMMON | 459200101 | 27 | 167 | SH | SOLE | 0 | 167 | 0 | 0 | |
BARCLAYS 7-10 YR. TREASURY INDEX | COMMON | 464287440 | 12,240 | 109,404 | SH | SOLE | 0 | 109,404 | 0 | 0 | |
S&P MIDCAP 400 | COMMON | 464287507 | 74 | 481 | SH | SOLE | 0 | 481 | 0 | 0 | |
S&P MIDCAP 400/BARRA VALUE | COMMON | 464287705 | 101 | 757 | SH | SOLE | 0 | 757 | 0 | 0 | |
S&P SMALLCAP 600 GROWTH INDEX FUND | COMMON | 464287887 | 24 | 176 | SH | SOLE | 0 | 176 | 0 | 0 | |
INTERNATIONAL PAPER CO | COMMON | 460146103 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
INGERSOLL-RAND PLC | COMMON | G47791101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL IDX | COMMON | 92189F544 | 317 | 12,906 | SH | SOLE | 0 | 12,906 | 0 | 0 | |
S&P 500 INDEX FUND | COMMON | 464287200 | 52 | 241 | SH | SOLE | 0 | 241 | 0 | 0 | |
RUSSELL 1000 VALUE INDEX FUND | COMMON | 464287598 | 637 | 6,032 | SH | SOLE | 0 | 6,032 | 0 | 0 | |
RUSSELL 1000 GROWTH INDEX FUND | COMMON | 464287614 | 299 | 2,872 | SH | SOLE | 0 | 2,872 | 0 | 0 | |
RUSSELL 2000 INDEX FUND | COMMON | 464287655 | 7,991 | 64,338 | SH | SOLE | 0 | 64,338 | 0 | 0 | |
RUSSELL 2000 VALUE INDEX FUND | COMMON | 464287630 | 135 | 1,290 | SH | SOLE | 0 | 1,290 | 0 | 0 | |
RUSSELL 2000 GROWTH INDEX FUND | COMMON | 464287648 | 16 | 107 | SH | SOLE | 0 | 107 | 0 | 0 | |
RUSSELL 3000 INDEX FUND | COMMON | 464287689 | 20 | 155 | SH | SOLE | 0 | 155 | 0 | 0 | |
JOHNSON & JOHNSON | COMMON | 478160104 | 23 | 193 | SH | SOLE | 0 | 193 | 0 | 0 | |
KINDER MORGAN INC DELAWARE COM USD0.01 | COMMON | 49456B101 | 15 | 635 | SH | SOLE | 0 | 635 | 0 | 0 | |
COCA COLA COMPANY | COMMON | 191216100 | 8 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
MICHAEL KORS HOLDINGS COM | COMMON | G60754101 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
INTERLINK ELECTRONICS, INC | COMMON | 458751302 | 21 | 2,090 | SH | SOLE | 0 | 2,090 | 0 | 0 | |
MID CAP S P D R TRUST | COMMON | 78467Y107 | 8,150 | 28,873 | SH | SOLE | 0 | 28,873 | 0 | 0 | |
METLIFE INC COM | COMMON | 59156R108 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | COMMON | 72201R833 | 1,723 | 16,990 | SH | SOLE | 0 | 16,990 | 0 | 0 | |
MARSH & MCLENNAN CO INC | COMMON | 571748102 | 68 | 1,016 | SH | SOLE | 0 | 1,016 | 0 | 0 | |
ALTRIA GROUP | COMMON | 02209S103 | 25 | 390 | SH | SOLE | 0 | 390 | 0 | 0 | |
MERCK & CO INC | COMMON | 58933Y105 | 25 | 399 | SH | SOLE | 0 | 399 | 0 | 0 | |
MORGAN STANLEY | COMMON | 617446448 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
MICROSOFT CORP | COMMON | 594918104 | 10 | 176 | SH | SOLE | 0 | 176 | 0 | 0 | |
ISHARES S&P NATL AMT FREE MUNI BND FND | COMMON | 464288414 | 637 | 5,654 | SH | SOLE | 0 | 5,654 | 0 | 0 | |
NETFLIX INC | COMMON | 64110L106 | 10 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
NIELSEN HOLDINGS PLC | COMMON | G6518L108 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SERVICENOW INC COM | COMMON | 81762P102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
NORTHERN TRUST CORP | COMMON | 665859104 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
NEW YORK COMMUNITY BANCORP INC | COMMON | 649445103 | 8 | 530 | SH | SOLE | 0 | 530 | 0 | 0 | |
ORACLE CORPORATION | COMMON | 68389X105 | 0 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
OCCIDENTAL PETROLEUM | COMMON | 674599105 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
PFIZER INCORPORATED | COMMON | 717081103 | 48 | 1,412 | SH | SOLE | 0 | 1,412 | 0 | 0 | |
NASDAQ 100 SHARES | COMMON | 73935A104 | 20 | 172 | SH | SOLE | 0 | 172 | 0 | 0 | |
