The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILENT | COMMON | 00846U101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
APPLE INC | COMMON | 037833100 | 26 | 268 | SH | SOLE | 0 | 268 | 0 | 0 | |
ABBVIE INC COM | COMMON | 00287Y109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ABBOTT LABORATORIES | COMMON | 002824100 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
BARCLAYS AGGREGATE BOND FUND | COMMON | 464287226 | 14,092 | 125,133 | SH | SOLE | 0 | 125,133 | 0 | 0 | |
APPLIED MATERIALS INC. | COMMON | 038222105 | 0 | 4 | SH | SOLE | 0 | 4 | 0 | 0 | |
JP MORGAN EXCH TRADED NT | COMMON | 46625H365 | 698 | 21,958 | SH | SOLE | 0 | 21,958 | 0 | 0 | |
ALPS ALERIAN MLP ETF | COMMON | 00162Q866 | 107 | 8,446 | SH | SOLE | 0 | 8,446 | 0 | 0 | |
AMAZON | COMMON | 023135106 | 36 | 50 | SH | SOLE | 0 | 50 | 0 | 0 | |
ANADARKO PETROLEUM CORP | COMMON | 032511107 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ARM HLDGS PLC SPONSORED ADR | COMMON | 042068106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COMMON | 00507V109 | 12 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
AMERICAN EXPRESS COMPANY | COMMON | 025816109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ALIBABA GROUP HLDG ADR | COMMON | 01609W102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
BAXTER INTERNATIONAL INC | COMMON | 071813109 | 5 | 112 | SH | SOLE | 0 | 112 | 0 | 0 | |
BANCO BRADESCO NEW ADR | COMMON | 059460303 | 0 | 11 | SH | SOLE | 0 | 11 | 0 | 0 | |
POWERSHARES SENIOR LOAN TRUST II | COMMON | 73936Q769 | 559 | 24,315 | SH | SOLE | 0 | 24,315 | 0 | 0 | |
BRISTOL MYERS SQUIBB | COMMON | 110122108 | 5 | 71 | SH | SOLE | 0 | 71 | 0 | 0 | |
GUGGENHEIM BULLETSHARES 2020 CORP BOND ETF | COMMON | 18383M514 | 242 | 11,141 | SH | SOLE | 0 | 11,141 | 0 | 0 | |
GUGGENHEIM BULLETSHARES 2021 CORP BOND ETF | COMMON | 18383M266 | 244 | 11,335 | SH | SOLE | 0 | 11,335 | 0 | 0 | |
GUGGENHEIM BULLETSHARES 2022 CORP BOND ETF | COMMON | 18383M258 | 241 | 11,182 | SH | SOLE | 0 | 11,182 | 0 | 0 | |
CITIGROUP INC | COMMON | 172967424 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
CITIZENS FINANCIAL | COMMON | 174610105 | 0 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
CIT GROUP INC COM | COMMON | 125581801 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
CABOT OIL & GAS CORP COM | COMMON | 127097103 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
ROCKWELL COLLINS COM | COMMON | 774341101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
CENTURYTEL INC | COMMON | 156700106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
CITRIX SYSTEMS INC COM | COMMON | 177376100 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
GUGGENHEIM MULTI-ASSET INCOME ETF | COMMON | 18383M506 | 189 | 9,998 | SH | SOLE | 0 | 9,998 | 0 | 0 | |
