0001144204-19-047820.txt : 20191009
0001144204-19-047820.hdr.sgml : 20191009
20191009210415
ACCESSION NUMBER: 0001144204-19-047820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191007
FILED AS OF DATE: 20191009
DATE AS OF CHANGE: 20191009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gazdak Jonathan
CENTRAL INDEX KEY: 0001748048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38608
FILM NUMBER: 191145209
MAIL ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Wireless Technologies, Inc.
CENTRAL INDEX KEY: 0001682149
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 301135279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 408-627-4716
MAIL ADDRESS:
STREET 1: 6840 VIA DEL ORO STE. 280
CITY: SAN JOSE
STATE: CA
ZIP: 95119
FORMER COMPANY:
FORMER CONFORMED NAME: Summit Semiconductor Inc.
DATE OF NAME CHANGE: 20180501
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR
DATE OF NAME CHANGE: 20180416
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR INC.
DATE OF NAME CHANGE: 20180413
4
1
tv530902_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-10-07
0
0001682149
Summit Wireless Technologies, Inc.
WISA
0001748048
Gazdak Jonathan
C/O SUMMIT WIRELESS TECHNOLOGIES, INC.
6840 VIA DEL ORO STE. 280
SAN JOSE
CA
95119
1
0
0
0
Common Stock
2019-10-07
4
M
0
3138
0.80
A
52156
D
Warrants (right to buy)
5.40
2019-10-07
4
H
0
1569
D
2017-02-26
2022-02-26
Common Stock
1569
0
D
Warrants (right to buy)
0.80
2019-10-07
4
P
0
1569
A
2019-10-07
2022-02-26
Common Stock
1569
1569
D
Warrants (right to buy)
0.80
2019-10-07
4
M
0
1569
0
D
2019-10-07
2022-02-26
Common Stock
1569
0
D
Warrants (right to buy)
5.40
2019-10-07
4
H
0
1569
D
2018-02-28
2023-02-28
Common Stock
1569
0
D
Warrants (right to buy)
0.80
2019-10-07
4
P
0
1569
A
2019-10-07
2023-02-28
Common Stock
1569
1569
D
Warrants (right to buy)
0.80
2019-10-07
4
M
0
1569
0
D
2019-10-07
2023-02-28
Common Stock
1569
0
D
Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.
Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.
/s/ Jonathan Gazdak
2019-10-09