SPDR DOW JONES GLOBAL REAL ESTATE EFT | COMMON | 78463X749 | 5 | 92 | SH | SOLE | 0 | 92 | 0 | 0 | |
SPDR SER TR DJ WILSHIRE REIT ETF | COMMON | 78464A607 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
MSCI EAFE SMALL CAP | COMMON | 464288273 | 2,483 | 47,382 | SH | SOLE | 0 | 47,382 | 0 | 0 | |
SPDR S&P DIVIDEND ETF | COMMON | 78464A763 | 30 | 360 | SH | SOLE | 0 | 360 | 0 | 0 | |
SPDR SER TR BARCLAYS CAP SHORT TERM | COMMON | 78468R739 | 5,996 | 122,739 | SH | SOLE | 0 | 122,739 | 0 | 0 | |
S P D R TRUST UNIT SR | COMMON | 78462F103 | 42,668 | 197,262 | SH | SOLE | 0 | 197,262 | 0 | 0 | |
SUNTRUST BANKS INC | COMMON | 867914103 | 44 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | COMMON | G7945M107 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SYNCHRONY FINANCIAL | COMMON | 87165B103 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
AT&T CORP - NEW | COMMON | 00206R102 | 23 | 559 | SH | SOLE | 0 | 559 | 0 | 0 | |
TERRAFORM POWER, INC. | COMMON | 88104R100 | 0 | 60 | SH | SOLE | 0 | 60 | 0 | 0 | |
SPDR SER TR BARCLAYS CAP MUN BD E | COMMON | 78468R721 | 13,478 | 269,124 | SH | SOLE | 0 | 269,124 | 0 | 0 | |
T J X COS INC | COMMON | 872540109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TEMPUR SEALY INTERNATIONAL INC | COMMON | 88023U101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TRACTOR SUPPLY CO | COMMON | 892356106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TWITTER INC | COMMON | 90184L102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TIME WARNER INC | COMMON | 887317303 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
UNDER ARMOUR INC CL A | COMMON | 904311107 | 4 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
UNDER ARMOUR INC CL C | COMMON | 904311206 | 3 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COMMON | 91324P102 | 21 | 147 | SH | SOLE | 0 | 147 | 0 | 0 | |
VISA INC CL A | COMMON | 92826C839 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS INTERMEDIATE | COMMON | 92206C870 | 7,530 | 84,057 | SH | SOLE | 0 | 84,057 | 0 | 0 | |
VANGUARD EUROPE PAC INDEX FUND | COMMON | 921943858 | 5,374 | 143,645 | SH | SOLE | 0 | 143,645 | 0 | 0 | |
VANGUARD INTL EQTY INDEX | COMMON | 922042775 | 1,750 | 38,522 | SH | SOLE | 0 | 38,522 | 0 | 0 | |
VANGUARD DIV APPRCIATION | COMMON | 921908844 | 59 | 703 | SH | SOLE | 0 | 703 | 0 | 0 | |
VMWARE INC COM | COMMON | 928563402 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANGUARD REIT INDEX FUND | COMMON | 922908553 | 1,726 | 19,902 | SH | SOLE | 0 | 19,902 | 0 | 0 | |
VANGUARD S&P 500 ETF | COMMON | 922908363 | 206 | 1,037 | SH | SOLE | 0 | 1,037 | 0 | 0 | |
VOYA FINANCIAL INC | COMMON | 929089100 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX | COMMON | 922908769 | 13,750 | 123,503 | SH | SOLE | 0 | 123,503 | 0 | 0 | |
VANGUARD LG CAP VALUE INDEX FUND | COMMON | 922908744 | 14 | 160 | SH | SOLE | 0 | 160 | 0 | 0 | |
VANGUARD GROWTH | COMMON | 922908736 | 31 | 278 | SH | SOLE | 0 | 278 | 0 | 0 | |
VANGUARD INTL EQ INDEX FUND | COMMON | 922042858 | 1,629 | 43,297 | SH | SOLE | 0 | 43,297 | 0 | 0 | |
VANGUARD TOTAL INTERNATIONAL STOCK | COMMON | 921909768 | 15 | 319 | SH | SOLE | 0 | 319 | 0 | 0 | |
VERIZON COMMUNICATIONS | COMMON | 92343V104 | 20 | 386 | SH | SOLE | 0 | 386 | 0 | 0 | |
WEC ENERGY GROUP INC | COMMON | 92939U106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
WELLS FARGO & CO | COMMON | 949746101 | 8 | 190 | SH | SOLE | 0 | 190 | 0 | 0 | |
EXXON MOBIL CORPORATION | COMMON | 30231G102 | 60 | 683 | SH | SOLE | 0 | 683 | 0 | 0 |