DBX TRACKERS MSCI ETF | COMMON | 233051200 | 4,510 | 180,455 | SH | SOLE | 0 | 180,455 | 0 | 0 | |
DU PONT E I DE NEMOUR&CO | COMMON | 263534109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
WISDOMTREE SMALL CAP DIVIDEND | COMMON | 97717W604 | 123 | 1,710 | SH | SOLE | 0 | 1,710 | 0 | 0 | |
WISDOMTREE TREE EMERGING MKTS | COMMON | 97717W281 | 60 | 1,560 | SH | SOLE | 0 | 1,560 | 0 | 0 | |
DANAHER CORP DEL | COMMON | 235851102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
WISDOMTREE MIDCAP DIVIDEND FUN D | COMMON | 97717W505 | 161 | 1,794 | SH | SOLE | 0 | 1,794 | 0 | 0 | |
DEVON ENERGY CORP | COMMON | 25179M103 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SPDR INDEX SHS FDS SPDR S&P EMERGING MKT | COMMON | 78463X533 | 32 | 1,190 | SH | SOLE | 0 | 1,190 | 0 | 0 | |
MSCI EMERGING MKTS INDEX FUND | COMMON | 464287234 | 2 | 64 | SH | SOLE | 0 | 64 | 0 | 0 | |
MSCI EAFE INDEX FUND | COMMON | 464287465 | 29 | 525 | SH | SOLE | 0 | 525 | 0 | 0 | |
ISHARES MSCI EAFE GROWTH | COMMON | 464288885 | 4 | 61 | SH | SOLE | 0 | 61 | 0 | 0 | |
MSCI EAFE VALUE INDEX FUND | COMMON | 464288877 | 341 | 7,944 | SH | SOLE | 0 | 7,944 | 0 | 0 | |
ISHARES TR MSCI PHILIPPINES INVESTABLE M | COMMON | 46429B408 | 0 | 5 | SH | SOLE | 0 | 5 | 0 | 0 | |
EVERSOURCE ENERGY | COMMON | 30040W108 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ISHARES MSCI BELGIUM CAPPED ETF | COMMON | 464286301 | 0 | 15 | SH | SOLE | 0 | 15 | 0 | 0 | |
ISHARES MSCI SWITZERLAND | COMMON | 464286749 | 0 | 10 | SH | SOLE | 0 | 10 | 0 | 0 | |
SPDR INDEX SHS FDS S&P EMERGING MKTS SM | COMMON | 78463X756 | 178 | 4,522 | SH | SOLE | 0 | 4,522 | 0 | 0 | |
FIRST TR LARGE CAP CORE ALPHADEX FD COM | COMMON | 33734K109 | 30 | 670 | SH | SOLE | 0 | 670 | 0 | 0 | |
FIDELITY NATIONAL INFORMATION SERVICES I | COMMON | 31620M106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF | COMMON | 33739G103 | 6 | 127 | SH | SOLE | 0 | 127 | 0 | 0 | |
FMC TECHNOLOGIES INC COM | COMMON | 30249U101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ISHARES FTSE CHINA | COMMON | 464287184 | 0 | 5 | SH | SOLE | 0 | 5 | 0 | 0 | |
FIRST TRUST PORTFOLIOS SMALL CAP CORE AL | COMMON | 33734Y109 | 18 | 390 | SH | SOLE | 0 | 390 | 0 | 0 | |
GENERAL ELECTRIC COMPANY | COMMON | 369604103 | 25 | 797 | SH | SOLE | 0 | 797 | 0 | 0 | |
GENERAL MILLS INC | COMMON | 370334104 | 14 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
HCA HOLDINGS INC | COMMON | 40412C101 | 10 | 133 | SH | SOLE | 0 | 133 | 0 | 0 | |
WELLTOWER INC | COMMON | 95040Q104 | 45 | 590 | SH | SOLE | 0 | 590 | 0 | 0 | |
HOME DEPOT | COMMON | 437076102 | 13 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
MARKET VECTORS ETF TR HIGH YIELD MUN ETF | COMMON | 92189F361 | 543 | 16,808 | SH | SOLE | 0 | 16,808 | 0 | 0 | |
ISHARES TR IBOXX $ HIGH YIELD CORP | COMMON | 464288513 | 11 | 126 | SH | SOLE | 0 | 126 | 0 | 0 | |
