0001638599-18-001126.txt : 20180926 0001638599-18-001126.hdr.sgml : 20180926 20180926172123 ACCESSION NUMBER: 0001638599-18-001126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180924 FILED AS OF DATE: 20180926 DATE AS OF CHANGE: 20180926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rowe Michael M CENTRAL INDEX KEY: 0001744774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38365 FILM NUMBER: 181088679 MAIL ADDRESS: STREET 1: C/O EYENOVIA, INC. STREET 2: 501 FIFTH AVENUE, SUITE 1404 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EYENOVIA, INC. CENTRAL INDEX KEY: 0001682639 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 471178401 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8748 TECHNOLOGY WAY CITY: RENO STATE: NV ZIP: 89521 BUSINESS PHONE: 813-766-9539 MAIL ADDRESS: STREET 1: 8748 TECHNOLOGY WAY CITY: RENO STATE: NV ZIP: 89521 4 1 doc4_5702.xml PRIMARY DOCUMENT X0306 4 2018-09-24 0 0001682639 EYENOVIA, INC. EYEN 0001744774 Rowe Michael M C/O EYENOVIA, INC. 501 FIFTH AVENUE, SUITE 1404 NEW YORK NY 10017 0 1 0 0 Vice President of Marketing Common Stock, par value $.0001 2018-09-24 4 P 0 200 4.09 A 400 D Common Stock, par value $.0001 2018-09-25 4 P 0 600 4.27 A 1000 D Stock Option (right to buy) 6.30 2028-07-02 Common Stock 60000 60000 D Stock Option (right to buy) 6.20 2028-07-24 Common Stock 19874 19874 D The option became exercisable as to 1,666 shares on August 2, 2018, and becomes exercisable in equal 1,666 share amounts on each of the 35 one-month anniversaries thereafter. One-third of the option becomes exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24-one month anniversaries thereafter. /s/ S. Halle Vakani, Attorney-in-Fact 2018-09-26