IBM | COMMON | 459200101 | 25 | 167 | SH | SOLE | 0 | 167 | 0 | 0 | |
BARCLAYS 7-10 YR. TREASURY INDEX | COMMON | 464287440 | 11,391 | 100,848 | SH | SOLE | 0 | 100,848 | 0 | 0 | |
S&P MIDCAP 400 | COMMON | 464287507 | 72 | 481 | SH | SOLE | 0 | 481 | 0 | 0 | |
S&P MIDCAP 400/BARRA VALUE | COMMON | 464287705 | 102 | 799 | SH | SOLE | 0 | 799 | 0 | 0 | |
S&P MIDCAP 400/BARRA GROWTH | COMMON | 464287606 | 5 | 28 | SH | SOLE | 0 | 28 | 0 | 0 | |
S&P SMALLCAP 600 GROWTH INDEX FUND | COMMON | 464287887 | 25 | 197 | SH | SOLE | 0 | 197 | 0 | 0 | |
INTERNATIONAL PAPER CO | COMMON | 460146103 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
INGERSOLL-RAND PLC | COMMON | G47791101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL IDX | COMMON | 92189F544 | 321 | 12,906 | SH | SOLE | 0 | 12,906 | 0 | 0 | |
SPDR BARCLAYS CAPITAL | COMMON | 78464A375 | 5 | 150 | SH | SOLE | 0 | 150 | 0 | 0 | |
S&P 500 BARRA VALUE INDEX FUND | COMMON | 464287408 | 8 | 82 | SH | SOLE | 0 | 82 | 0 | 0 | |
S&P 500 INDEX FUND | COMMON | 464287200 | 51 | 241 | SH | SOLE | 0 | 241 | 0 | 0 | |
S&P 500 BARRA GROWTH INDEX FUND | COMMON | 464287309 | 7 | 64 | SH | SOLE | 0 | 64 | 0 | 0 | |
RUSSELL 1000 VALUE INDEX FUND | COMMON | 464287598 | 624 | 6,043 | SH | SOLE | 0 | 6,043 | 0 | 0 | |
RUSSELL 1000 GROWTH INDEX FUND | COMMON | 464287614 | 288 | 2,872 | SH | SOLE | 0 | 2,872 | 0 | 0 | |
RUSSELL 2000 INDEX FUND | COMMON | 464287655 | 7,032 | 61,158 | SH | SOLE | 0 | 61,158 | 0 | 0 | |
RUSSELL 2000 VALUE INDEX FUND | COMMON | 464287630 | 126 | 1,290 | SH | SOLE | 0 | 1,290 | 0 | 0 | |
RUSSELL 2000 GROWTH INDEX FUND | COMMON | 464287648 | 15 | 107 | SH | SOLE | 0 | 107 | 0 | 0 | |
RUSSELL 3000 INDEX FUND | COMMON | 464287689 | 19 | 155 | SH | SOLE | 0 | 155 | 0 | 0 | |
ISHARES TR DJ TOTAL MKT | COMMON | 464287846 | 1 | 5 | SH | SOLE | 0 | 5 | 0 | 0 | |
JOHNSON & JOHNSON | COMMON | 478160104 | 23 | 193 | SH | SOLE | 0 | 193 | 0 | 0 | |
KINDER MORGAN INC DELAWARE COM USD0.01 | COMMON | 49456B101 | 12 | 635 | SH | SOLE | 0 | 635 | 0 | 0 | |
COCA COLA COMPANY | COMMON | 191216100 | 9 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
MICHAEL KORS HOLDINGS COM | COMMON | G60754101 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
MID CAP S P D R TRUST | COMMON | 78467Y107 | 7,382 | 27,116 | SH | SOLE | 0 | 27,116 | 0 | 0 | |
METLIFE INC COM | COMMON | 59156R108 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | COMMON | 72201R833 | 1,552 | 15,336 | SH | SOLE | 0 | 15,336 | 0 | 0 | |
MARSH & MCLENNAN CO INC | COMMON | 571748102 | 70 | 1,016 | SH | SOLE | 0 | 1,016 | 0 | 0 | |
ALTRIA GROUP | COMMON | 02209S103 | 30 | 440 | SH | SOLE | 0 | 440 | 0 | 0 | |
MERCK & CO INC | COMMON | 58933Y105 | 23 | 399 | SH | SOLE | 0 | 399 | 0 | 0 | |
MORGAN STANLEY | COMMON | 617446448 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
MICROSOFT CORP | COMMON | 594918104 | 9 | 176 | SH | SOLE | 0 | 176 | 0 | 0 | |
ISHARES S&P NATL AMT FREE MUNI BND FND | COMMON | 464288414 | 598 | 5,253 | SH | SOLE | 0 | 5,253 | 0 | 0 | |
NETFLIX INC | COMMON | 64110L106 | 9 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
NIELSEN HOLDINGS PLC | COMMON | G6518L108 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SERVICENOW INC COM | COMMON | 81762P102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
NORTHERN TRUST CORP | COMMON | 665859104 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
NUVEEN MUN VALUE FD | COMMON | 670928100 | 130 | 12,044 | SH | SOLE | 0 | 12,044 | 0 | 0 | |
NEW YORK COMMUNITY BANCORP INC | COMMON | 649445103 | 8 | 530 | SH | SOLE | 0 | 530 | 0 | 0 | |
ORACLE CORPORATION | COMMON | 68389X105 | 0 | 3 | SH | SOLE | 0 | 3 | 0 | 0 | |
OCCIDENTAL PETROLEUM | COMMON | 674599105 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
POWERSHARES CEF INCOME COMPOSITE ETF | COMMON | 73936Q843 | 69 | 3,132 | SH | SOLE | 0 | 3,132 | 0 | 0 | |
PFIZER INCORPORATED | COMMON | 717081103 | 50 | 1,412 | SH | SOLE | 0 | 1,412 | 0 | 0 | |
ISHARES S&P U S PFD FUND | COMMON | 464288687 | 79 | 1,984 | SH | SOLE | 0 | 1,984 | 0 | 0 | |
POWERSHARES DWA EMRG MKTS MOMENTUM PORT | COMMON | 73936Q207 | 1 | 40 | SH | SOLE | 0 | 40 | 0 | 0 | |
POWERSHARES DWA DEVEL MKTS MOMENTUM PORTFOLIO | COMMON | 73936Q108 | 1 | 30 | SH | SOLE | 0 | 30 | 0 | 0 | |
NASDAQ 100 SHARES | COMMON | 73935A104 | 19 | 172 | SH | SOLE | 0 | 172 | 0 | 0 | |
SPDR DOW JONES GLOBAL REAL ESTATE EFT | COMMON | 78463X749 | 5 | 92 | SH | SOLE | 0 | 92 | 0 | 0 | |
SPDR SER TR DJ WILSHIRE REIT ETF | COMMON | 78464A607 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SPDR DOW JONES INTL RELEST ETF | COMMON | 78463X863 | 141 | 3,410 | SH | SOLE | 0 | 3,410 | 0 | 0 | |
MSCI EAFE SMALL CAP | COMMON | 464288273 | 2,152 | 44,589 | SH | SOLE | 0 | 44,589 | 0 | 0 | |
SPDR S&P DIVIDEND ETF | COMMON | 78464A763 | 30 | 358 | SH | SOLE | 0 | 358 | 0 | 0 | |
SPDR SER TR BARCLAYS CAP SHORT TERM | COMMON | 78468R739 | 5,649 | 115,103 | SH | SOLE | 0 | 115,103 | 0 | 0 | |
SPDR SERIES TRUST SHORT TERM H IGH YIELD BOND ETF | COMMON | 78468R408 | 34 | 1,248 | SH | SOLE | 0 | 1,248 | 0 | 0 | |
S P D R TRUST UNIT SR | COMMON | 78462F103 | 38,634 | 184,431 | SH | SOLE | 0 | 184,431 | 0 | 0 | |
SUNTRUST BANKS INC | COMMON | 867914103 | 41 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | COMMON | G7945M107 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
SYNCHRONY FINANCIAL | COMMON | 87165B103 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
AT&T CORP - NEW | COMMON | 00206R102 | 73 | 1,687 | SH | SOLE | 0 | 1,687 | 0 | 0 | |
TERRAFORM POWER, INC. | COMMON | 88104R100 | 1 | 60 | SH | SOLE | 0 | 60 | 0 | 0 | |
SPDR SER TR BARCLAYS CAP MUN BD E | COMMON | 78468R721 | 12,382 | 244,744 | SH | SOLE | 0 | 244,744 | 0 | 0 | |
T J X COS INC | COMMON | 872540109 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TEMPUR SEALY INTERNATIONAL INC | COMMON | 88023U101 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TRACTOR SUPPLY CO | COMMON | 892356106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TWITTER INC | COMMON | 90184L102 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
TIME WARNER INC | COMMON | 887317303 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
UNDER ARMOUR INC CL A | COMMON | 904311107 | 4 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
UNDER ARMOUR INC CL C | COMMON | 904311206 | 4 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COMMON | 91324P102 | 21 | 147 | SH | SOLE | 0 | 147 | 0 | 0 | |
VISA INC CL A | COMMON | 92826C839 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS INTERMEDIATE | COMMON | 92206C870 | 6,819 | 76,267 | SH | SOLE | 0 | 76,267 | 0 | 0 | |
VANGUARD EUROPE PAC INDEX FUND | COMMON | 921943858 | 4,759 | 134,596 | SH | SOLE | 0 | 134,596 | 0 | 0 | |
VANGUARD INTL EQTY INDEX | COMMON | 922042775 | 1,543 | 36,006 | SH | SOLE | 0 | 36,006 | 0 | 0 | |
VANGUARD DIV APPRCIATION | COMMON | 921908844 | 222 | 2,672 | SH | SOLE | 0 | 2,672 | 0 | 0 | |
VANGUARD MORTGAGE BACKED | COMMON | 92206C771 | 5 | 95 | SH | SOLE | 0 | 95 | 0 | 0 | |
VMWARE INC COM | COMMON | 928563402 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANGUARD REIT INDEX FUND | COMMON | 922908553 | 1,721 | 19,412 | SH | SOLE | 0 | 19,412 | 0 | 0 | |
VANGUARD S&P 500 ETF | COMMON | 922908363 | 199 | 1,037 | SH | SOLE | 0 | 1,037 | 0 | 0 | |
VOYA FINANCIAL INC | COMMON | 929089100 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX | COMMON | 922908769 | 12,661 | 118,152 | SH | SOLE | 0 | 118,152 | 0 | 0 | |
VANGUARD LG CAP VALUE INDEX FUND | COMMON | 922908744 | 14 | 160 | SH | SOLE | 0 | 160 | 0 | 0 | |
VANGUARD GROWTH | COMMON | 922908736 | 30 | 277 | SH | SOLE | 0 | 277 | 0 | 0 | |
VANGUARD INTL EQ INDEX FUND | COMMON | 922042858 | 1,487 | 42,199 | SH | SOLE | 0 | 42,199 | 0 | 0 | |
VANGUARD TOTAL INTERNATIONAL STOCK | COMMON | 921909768 | 153 | 3,449 | SH | SOLE | 0 | 3,449 | 0 | 0 | |
VANGUARD HIGH DIVIDEND YIELD | COMMON | 921946406 | 290 | 4,054 | SH | SOLE | 0 | 4,054 | 0 | 0 | |
VERIZON COMMUNICATIONS | COMMON | 92343V104 | 68 | 1,210 | SH | SOLE | 0 | 1,210 | 0 | 0 | |
WEC ENERGY GROUP INC | COMMON | 92939U106 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
WELLS FARGO & CO | COMMON | 949746101 | 9 | 190 | SH | SOLE | 0 | 190 | 0 | 0 | |
SECTOR SPDR ENGY SELECT | COMMON | 81369Y506 | 7 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
EXXON MOBIL CORPORATION | COMMON | 30231G102 | 64 | 683 | SH | SOLE | 0 | 683 | 0 | 0 |